Institutional Ownership Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN). We have compiled data on the 97 institutions that hold shares in the stock, with a total of 5.97 Million shares, which have been reported (via 13F filing form) to have a value of $82.2 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Geneos Wealth Management Inc.
|
Oct 22, 2025 Q3 2025 |
9,001
shares
|
$123,943
0.0% of portfolio
|
Q3 2025
Added 1.72%
|
|
|
Bank Of America Corp
Charlotte, NC |
Nov 14, 2025 Q3 2025 |
8,946
shares
|
$123,186
0.0% of portfolio
|
Q3 2025
Added 272.13%
|
|
|
Jpmorgan Chase & CO
New York, NY |
Nov 26, 2025 Q3 2025 |
7,249
shares
|
$99,818
0.0% of portfolio
|
Q3 2025
Added 1349.8%
|
|
|
Allworth Financial LP
|
Dec 02, 2025 Q3 2025 |
5,140
shares
|
$70,777
0.0% of portfolio
|
Q3 2025
Added 2.19%
|
|
|
North Star Investment Management Corp.
Chicago, IL |
Oct 22, 2025 Q3 2025 |
5,000
shares
|
$68,850
0.0% of portfolio
|
Q3 2019
New holding
|
|
|
American Portfolios Advisors
Holbrook, NY |
Mar 17, 2023 Q3 2022 |
4,639
shares
|
$63,879
0.0% of portfolio
|
Q4 2017
Reduced 21.92%
|
|
|
Steward Partners Investment Advisory, LLC
|
Nov 12, 2025 Q3 2025 |
3,600
shares
|
$49,572
0.0% of portfolio
|
Q1 2025
Added 20.0%
|
|
|
First Horizon Advisors, Inc.
|
Aug 05, 2025 Q2 2025 |
2,259
shares
|
$31,106
0.0% of portfolio
|
Q2 2025
New holding
|
|
|
Kentucky Trust CO
Danville, KY |
Oct 14, 2025 Q3 2025 |
2,000
shares
|
$27,540
0.01% of portfolio
|
Q4 2024
New holding
|
|
|
Jones Financial Companies Lllp
|
Nov 04, 2025 Q3 2025 |
1,291
shares
|
$17,777
0.0% of portfolio
|
Q1 2025
Added 2534.69%
|
|
|
Farther Finance Advisors, LLC
San Francisco, CA |
Oct 14, 2025 Q3 2025 |
1,217
shares
|
$16,758
0.0% of portfolio
|
Q3 2025
Reduced 77.31%
|
|
|
Ever Source Wealth Advisors, LLC
|
Nov 10, 2025 Q3 2025 |
1,200
shares
|
$16,524
0.0% of portfolio
|
Q4 2023
Reduced 21.72%
|
|
|
Signaturefd, LLC
Atlanta, GA |
Oct 21, 2025 Q3 2025 |
1,090
shares
|
$15,009
0.0% of portfolio
|
Q3 2025
Reduced 17.55%
|
|
|
National Bank Of Canada
|
Nov 14, 2025 Q3 2025 |
1,000
shares
|
$13,770
0.0% of portfolio
|
Q1 2024
New holding
|
|
|
Org Partners LLC
Roanoke, IN |
Oct 24, 2025 Q3 2025 |
1,000
shares
|
$13,770
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Comerica Bank
|
Nov 13, 2025 Q3 2025 |
950
shares
|
$13,081
0.0% of portfolio
|
Q2 2025
New holding
|
|
|
Mai Capital Management
|
Nov 10, 2025 Q3 2025 |
857
shares
|
$11,800
0.0% of portfolio
|
Q3 2025
Added 53.86%
|
|
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
Oct 29, 2025 Q3 2025 |
800
shares
|
$11,016
0.0% of portfolio
|
Q4 2024
Reduced 82.13%
|
|
|
Crewe Advisors LLC
|
Nov 13, 2025 Q3 2025 |
766
shares
|
$10,547
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Simplex Trading, LLC
|
Nov 12, 2025 Q3 2025 |
747
shares
|
$10,286
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Quarry LP
New York, NY |
Nov 14, 2025 Q3 2025 |
738
shares
|
$10,162
0.0% of portfolio
|
Q3 2025
Added 73700.0%
|
|
|
Sunbelt Securities, Inc.
Houston, TX |
Nov 19, 2025 Q3 2025 |
692
shares
|
$9,528
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Pflug Koory, LLC
|
Oct 21, 2025 Q3 2025 |
675
shares
|
$9,294
0.0% of portfolio
|
Q1 2021
New holding
|
|
|
Assetmark, Inc
|
Nov 06, 2025 Q3 2025 |
622
shares
|
$8,564
0.0% of portfolio
|
Q3 2025
Reduced 26.39%
|
|
|
Creative Financial Designs Inc
|
Nov 12, 2025 Q3 2025 |
600
shares
|
$8,262
0.0% of portfolio
|
Q1 2023
New holding
|
|