Purchases and Sales Made in Q2 2021 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q2 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
178K+ 54.97% |
$8.9M - $9.56M
|
502K
$27.4M
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
164K+ 25.28% |
$8.18M - $8.79M
|
811K
$44.3M
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
124K+ 268.96% |
$6.22M - $6.68M
|
171K
$9.31M
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
114KNew |
$5.72M - $6.14M
|
114K
$6.25M
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
48.3K+ 19.9% |
$2.41M - $2.59M
|
291K
$15.9M
|
|
Aug 11, 2021
Q2 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
46.2KNew |
$2.31M - $2.48M
|
46.2K
$2.52M
|
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
27.3K+ 29.5% |
$1.36M - $1.47M
|
120K
$6.54M
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
26.3K+ 1591.09% |
$1.31M - $1.41M
|
27.9K
$1.52M
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
25K+ 68.95% |
$1.25M - $1.34M
|
61.2K
$3.34M
|
|
Jul 22, 2021
Q2 2021
|
G&S Capital LLC
|
BUY
|
- |
20.6KNew |
$1.03M - $1.1M
|
20.6K
$1.12M
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
19.6KNew |
$979K - $1.05M
|
19.6K
$1.07M
|
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
19.5K+ 19.41% |
$974K - $1.05M
|
120K
$6.54M
|
|
Jul 29, 2021
Q2 2021
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
14.7KNew |
$736K - $790K
|
14.7K
$803K
|
|
Aug 09, 2021
Q2 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
14.5KNew |
$725K - $779K
|
14.5K
$792K
|
|
Aug 16, 2021
Q2 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
13.7KNew |
$686K - $736K
|
13.7K
$749K
|
|
Aug 19, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
11.6K+ 1862.5% |
$581K - $624K
|
12.2K
$669K
|
|
Jul 16, 2021
Q2 2021
|
Sterling Manor Financial, LLC
|
BUY
|
- |
11.2K+ 15.96% |
$559K - $600K
|
81.2K
$4.43M
|
|
Aug 31, 2021
Q2 2021
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
10.4KNew |
$521K - $559K
|
10.4K
$569K
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
BUY
|
- |
10.3KNew |
$516K - $554K
|
10.3K
$563K
|
|
Aug 11, 2021
Q2 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.7K+ 189.1% |
$485K - $520K
|
14.8K
$809K
|
|
Aug 17, 2021
Q2 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
9.43K+ 31.78% |
$471K - $506K
|
39.1K
$2.13M
|
|
Jul 19, 2021
Q2 2021
|
Mai Capital Management
|
BUY
|
- |
9.25KNew |
$462K - $497K
|
9.25K
$505K
|
|
Aug 13, 2021
Q2 2021
|
Old Mission Capital LLC
|
BUY
|
- |
7.88K+ 37.72% |
$394K - $423K
|
28.8K
$1.57M
|
|
Jul 27, 2021
Q2 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
6.69K+ 3.46% |
$335K - $359K
|
200K
$10.9M
|
|
Jul 19, 2021
Q2 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
5.89K+ 14.77% |
$294K - $316K
|
45.7K
$2.5M
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.61K+ 16.74% |
$231K - $248K
|
32.2K
$1.76M
|
|
Jul 29, 2021
Q2 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
4.5KNew |
$225K - $241K
|
4.5K
$245K
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.96K+ 18.74% |
$198K - $212K
|
25.1K
$1.37M
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.7K+ 18.61% |
$135K - $145K
|
17.2K
$938K
|
|
Jul 28, 2021
Q2 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
2.11K+ 107.72% |
$105K - $113K
|
4.06K
$222K
|
|
Aug 11, 2021
Q2 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.99K+ 2.36% |
$99.5K - $107K
|
86.2K
$4.71M
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
795+ 152.59% |
$39.7K - $42.7K
|
1.32K
$71.8K
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
624New |
$31.2K - $33.5K
|
624
$34.1K
|
|
Aug 13, 2021
Q2 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
332+ 8.85% |
$16.6K - $17.8K
|
4.09K
$223K
|
|
Aug 02, 2021
Q2 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
282+ 4.04% |
$14.1K - $15.1K
|
7.25K
$396K
|
|
Jul 30, 2021
Q2 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
264+ 4.2% |
$13.2K - $14.2K
|
6.56K
$358K
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
218+ 3.99% |
$10.9K - $11.7K
|
5.69K
$311K
|
|
Jul 28, 2021
Q2 2021
|
Pfg Advisors
|
BUY
|
- |
51+ 0.79% |
$2.55K - $2.74K
|
6.52K
$356K
|
|
Aug 10, 2021
Q2 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
11+ 0.2% |
$550 - $590
|
5.53K
$302K
|
|
Jul 15, 2021
Q2 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-9- 1.01% |
$450 - $483
|
883
$48.2K
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-16Closed |
$800 - $859
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-20- 0.03% |
$1K - $1.07K
|
59.7K
$3.26M
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-59- 4.11% |
$2.95K - $3.17K
|
1.38K
$75.2K
|
|
Aug 10, 2021
Q2 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-88- 12.02% |
$4.4K - $4.72K
|
644
$35.2K
|
|
Aug 10, 2021
Q2 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-278- 3.4% |
$13.9K - $14.9K
|
7.89K
$431K
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2K- 1.86% |
$99.8K - $107K
|
105K
$5.76M
|
|
Aug 16, 2021
Q2 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-2.05K- 12.39% |
$102K - $110K
|
14.5K
$791K
|
|
Aug 05, 2021
Q2 2021
|
Us Bancorp \De\
|
SELL
|
- |
-2.13K- 7.86% |
$106K - $114K
|
24.9K
$1.36M
|
|
Aug 06, 2021
Q2 2021
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-2.5K- 38.46% |
$125K - $134K
|
4K
$218K
|
|
Aug 10, 2021
Q2 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-2.63K- 5.55% |
$131K - $141K
|
44.7K
$2.44M
|