Purchases and Sales Made in Q3 2023 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
6.31K+ 8.93% |
$284K - $321K
|
77K
$4.58M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
6.23K+ 32.08% |
$281K - $317K
|
25.6K
$1.53M
|
|
|
Oct 18, 2023
Q3 2023
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
4.71K+ 70.34% |
$213K - $240K
|
11.4K
$680K
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
3.41K+ 1.27% |
$154K - $174K
|
273K
$16.2M
|
|
|
Nov 15, 2023
Q3 2023
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
2.3K+ 0.91% |
$104K - $117K
|
257K
$15.3M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.07K+ 3.65% |
$93.3K - $105K
|
58.7K
$3.49M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
910+ 1.88% |
$41K - $46.3K
|
49.4K
$2.94M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
700New |
$31.6K - $35.6K
|
700
$41.7K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
600+ 11.87% |
$27.1K - $30.5K
|
5.66K
$337K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
519+ 11.76% |
$23.4K - $26.4K
|
4.93K
$294K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
179+ 0.87% |
$8.07K - $9.11K
|
20.7K
$1.23M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
82New |
$3.7K - $4.17K
|
82
$4.88K
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
80+ 0.94% |
$3.61K - $4.07K
|
8.56K
$510K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
74New |
$3.34K - $3.77K
|
74
$4.41K
|
|
|
Nov 14, 2023
Q3 2023
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
22+ 0.31% |
$992 - $1.12K
|
7.04K
$419K
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
7+ 0.08% |
$316 - $356
|
8.46K
$504K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1+ 0.26% |
$45.1 - $50.9
|
393
$23.4K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-19- 0.08% |
$857 - $967
|
23.4K
$1.39M
|
|
|
Nov 14, 2023
Q3 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-72- 23.84% |
$3.25K - $3.66K
|
230
$13.7K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-115- 36.51% |
$5.19K - $5.85K
|
200
$11.9K
|
|
|
Oct 18, 2023
Q3 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-149- 3.3% |
$6.72K - $7.58K
|
4.37K
$260K
|
|
|
Oct 10, 2023
Q3 2023
|
M&R Capital Management Inc
|
SELL
|
- |
-150- 1.77% |
$6.76K - $7.63K
|
8.32K
$495K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-221- 0.85% |
$9.96K - $11.2K
|
25.8K
$1.54M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-289- 14.99% |
$13K - $14.7K
|
1.64K
$97.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-290- 9.17% |
$13.1K - $14.8K
|
2.87K
$171K
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-362- 2.39% |
$16.3K - $18.4K
|
14.8K
$881K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-399- 0.6% |
$18K - $20.3K
|
66.2K
$3.94M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-658- 0.76% |
$29.7K - $33.5K
|
85.5K
$5.09M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-784- 31.59% |
$35.4K - $39.9K
|
1.7K
$101K
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-862- 10.96% |
$38.9K - $43.9K
|
7.01K
$417K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.01K- 17.52% |
$45.5K - $51.3K
|
4.75K
$283K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.04K- 6.98% |
$46.9K - $52.9K
|
13.9K
$826K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.11K- 2.72% |
$50K - $56.4K
|
39.7K
$2.36M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.3K- 4.18% |
$58.6K - $66.1K
|
29.8K
$1.77M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.87K- 24.12% |
$129K - $146K
|
9.02K
$537K
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-4.53K- 43.15% |
$204K - $230K
|
5.96K
$355K
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.14K- 30.84% |
$232K - $261K
|
11.5K
$686K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.16K- 13.47% |
$233K - $263K
|
33.2K
$1.97M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.49K- 12.07% |
$248K - $280K
|
40K
$2.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.85K- 32.66% |
$354K - $399K
|
16.2K
$963K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.53K- 2.92% |
$385K - $434K
|
283K
$16.9M
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-11.4K- 30.24% |
$513K - $579K
|
26.2K
$1.56M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-13.7K- 7.9% |
$618K - $697K
|
160K
$9.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-21.8K- 11.23% |
$985K - $1.11M
|
173K
$10.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-28.8K- 14.34% |
$1.3M - $1.47M
|
172K
$10.3M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-36K- 15.09% |
$1.62M - $1.83M
|
203K
$12.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-36.1K- 12.35% |
$1.63M - $1.84M
|
256K
$15.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-40K- 86.63% |
$1.8M - $2.04M
|
6.18K
$368K
|