Purchases and Sales Made in Q1 2022 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
188K+ 37.86% |
$9.34M - $10.3M
|
686K
$41.2M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
109K+ 23.61% |
$5.39M - $5.92M
|
569K
$34.2M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
108K+ 23.34% |
$5.34M - $5.86M
|
569K
$34.2M
|
|
|
May 13, 2022
Q1 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
101KNew |
$5M - $5.49M
|
101K
$6.06M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
65.2K+ 124.39% |
$3.23M - $3.55M
|
118K
$7.06M
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
56.7KNew |
$2.81M - $3.08M
|
56.7K
$3.4M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
44K+ 139.21% |
$2.18M - $2.4M
|
75.7K
$4.54M
|
|
|
Apr 21, 2022
Q1 2022
|
Sterling Manor Financial, LLC
|
BUY
|
- |
42.3KNew |
$2.1M - $2.3M
|
42.3K
$2.54M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
37.1K+ 9.95% |
$1.84M - $2.02M
|
409K
$24.6M
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
35.4KNew |
$1.76M - $1.93M
|
35.4K
$2.13M
|
|
|
Apr 20, 2022
Q1 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
29.3K+ 12.73% |
$1.45M - $1.6M
|
260K
$15.6M
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
28.4K+ 68.7% |
$1.41M - $1.54M
|
69.6K
$4.18M
|
|
|
Apr 15, 2022
Q1 2022
|
G&S Capital LLC
|
BUY
|
- |
22.5KNew |
$1.12M - $1.23M
|
22.5K
$1.35M
|
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
17.1KNew |
$849K - $932K
|
17.1K
$1.03M
|
|
|
Apr 15, 2022
Q1 2022
|
Tkg Advisors, LLC
|
BUY
|
- |
10.3KNew |
$511K - $561K
|
10.3K
$618K
|
|
|
May 09, 2022
Q1 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
10.3KNew |
$511K - $561K
|
10.3K
$618K
|
|
|
May 13, 2022
Q1 2022
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
10.1KNew |
$502K - $551K
|
10.1K
$608K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.33K+ 86.26% |
$463K - $508K
|
20.2K
$1.21M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
8.84K+ 4.74% |
$438K - $481K
|
195K
$11.7M
|
|
|
May 03, 2022
Q1 2022
|
Triumph Capital Management
|
BUY
|
- |
6.87K+ 51.53% |
$340K - $374K
|
20.2K
$1.21M
|
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
6.26K+ 136.92% |
$310K - $341K
|
10.8K
$650K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.21K+ 38.89% |
$308K - $338K
|
22.2K
$1.33M
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
5.63KNew |
$279K - $306K
|
5.63K
$338K
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
4.91KNew |
$244K - $267K
|
4.91K
$295K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.9K+ 23.15% |
$243K - $267K
|
26.1K
$1.56M
|
|
|
May 09, 2022
Q1 2022
|
One Plus One Wealth Management, LLC
|
BUY
|
- |
4.43K+ 3.61% |
$220K - $241K
|
127K
$7.64M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.1K+ 4.56% |
$203K - $223K
|
94.1K
$5.64M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.34K+ 3.35% |
$166K - $182K
|
103K
$6.2M
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
3.33K+ 3.62% |
$165K - $181K
|
95.5K
$5.73M
|
|
|
May 04, 2022
Q1 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.29K+ 3.8% |
$113K - $124K
|
62.5K
$3.75M
|
|
|
May 12, 2022
Q1 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
2.27KNew |
$112K - $123K
|
2.27K
$136K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.41KNew |
$70.1K - $76.9K
|
1.41K
$84.8K
|
|
|
May 11, 2022
Q1 2022
|
Us Bancorp \De\
|
BUY
|
- |
1.14K+ 5.22% |
$56.4K - $61.9K
|
22.9K
$1.38M
|
|
|
Apr 29, 2022
Q1 2022
|
Northwest Wealth Management, LLC
|
BUY
|
- |
818+ 17.3% |
$40.6K - $44.5K
|
5.55K
$333K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
712New |
$35.3K - $38.7K
|
712
$42.7K
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
623+ 13.51% |
$30.9K - $33.9K
|
5.24K
$314K
|
|
|
May 12, 2022
Q1 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
474New |
$23.5K - $25.8K
|
474
$28.4K
|
|
|
Apr 15, 2022
Q1 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
416+ 1.67% |
$20.6K - $22.6K
|
25.4K
$1.52M
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
407+ 55.22% |
$20.2K - $22.1K
|
1.14K
$68.6K
|
|
|
May 02, 2022
Q1 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
205+ 4.57% |
$10.2K - $11.2K
|
4.69K
$282K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
200New |
$9.92K - $10.9K
|
200
$12K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
89+ 23.24% |
$4.41K - $4.84K
|
472
$28.3K
|
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
33+ 0.42% |
$1.64K - $1.8K
|
7.89K
$474K
|
|
|
May 20, 2022
Q1 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
22+ 0.27% |
$1.09K - $1.2K
|
8.29K
$497K
|
|
|
Apr 29, 2022
Q1 2022
|
Accel Wealth Management
|
BUY
|
- |
9New |
$446 - $490
|
9
$540
|
|
|
May 12, 2022
Q1 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
9+ 0.15% |
$446 - $490
|
5.88K
$353K
|
|
|
Aug 08, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1+ 0.26% |
$49.6 - $54.4
|
383
$23K
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-24- 3.11% |
$1.19K - $1.31K
|
748
$44.9K
|
|
|
Apr 20, 2022
Q1 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-350Closed |
$17.4K - $19K
|
0
$0
|
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-443- 8.96% |
$22K - $24.1K
|
4.5K
$270K
|