Purchases and Sales Made in Q4 2023 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
259KNew |
$11.4M - $14.3M
|
259K
$15.5M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
75.9K+ 41.28% |
$3.35M - $4.2M
|
260K
$15.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
57.3K+ 28.27% |
$2.52M - $3.17M
|
260K
$15.6M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
42.5K+ 142.92% |
$1.87M - $2.35M
|
72.3K
$4.34M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
37.3KNew |
$1.64M - $2.06M
|
37.3K
$2.24M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
35.5K+ 89.49% |
$1.56M - $1.96M
|
75.1K
$4.51M
|
|
|
Feb 13, 2024
Q4 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
23.1KNew |
$1.02M - $1.28M
|
23.1K
$1.38M
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
18.2K+ 36.81% |
$801K - $1.01M
|
67.5K
$4.05M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.2K+ 68.58% |
$626K - $785K
|
34.9K
$2.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
6.93KNew |
$305K - $383K
|
6.93K
$416K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.87K+ 42.44% |
$303K - $380K
|
23K
$1.38M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
6.35K+ 7.43% |
$280K - $352K
|
91.8K
$5.51M
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
6.18KNew |
$272K - $342K
|
6.18K
$371K
|
|
|
Jan 10, 2024
Q4 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
5.81KNew |
$256K - $322K
|
5.81K
$349K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
5.79K+ 7.53% |
$255K - $321K
|
82.8K
$4.97M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
5.54K+ 21.58% |
$244K - $306K
|
31.2K
$1.87M
|
|
|
Feb 13, 2024
Q4 2023
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
4.47KNew |
$197K - $248K
|
4.47K
$268K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
4.01KNew |
$177K - $222K
|
4.01K
$241K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.04K+ 11.77% |
$134K - $168K
|
28.9K
$1.73M
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
2.87K+ 31.79% |
$126K - $159K
|
11.9K
$713K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
2.8K+ 56.72% |
$123K - $155K
|
7.73K
$464K
|
|
|
Jan 29, 2024
Q4 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
2.4K+ 46.2% |
$106K - $133K
|
7.61K
$456K
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
1.9KNew |
$83.7K - $105K
|
1.9K
$114K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.32K+ 9.53% |
$58.2K - $73.1K
|
15.2K
$911K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1.13K+ 4.84% |
$49.9K - $62.7K
|
24.5K
$1.47M
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
996+ 0.37% |
$43.9K - $55.1K
|
274K
$16.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
961+ 0.37% |
$42.4K - $53.2K
|
258K
$15.5M
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
839+ 5.67% |
$37K - $46.4K
|
15.6K
$938K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
720+ 12.73% |
$31.7K - $39.9K
|
6.38K
$383K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
261New |
$11.5K - $14.4K
|
261
$15.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
102New |
$4.5K - $5.65K
|
102
$6.12K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
71+ 18.07% |
$3.13K - $3.93K
|
464
$27.8K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
47New |
$2.07K - $2.6K
|
47
$2.82K
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-18- 0.21% |
$794 - $996
|
8.54K
$512K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-32- 39.02% |
$1.41K - $1.77K
|
50
$3K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-80- 1.69% |
$3.53K - $4.43K
|
4.67K
$280K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-99- 14.14% |
$4.36K - $5.48K
|
601
$36.1K
|
|
|
Feb 12, 2024
Q4 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-159- 69.13% |
$7.01K - $8.8K
|
71
$4.26K
|
|
|
Feb 13, 2024
Q4 2023
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-215- 3.05% |
$9.48K - $11.9K
|
6.82K
$409K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-443- 15.42% |
$19.5K - $24.5K
|
2.43K
$146K
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-522- 11.94% |
$23K - $28.9K
|
3.85K
$231K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.32K- 2.24% |
$58K - $72.8K
|
57.4K
$3.44M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.44K- 23.27% |
$63.4K - $79.6K
|
4.74K
$285K
|
|
|
Feb 13, 2024
Q4 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.76K- 6.71% |
$77.7K - $97.5K
|
24.5K
$1.47M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-2.45K- 28.92% |
$108K - $135K
|
6.01K
$361K
|
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.33K- 46.29% |
$235K - $295K
|
6.19K
$371K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.79K- 3.04% |
$343K - $431K
|
248K
$14.9M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-8.17K- 12.33% |
$360K - $452K
|
58.1K
$3.48M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.41K- 25.37% |
$371K - $466K
|
24.7K
$1.48M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.46K- 21.14% |
$373K - $468K
|
31.6K
$1.89M
|