Purchases and Sales Made in Q2 2023 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
69.2K+ 52.52% |
$2.89M - $3.26M
|
201K
$12.1M
|
|
|
Aug 15, 2023
Q2 2023
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
58.4K+ 29.78% |
$2.44M - $2.75M
|
254K
$15.3M
|
|
|
Jul 26, 2023
Q2 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
51.9K+ 23.88% |
$2.17M - $2.44M
|
269K
$16.1M
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
23.6K+ 104.53% |
$986K - $1.11M
|
46.2K
$2.77M
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
17.5K+ 9.87% |
$730K - $822K
|
195K
$11.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.5KNew |
$438K - $494K
|
10.5K
$629K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
9.62K+ 66.74% |
$402K - $452K
|
24K
$1.44M
|
|
|
Jul 25, 2023
Q2 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
7.24K+ 594.58% |
$302K - $340K
|
8.45K
$507K
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.41KNew |
$184K - $208K
|
4.41K
$265K
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
BUY
|
- |
3.8K+ 2.24% |
$159K - $179K
|
173K
$10.4M
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.15K+ 3.95% |
$89.8K - $101K
|
56.6K
$3.4M
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
916+ 90.51% |
$38.3K - $43.1K
|
1.93K
$116K
|
|
|
Aug 14, 2023
Q2 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
328+ 0.88% |
$13.7K - $15.4K
|
37.6K
$2.26M
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
BUY
|
- |
323+ 1.4% |
$13.5K - $15.2K
|
23.4K
$1.4M
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
290+ 10.1% |
$12.1K - $13.6K
|
3.16K
$190K
|
|
|
Jul 26, 2023
Q2 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
143+ 0.95% |
$5.97K - $6.73K
|
15.2K
$909K
|
|
|
Aug 11, 2023
Q2 2023
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
36+ 0.52% |
$1.5K - $1.69K
|
7.02K
$421K
|
|
|
Aug 10, 2023
Q2 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
3+ 0.01% |
$125 - $141
|
48.4K
$2.91M
|
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1+ 0.26% |
$41.8 - $47.1
|
392
$23.5K
|
|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
BUY
|
- |
1+ 1.06% |
$41.8 - $47.1
|
95
$5.7K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-55- 1.08% |
$2.3K - $2.59K
|
5.06K
$303K
|
|
|
Aug 07, 2023
Q2 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-136- 1.58% |
$5.68K - $6.4K
|
8.48K
$509K
|
|
|
Aug 11, 2023
Q2 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-164- 6.2% |
$6.85K - $7.72K
|
2.48K
$149K
|
|
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-223Closed |
$9.31K - $10.5K
|
0
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-231- 42.31% |
$9.65K - $10.9K
|
315
$18.9K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-341- 2.24% |
$14.2K - $16K
|
14.9K
$894K
|
|
|
Jul 28, 2023
Q2 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-617- 12.01% |
$25.8K - $29K
|
4.52K
$271K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-681- 2.55% |
$28.4K - $32K
|
26K
$1.56M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-854- 1.27% |
$35.7K - $40.2K
|
66.6K
$4M
|
|
|
Jul 28, 2023
Q2 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2.44K- 31.93% |
$102K - $115K
|
5.2K
$312K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.05K- 3.42% |
$127K - $143K
|
86.1K
$5.17M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.87K- 9.66% |
$203K - $229K
|
45.5K
$2.73M
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.29K- 20.49% |
$221K - $249K
|
20.5K
$1.23M
|
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-5.57KClosed |
$233K - $262K
|
0
$0
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-9.1K- 31.92% |
$380K - $428K
|
19.4K
$1.17M
|
|
|
Aug 14, 2023
Q2 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-9.12K- 96.8% |
$381K - $429K
|
302
$18.1K
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-13.2K- 24.41% |
$550K - $619K
|
40.8K
$2.45M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-16.4K- 18.8% |
$683K - $770K
|
70.7K
$4.24M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-27.9K- 47.29% |
$1.16M - $1.31M
|
31K
$1.86M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-48.1K- 14.14% |
$2.01M - $2.26M
|
292K
$17.5M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-78.1K- 67.08% |
$3.26M - $3.67M
|
38.3K
$2.3M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-98.7K- 25.28% |
$4.12M - $4.64M
|
292K
$17.5M
|
|
|
Aug 10, 2023
Q2 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-225K- 96.62% |
$9.4M - $10.6M
|
7.87K
$472K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-239K- 50.02% |
$9.97M - $11.2M
|
239K
$14.3M
|