Purchases and Sales Made in Q1 2023 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 27, 2023
Q1 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
217KNew |
$9.44M - $11.5M
|
217K
$12.9M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
212K+ 79.75% |
$9.2M - $11.2M
|
477K
$28.4M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
BUY
|
- |
162K+ 2086.82% |
$7.04M - $8.57M
|
170K
$10.1M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
159K+ 897.29% |
$6.92M - $8.44M
|
177K
$10.5M
|
|
|
May 12, 2023
Q1 2023
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
113K+ 135.92% |
$4.91M - $5.98M
|
196K
$11.7M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
59.7K+ 21.28% |
$2.59M - $3.16M
|
340K
$20.3M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
54.3K+ 87.44% |
$2.36M - $2.88M
|
116K
$6.93M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
41.9K+ 12.03% |
$1.82M - $2.22M
|
390K
$23.3M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
21.9K+ 68.52% |
$953K - $1.16M
|
53.9K
$3.21M
|
|
|
May 15, 2023
Q1 2023
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
19.8KNew |
$862K - $1.05M
|
19.8K
$1.18M
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
16.7KNew |
$726K - $884K
|
16.7K
$995K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13KNew |
$564K - $687K
|
13K
$772K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
11K+ 14.11% |
$479K - $584K
|
89.2K
$5.31M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.93K+ 18.68% |
$345K - $420K
|
50.4K
$3M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
7.44K+ 40.53% |
$323K - $394K
|
25.8K
$1.54M
|
|
|
May 08, 2023
Q1 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
6.18K+ 58.95% |
$268K - $327K
|
16.7K
$992K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
5.72K+ 25.07% |
$249K - $303K
|
28.5K
$1.7M
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
5.57KNew |
$242K - $295K
|
5.57K
$332K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
5.18K+ 56.11% |
$225K - $274K
|
14.4K
$858K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.39K+ 17.43% |
$147K - $179K
|
22.8K
$1.36M
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.71K+ 5.23% |
$118K - $143K
|
54.5K
$3.24M
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.92K+ 4.12% |
$83.3K - $102K
|
48.4K
$2.88M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
1.79K+ 2.09% |
$77.6K - $94.5K
|
87K
$5.18M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.74K+ 6.98% |
$75.8K - $92.3K
|
26.7K
$1.59M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.25K+ 2.16% |
$54.2K - $66K
|
58.9K
$3.51M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.22KNew |
$52.9K - $64.4K
|
1.22K
$72.5K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
670+ 2.99% |
$29.1K - $35.5K
|
23.1K
$1.37M
|
|
|
May 17, 2023
Q1 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
668+ 14.94% |
$29K - $35.4K
|
5.14K
$306K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
459+ 3.1% |
$19.9K - $24.3K
|
15.2K
$908K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
250New |
$10.9K - $13.2K
|
250
$14.9K
|
|
|
May 02, 2023
Q1 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
210+ 3.95% |
$9.13K - $11.1K
|
5.53K
$329K
|
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
65+ 0.76% |
$2.82K - $3.44K
|
8.61K
$513K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
24+ 2.43% |
$1.04K - $1.27K
|
1.01K
$60.3K
|
|
|
May 12, 2023
Q1 2023
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
20+ 0.29% |
$869 - $1.06K
|
6.98K
$416K
|
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
BUY
|
- |
15+ 166.67% |
$652 - $794
|
24
$1.43K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
9+ 0.39% |
$391 - $477
|
2.3K
$137K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1+ 0.26% |
$43.5 - $53
|
391
$23.3K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5- 0.1% |
$217 - $265
|
4.88K
$291K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-15- 13.64% |
$652 - $794
|
95
$5.66K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-89- 33.71% |
$3.87K - $4.71K
|
175
$10.4K
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-109- 1.41% |
$4.74K - $5.77K
|
7.65K
$455K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-161- 41.39% |
$7K - $8.52K
|
228
$13.6K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-589- 10.34% |
$25.6K - $31.2K
|
5.11K
$304K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-799- 12.19% |
$34.7K - $42.3K
|
5.76K
$343K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-862- 2.26% |
$37.5K - $45.6K
|
37.3K
$2.22M
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.36K- 94.66% |
$59.3K - $72.2K
|
77
$4.59K
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.31K- 11.78% |
$144K - $175K
|
24.8K
$1.48M
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-5.72K- 20.05% |
$249K - $303K
|
22.8K
$1.36M
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-8.5K- 36.16% |
$370K - $450K
|
15K
$894K
|
|
|
May 15, 2023
Q1 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-10.7K- 53.12% |
$464K - $565K
|
9.42K
$561K
|