Purchases and Sales Made in Q4 2022 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
83.1KNew |
$3.45M - $3.99M
|
83.1K
$4.99M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
60.1K+ 52.36% |
$2.49M - $2.89M
|
175K
$10.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
46.3K+ 841.44% |
$1.92M - $2.23M
|
51.8K
$3.11M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
32.7K+ 594.23% |
$1.36M - $1.57M
|
38.1K
$2.29M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
30.3K+ 111.12% |
$1.26M - $1.46M
|
57.7K
$3.46M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
23.5K+ 151.82% |
$977K - $1.13M
|
39.1K
$2.34M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
18.2K+ 10.96% |
$754K - $874K
|
184K
$11M
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
9.1K+ 46.88% |
$378K - $438K
|
28.5K
$1.71M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.7KNew |
$237K - $274K
|
5.7K
$342K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
5.36KNew |
$222K - $258K
|
5.36K
$322K
|
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
5.32KNew |
$221K - $256K
|
5.32K
$319K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.14K+ 14.4% |
$130K - $151K
|
25K
$1.5M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.57K+ 0.92% |
$106K - $123K
|
281K
$16.8M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
2.29KNew |
$94.9K - $110K
|
2.29K
$137K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.19K+ 4.42% |
$90.9K - $105K
|
51.8K
$3.11M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
BUY
|
- |
1.95K+ 33.56% |
$80.9K - $93.7K
|
7.76K
$465K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.69K+ 143.39% |
$70.2K - $81.3K
|
2.87K
$172K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.48K+ 3.27% |
$61.2K - $70.9K
|
46.5K
$2.79M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.26K+ 7.62% |
$52.2K - $60.5K
|
17.8K
$1.07M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
988New |
$41K - $47.5K
|
988
$59.3K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
770+ 18.7% |
$32K - $37K
|
4.89K
$293K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
695+ 93.16% |
$28.8K - $33.4K
|
1.44K
$86.5K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
524New |
$21.7K - $25.2K
|
524
$31.4K
|
|
|
Jan 25, 2023
Q4 2022
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
350+ 3.46% |
$14.5K - $16.8K
|
10.5K
$629K
|
|
|
Feb 09, 2023
Q4 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
67+ 0.79% |
$2.78K - $3.22K
|
8.55K
$513K
|
|
|
Feb 13, 2023
Q4 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
36+ 0.52% |
$1.49K - $1.73K
|
6.96K
$418K
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
25New |
$1.04K - $1.2K
|
25
$1.5K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3New |
$125 - $144
|
3
$180
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-2- 0.36% |
$83 - $96.1
|
546
$32.8K
|
|
|
Feb 08, 2023
Q4 2022
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-158- 5.63% |
$6.56K - $7.6K
|
2.65K
$159K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-362- 48.14% |
$15K - $17.4K
|
390
$23.4K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-482- 55.34% |
$20K - $23.2K
|
389
$23.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-720- 13.87% |
$29.9K - $34.6K
|
4.47K
$268K
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-969- 11.11% |
$40.2K - $46.6K
|
7.75K
$465K
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
SELL
|
- |
-1.1K- 4.68% |
$45.6K - $52.8K
|
22.4K
$1.34M
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.2K- 91.6% |
$49.8K - $57.7K
|
110
$6.6K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
SELL
|
- |
-1.74K- 27.08% |
$72.3K - $83.8K
|
4.69K
$282K
|
|
|
Jan 31, 2023
Q4 2022
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-2.12K- 0.66% |
$87.9K - $102K
|
317K
$19M
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-3.47K- 12.86% |
$144K - $167K
|
23.5K
$1.41M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.61K- 11.67% |
$233K - $270K
|
42.5K
$2.55M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.02K- 28.94% |
$250K - $289K
|
14.8K
$887K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.88K- 8.09% |
$285K - $331K
|
78.2K
$4.69M
|
|
|
Feb 14, 2023
Q4 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-11.8K- 37.06% |
$491K - $569K
|
20.1K
$1.21M
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-15.5K- 35.27% |
$645K - $747K
|
28.5K
$1.71M
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-16.3K- 63.83% |
$676K - $783K
|
9.23K
$554K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-18.1K- 49.67% |
$752K - $871K
|
18.4K
$1.1M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-18.8K- 37.07% |
$782K - $906K
|
32K
$1.92M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-37K- 30.28% |
$1.54M - $1.78M
|
85.2K
$5.11M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-40.2K- 39.27% |
$1.67M - $1.93M
|
62.1K
$3.73M
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-83.8K- 74.88% |
$3.48M - $4.03M
|
28.1K
$1.69M
|