Purchases and Sales Made in Q3 2021 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-21.2K- 46.41% |
$1.01M - $1.09M
|
24.5K
$1.47M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-23.2K- 24.22% |
$1.11M - $1.2M
|
72.7K
$4.36M
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-24.9K- 29.55% |
$1.19M - $1.29M
|
59.5K
$3.57M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-27.8K- 23.17% |
$1.33M - $1.43M
|
92.1K
$5.52M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-29.6K- 48.3% |
$1.41M - $1.52M
|
31.6K
$1.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-46.2KClosed |
$2.21M - $2.38M
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-59.7KClosed |
$2.85M - $3.07M
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-81.2KClosed |
$3.88M - $4.19M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-120KClosed |
$5.72M - $6.17M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-157K- 31.22% |
$7.48M - $8.07M
|
345K
$20.7M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-261K- 65.59% |
$12.5M - $13.5M
|
137K
$8.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-342K- 42.18% |
$16.3M - $17.6M
|
469K
$28.1M
|