Purchases and Sales Made in Q4 2024 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q4 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 05, 2025
Q4 2024
|
Private Trust CO Na
|
BUY
|
- |
426+ 20.66% |
$30.8K - $36.1K
|
2.49K
$184K
|
|
|
Jan 22, 2025
Q4 2024
|
Wealth Effects LLC
|
BUY
|
- |
425+ 12.21% |
$30.7K - $36K
|
3.91K
$288K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
405New |
$29.2K - $34.3K
|
405
$29.9K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
397New |
$28.7K - $33.6K
|
397
$29.3K
|
|
|
Feb 05, 2025
Q4 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
381+ 12.4% |
$27.5K - $32.2K
|
3.45K
$255K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
BUY
|
- |
356+ 38.53% |
$25.7K - $30.1K
|
1.28K
$94.4K
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
335+ 9.35% |
$24.2K - $28.4K
|
3.92K
$289K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
325+ 306.6% |
$23.5K - $27.5K
|
431
$31.8K
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
232+ 3.22% |
$16.7K - $19.6K
|
7.43K
$548K
|
|
|
Jan 28, 2025
Q4 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
189+ 5.27% |
$13.6K - $16K
|
3.77K
$278K
|
|
|
Jan 16, 2025
Q4 2024
|
Willner & Heller, LLC
|
BUY
|
- |
133+ 1.81% |
$9.6K - $11.3K
|
7.5K
$553K
|
|
|
Feb 03, 2025
Q4 2024
|
Waterfront Wealth Inc.
|
BUY
|
- |
125+ 3.97% |
$9.02K - $10.6K
|
3.27K
$241K
|
|
|
Jan 21, 2025
Q4 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
87+ 1.08% |
$6.28K - $7.36K
|
8.15K
$601K
|
|
|
Feb 14, 2025
Q4 2024
|
49 Wealth Management, LLC
Austin, TX |
BUY
|
- |
82+ 2.24% |
$5.92K - $6.94K
|
3.74K
$276K
|
|
|
Feb 12, 2025
Q4 2024
|
Citigroup Inc
|
BUY
|
- |
65New |
$4.69K - $5.5K
|
65
$4.8K
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
BUY
|
- |
64+ 1.81% |
$4.62K - $5.42K
|
3.61K
$266K
|
|
|
Feb 12, 2025
Q4 2024
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
59+ 2.09% |
$4.26K - $4.99K
|
2.88K
$212K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
50+ 1.15% |
$3.61K - $4.23K
|
4.42K
$326K
|
|
|
Jan 31, 2025
Q4 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
14+ 0.17% |
$1.01K - $1.18K
|
8.44K
$623K
|
|
|
Jan 28, 2025
Q4 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
11+ 0.37% |
$794 - $931
|
2.99K
$221K
|
|
|
Feb 07, 2025
Q4 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
4+ 0.19% |
$289 - $339
|
2.08K
$153K
|
|
|
Jan 17, 2025
Q4 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
2+ 0.06% |
$144 - $169
|
3.46K
$255K
|
|
|
Feb 10, 2025
Q4 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
1+ 0.14% |
$72.2 - $84.6
|
718
$53K
|
|
|
Feb 12, 2025
Q4 2024
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-3- 3.16% |
$217 - $254
|
92
$6.79K
|
|
|
Jan 27, 2025
Q4 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-49- 1.36% |
$3.54K - $4.15K
|
3.55K
$262K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-90- 13.62% |
$6.5K - $7.62K
|
571
$42.1K
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
SELL
|
- |
-99- 91.67% |
$7.15K - $8.38K
|
9
$664
|
|
|
Jan 29, 2025
Q4 2024
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-184- 1.09% |
$13.3K - $15.6K
|
16.7K
$1.23M
|
|
|
Feb 13, 2025
Q4 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-194- 3.32% |
$14K - $16.4K
|
5.65K
$417K
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-345- 2.01% |
$24.9K - $29.2K
|
16.9K
$1.24M
|
|
|
Jan 24, 2025
Q4 2024
|
Hfg Advisors, Inc.
|
SELL
|
- |
-474- 2.28% |
$34.2K - $40.1K
|
20.3K
$1.5M
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
SELL
|
- |
-676- 3.04% |
$48.8K - $57.2K
|
21.5K
$1.59M
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.67K- 1.25% |
$121K - $142K
|
132K
$9.76M
|
|
|
Feb 13, 2025
Q4 2024
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.74K- 0.69% |
$126K - $147K
|
251K
$18.5M
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.87K- 2.16% |
$135K - $159K
|
84.7K
$6.25M
|
|
|
Jan 14, 2025
Q4 2024
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2K- 45.06% |
$144K - $169K
|
2.44K
$180K
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.13K- 2.29% |
$154K - $180K
|
90.9K
$6.71M
|
|
|
Feb 03, 2025
Q4 2024
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.53K- 13.79% |
$182K - $214K
|
15.8K
$1.17M
|
|
|
Feb 07, 2025
Q4 2024
|
Strategic Equity Management
|
SELL
|
- |
-2.66K- 19.15% |
$192K - $225K
|
11.2K
$830K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.83K- 12.42% |
$204K - $239K
|
19.9K
$1.47M
|
|
|
Feb 14, 2025
Q4 2024
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-2.94K- 6.21% |
$212K - $249K
|
44.4K
$3.28M
|
|
|
Feb 12, 2025
Q4 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-3.19K- 9.11% |
$230K - $270K
|
31.8K
$2.35M
|
|
|
Jan 27, 2025
Q4 2024
|
Moneywise, Inc.
|
SELL
|
- |
-7.03K- 18.22% |
$508K - $595K
|
31.6K
$2.33M
|
|
|
Jan 28, 2025
Q4 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-10K- 10.44% |
$723K - $848K
|
85.9K
$6.34M
|