Purchases and Sales Made in Q4 2024 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q4 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
532K+ 275.81% |
$38.4M - $45M
|
724K
$53.4M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
154K+ 60.16% |
$11.1M - $13M
|
410K
$30.3M
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
134KNew |
$9.7M - $11.4M
|
134K
$9.92M
|
|
|
Jan 21, 2025
Q4 2024
|
Eclectic Associates Inc
|
BUY
|
- |
122K+ 1980.36% |
$8.81M - $10.3M
|
128K
$9.46M
|
|
|
Feb 05, 2025
Q4 2024
|
Brueske Advisory Services, LLC
Bellevue, WA |
BUY
|
- |
107KNew |
$7.72M - $9.06M
|
107K
$7.89M
|
|
|
Feb 11, 2025
Q4 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
80.7KNew |
$5.83M - $6.83M
|
80.7K
$5.95M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
80.5KNew |
$5.81M - $6.81M
|
80.5K
$5.94M
|
|
|
Feb 03, 2025
Q4 2024
|
Marshall Investment Management, LLC
Littleton, CO |
BUY
|
- |
66.3KNew |
$4.79M - $5.61M
|
66.3K
$4.89M
|
|
|
Feb 14, 2025
Q4 2024
|
Fischer Investment Strategies, LLC
Westlake Village, CA |
BUY
|
- |
51KNew |
$3.68M - $4.32M
|
51K
$3.76M
|
|
|
Feb 19, 2025
Q4 2024
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
46KNew |
$3.32M - $3.89M
|
46K
$3.39M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
37.7K+ 7.04% |
$2.72M - $3.19M
|
574K
$42.3M
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
36.9KNew |
$2.66M - $3.12M
|
36.9K
$2.72M
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
27.6KNew |
$1.99M - $2.33M
|
27.6K
$2.03M
|
|
|
Jan 23, 2025
Q4 2024
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
26.4K+ 27.53% |
$1.9M - $2.23M
|
122K
$9.02M
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
23.9K+ 27.81% |
$1.72M - $2.02M
|
110K
$8.09M
|
|
|
Feb 10, 2025
Q4 2024
|
Founders Financial Securities LLC
|
BUY
|
- |
22.3KNew |
$1.61M - $1.89M
|
22.3K
$1.64M
|
|
|
Jan 29, 2025
Q4 2024
|
G&S Capital LLC
|
BUY
|
- |
14KNew |
$1.01M - $1.19M
|
14K
$1.03M
|
|
|
Jan 29, 2025
Q4 2024
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
13.2KNew |
$951K - $1.12M
|
13.2K
$972K
|
|
|
Feb 14, 2025
Q4 2024
|
Blue Capital, Inc.
Omaha, NE |
BUY
|
- |
8.42KNew |
$608K - $712K
|
8.42K
$621K
|
|
|
Feb 07, 2025
Q4 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
8.09K+ 122.93% |
$584K - $685K
|
14.7K
$1.08M
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.78K+ 12.66% |
$489K - $573K
|
60.3K
$4.45M
|
|
|
Feb 14, 2025
Q4 2024
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
6.76K+ 93.54% |
$488K - $572K
|
14K
$1.03M
|
|
|
Jan 24, 2025
Q4 2024
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
6.43KNew |
$464K - $544K
|
6.43K
$474K
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
6.27KNew |
$452K - $531K
|
6.27K
$462K
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
6.14K+ 7.74% |
$443K - $520K
|
85.5K
$6.3M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.71K+ 67.41% |
$412K - $483K
|
14.2K
$1.05M
|
|
|
Feb 06, 2025
Q4 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
5.5KNew |
$397K - $466K
|
5.5K
$406K
|
|
|
Feb 04, 2025
Q4 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.41KNew |
$390K - $458K
|
5.41K
$399K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
4.26K+ 12.44% |
$308K - $361K
|
38.5K
$2.84M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.01K+ 38.82% |
$290K - $340K
|
14.4K
$1.06M
|
|
|
Feb 13, 2025
Q4 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
3.88KNew |
$280K - $329K
|
3.88K
$287K
|
|
|
Jan 31, 2025
Q4 2024
|
Tkg Advisors, LLC
|
BUY
|
- |
3.71KNew |
$268K - $314K
|
3.71K
$274K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.57K+ 2.78% |
$258K - $302K
|
132K
$9.75M
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.41KNew |
$246K - $288K
|
3.41K
$251K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.1KNew |
$224K - $262K
|
3.1K
$229K
|
|
|
Jan 27, 2025
Q4 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.91KNew |
$210K - $246K
|
2.91K
$214K
|
|
|
Feb 13, 2025
Q4 2024
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
2.76KNew |
$199K - $234K
|
2.76K
$204K
|
|
|
Feb 06, 2025
Q4 2024
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
2.66K+ 5.22% |
$192K - $225K
|
53.6K
$3.96M
|
|
|
Feb 14, 2025
Q4 2024
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
2.62KNew |
$189K - $222K
|
2.62K
$193K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.49K+ 3367.57% |
$180K - $211K
|
2.57K
$189K
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.42K+ 4.79% |
$175K - $205K
|
53K
$3.91M
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
BUY
|
- |
2.16K+ 169.15% |
$156K - $182K
|
3.43K
$253K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.83K+ 35.0% |
$132K - $154K
|
7.04K
$519K
|
|
|
Jan 17, 2025
Q4 2024
|
Independent Wealth Network Inc.
|
BUY
|
- |
1.82K+ 31.24% |
$132K - $154K
|
7.66K
$565K
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.73K+ 11.32% |
$125K - $147K
|
17K
$1.26M
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.52K+ 3.0% |
$110K - $129K
|
52.1K
$3.85M
|
|
|
Jan 22, 2025
Q4 2024
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
1.28K+ 20.09% |
$92.3K - $108K
|
7.65K
$564K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.25K+ 27.41% |
$90K - $106K
|
5.8K
$428K
|
|
|
Feb 24, 2025
Q4 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
470+ 17.45% |
$33.9K - $39.8K
|
3.16K
$233K
|
|
|
Jan 22, 2025
Q4 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
433+ 4.76% |
$31.3K - $36.6K
|
9.54K
$703K
|