Purchases and Sales Made in Q2 2022 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q2 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
329K+ 168.47% |
$14.1M - $16.9M
|
525K
$31.2M
|
|
|
Aug 04, 2022
Q2 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
35.3KNew |
$1.51M - $1.81M
|
35.3K
$2.1M
|
|
|
Aug 15, 2022
Q2 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
31.4K+ 6628.69% |
$1.35M - $1.61M
|
31.9K
$1.9M
|
|
|
Jul 19, 2022
Q2 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
24.1K+ 9.29% |
$1.03M - $1.24M
|
284K
$16.9M
|
|
|
Aug 15, 2022
Q2 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
13.4K+ 37.23% |
$576K - $691K
|
49.6K
$2.95M
|
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
12.7K+ 122.99% |
$544K - $653K
|
23K
$1.37M
|
|
|
Aug 12, 2022
Q2 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
11.8KNew |
$507K - $608K
|
11.8K
$704K
|
|
|
Jul 27, 2022
Q2 2022
|
Advisor Resource Council
|
BUY
|
- |
10.5KNew |
$448K - $537K
|
10.5K
$622K
|
|
|
Aug 15, 2022
Q2 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.2K+ 194.42% |
$436K - $523K
|
15.4K
$918K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
BUY
|
- |
7.87K+ 6.69% |
$337K - $405K
|
126K
$7.48M
|
|
|
Aug 16, 2022
Q2 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
7K+ 16.63% |
$300K - $360K
|
49.1K
$2.93M
|
|
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
6.44KNew |
$276K - $331K
|
6.44K
$383K
|
|
|
Aug 03, 2022
Q2 2022
|
Sterling Manor Financial, LLC
|
BUY
|
- |
3.86K+ 9.12% |
$165K - $198K
|
46.2K
$2.75M
|
|
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.88K+ 29.28% |
$123K - $148K
|
12.7K
$756K
|
|
|
Aug 15, 2022
Q2 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.84K+ 4.08% |
$122K - $146K
|
72.5K
$4.32M
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.73KNew |
$117K - $140K
|
2.73K
$162K
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.75K+ 123.78% |
$74.9K - $89.9K
|
3.16K
$188K
|
|
|
Aug 12, 2022
Q2 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.53K+ 2.45% |
$65.6K - $78.6K
|
64K
$3.81M
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.34K+ 5.14% |
$57.4K - $68.8K
|
27.4K
$1.63M
|
|
|
Aug 12, 2022
Q2 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
1.02K+ 17.33% |
$43.7K - $52.4K
|
6.9K
$411K
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
943+ 126.07% |
$40.4K - $48.5K
|
1.69K
$101K
|
|
|
Aug 01, 2022
Q2 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
604+ 2.38% |
$25.9K - $31K
|
26K
$1.55M
|
|
|
Aug 03, 2022
Q2 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
494+ 10.98% |
$21.2K - $25.4K
|
5K
$297K
|
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
472New |
$20.2K - $24.3K
|
472
$28.1K
|
|
|
Aug 01, 2022
Q2 2022
|
Us Bancorp \De\
|
BUY
|
- |
430+ 1.88% |
$18.4K - $22.1K
|
23.4K
$1.39M
|
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
344+ 2.24% |
$14.7K - $17.7K
|
15.7K
$936K
|
|
|
Nov 13, 2023
Q2 2022
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
223New |
$9.56K - $11.5K
|
223
$13.3K
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
161+ 1.87% |
$6.9K - $8.27K
|
8.77K
$522K
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
BUY
|
- |
94New |
$4.03K - $4.83K
|
94
$5.6K
|
|
|
Jul 14, 2022
Q2 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
9+ 0.19% |
$386 - $463
|
4.7K
$280K
|
|
|
Jul 15, 2022
Q2 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
3+ 0.42% |
$129 - $154
|
715
$42.6K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-200Closed |
$8.57K - $10.3K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-345- 38.63% |
$14.8K - $17.7K
|
548
$32.6K
|
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-433- 1.95% |
$18.6K - $22.3K
|
21.8K
$1.3M
|
|
|
Aug 12, 2022
Q2 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-472Closed |
$20.2K - $24.3K
|
0
$0
|
|
|
Jul 21, 2022
Q2 2022
|
G&S Capital LLC
|
SELL
|
- |
-489- 2.17% |
$21K - $25.1K
|
22K
$1.31M
|
|
|
Jul 22, 2022
Q2 2022
|
Truist Financial Corp
|
SELL
|
- |
-594- 0.69% |
$25.5K - $30.5K
|
86K
$5.12M
|
|
|
Jul 28, 2022
Q2 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-822- 10.41% |
$35.2K - $42.2K
|
7.07K
$421K
|
|
|
Aug 04, 2022
Q2 2022
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-941- 11.35% |
$40.3K - $48.4K
|
7.35K
$438K
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.57K- 1.52% |
$67.1K - $80.5K
|
102K
$6.06M
|
|
|
May 14, 2024
Q2 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.87K- 24.12% |
$123K - $147K
|
9.02K
$537K
|
|
|
Aug 12, 2022
Q2 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.12K- 3.09% |
$134K - $160K
|
97.8K
$5.82M
|
|
|
Aug 05, 2022
Q2 2022
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-4KClosed |
$171K - $206K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
One Plus One Wealth Management, LLC
|
SELL
|
- |
-4.02K- 3.16% |
$172K - $207K
|
123K
$7.34M
|
|
|
Jul 15, 2022
Q2 2022
|
Tkg Advisors, LLC
|
SELL
|
- |
-4.68K- 45.42% |
$201K - $241K
|
5.62K
$335K
|
|
|
Aug 02, 2022
Q2 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-4.91KClosed |
$211K - $253K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-5.53K- 51.01% |
$237K - $284K
|
5.31K
$316K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-5.63KClosed |
$241K - $289K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.17K- 35.59% |
$307K - $369K
|
13K
$773K
|
|
|
Aug 15, 2022
Q2 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-9.68K- 17.07% |
$415K - $497K
|
47K
$2.8M
|