Purchases and Sales Made in Q1 2024 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q1 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 24, 2024
Q1 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
275KNew |
$14M - $15M
|
275K
$16.4M
|
|
|
May 15, 2024
Q1 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
128KNew |
$6.5M - $6.93M
|
128K
$7.6M
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
76.2K+ 41.45% |
$3.88M - $4.14M
|
260K
$15.5M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
63.1K+ 255.11% |
$3.22M - $3.43M
|
87.9K
$5.23M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
54.6K+ 21.16% |
$2.78M - $2.97M
|
313K
$18.6M
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
36.3K+ 764.45% |
$1.85M - $1.97M
|
41K
$2.44M
|
|
|
May 15, 2024
Q1 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
26.6KNew |
$1.35M - $1.44M
|
26.6K
$1.58M
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
13.9K+ 39.71% |
$705K - $752K
|
48.7K
$2.9M
|
|
|
May 15, 2024
Q1 2024
|
Gts Securities LLC
New York, NY |
BUY
|
- |
12.8KNew |
$653K - $696K
|
12.8K
$763K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.5K+ 5.05% |
$639K - $681K
|
261K
$15.5M
|
|
|
Apr 29, 2024
Q1 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
7.99K+ 10.64% |
$407K - $434K
|
83.1K
$4.95M
|
|
|
May 09, 2024
Q1 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
6.46K+ 9.57% |
$329K - $351K
|
74K
$4.41M
|
|
|
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
5.81K+ 10.13% |
$296K - $316K
|
63.2K
$3.76M
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.85K+ 3.22% |
$247K - $263K
|
155K
$9.26M
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
4.49K+ 4.89% |
$229K - $244K
|
96.3K
$5.74M
|
|
|
May 08, 2024
Q1 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.79K+ 61.3% |
$193K - $206K
|
9.96K
$593K
|
|
|
May 03, 2024
Q1 2024
|
9258 Wealth Management, LLC
|
BUY
|
- |
3.76KNew |
$192K - $204K
|
3.76K
$224K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
3KNew |
$153K - $163K
|
3K
$179K
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.88K+ 5.04% |
$95.7K - $102K
|
39.2K
$2.33M
|
|
|
May 13, 2024
Q1 2024
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
1.6K+ 0.62% |
$81.2K - $86.7K
|
259K
$15.4M
|
|
|
May 14, 2024
Q1 2024
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.17K+ 19.42% |
$59.5K - $63.5K
|
7.18K
$428K
|
|
|
May 15, 2024
Q1 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.1K+ 3.83% |
$56.2K - $60K
|
30K
$1.78M
|
|
|
Apr 22, 2024
Q1 2024
|
Accordant Advisory Group Inc
Annapolis, MD |
BUY
|
- |
1KNew |
$50.9K - $54.3K
|
1K
$59.6K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
956+ 1.32% |
$48.7K - $51.9K
|
73.2K
$4.36M
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
654+ 2.67% |
$33.3K - $35.5K
|
25.2K
$1.5M
|
|
|
May 13, 2024
Q1 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
431+ 22.71% |
$22K - $23.4K
|
2.33K
$139K
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
380+ 760.0% |
$19.4K - $20.6K
|
430
$25.6K
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
310+ 0.12% |
$15.8K - $16.8K
|
260K
$15.5M
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
310+ 0.12% |
$15.8K - $16.8K
|
260K
$15.5M
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
223New |
$11.4K - $12.1K
|
223
$13.3K
|
|
|
May 10, 2024
Q1 2024
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
215+ 3.15% |
$10.9K - $11.7K
|
7.04K
$419K
|
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
195New |
$9.93K - $10.6K
|
195
$11.6K
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
190+ 2.46% |
$9.68K - $10.3K
|
7.92K
$472K
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
115New |
$5.86K - $6.25K
|
115
$6.85K
|
|
|
May 14, 2024
Q1 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
85New |
$4.33K - $4.62K
|
85
$5.06K
|
|
|
Apr 25, 2024
Q1 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
3+ 0.04% |
$153 - $163
|
8.54K
$509K
|
|
|
May 15, 2024
Q1 2024
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-2- 2.82% |
$102 - $109
|
69
$4.11K
|
|
|
Apr 23, 2024
Q1 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-9- 0.23% |
$458 - $489
|
3.84K
$229K
|
|
|
May 13, 2024
Q1 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-40- 0.86% |
$2.04K - $2.17K
|
4.63K
$276K
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-164- 35.34% |
$8.35K - $8.91K
|
300
$17.9K
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-719- 11.28% |
$36.6K - $39.1K
|
5.66K
$337K
|
|
|
May 13, 2024
Q1 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.4K- 4.49% |
$71.4K - $76.1K
|
29.8K
$1.77M
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.11K- 13.86% |
$107K - $114K
|
13.1K
$779K
|
|
|
May 08, 2024
Q1 2024
|
Belpointe Asset Management LLC
|
SELL
|
- |
-2.59K- 10.57% |
$132K - $141K
|
21.9K
$1.3M
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.68K- 8.48% |
$136K - $145K
|
28.9K
$1.72M
|
|
|
May 15, 2024
Q1 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.87K- 24.12% |
$146K - $156K
|
9.02K
$537K
|
|
|
May 08, 2024
Q1 2024
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-3.15K- 41.36% |
$160K - $171K
|
4.46K
$266K
|
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.64K- 24.46% |
$287K - $306K
|
17.4K
$1.04M
|
|
|
May 01, 2024
Q1 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-13.4K- 86.04% |
$685K - $731K
|
2.18K
$130K
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-13.5K- 16.91% |
$686K - $731K
|
66.2K
$3.94M
|