Latest Institutional Sells of Gladstone Investment Corporation\De (GAIN)
This list provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-140K- 76.9% |
$1.75M - $2.02M
|
41.9K
$564K
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-97.7K- 40.74% |
$1.22M - $1.41M
|
142K
$1.91M
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-64.8K- 30.12% |
$811K - $936K
|
150K
$2.02M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-44.4K- 55.68% |
$556K - $642K
|
35.4K
$476K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-24.4K- 8.33% |
$305K - $352K
|
268K
$3.61M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-18.3K- 18.94% |
$229K - $264K
|
78.3K
$1.05M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-14.1K- 68.7% |
$176K - $204K
|
6.42K
$86.4K
|
|
|
Oct 24, 2024
Q3 2024
|
Davenport & CO LLC
|
SELL
|
- |
-9.47K- 5.42% |
$118K - $137K
|
165K
$2.23M
|
|
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-8.91K- 13.92% |
$111K - $129K
|
55.1K
$741K
|
|
|
Oct 10, 2024
Q3 2024
|
Sound Income Strategies, LLC
|
SELL
|
- |
-8.4K- 35.2% |
$105K - $121K
|
15.5K
$208K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.56K- 16.07% |
$94.5K - $109K
|
39.5K
$531K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-5.5K- 15.03% |
$68.7K - $79.4K
|
31.1K
$418K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-5.19K- 8.39% |
$64.9K - $75K
|
56.7K
$763K
|
|
|
Oct 29, 2024
Q3 2024
|
Outfitter Financial LLC
|
SELL
|
- |
-4.23K- 2.04% |
$52.9K - $61.1K
|
203K
$2.74M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.55K- 9.8% |
$44.4K - $51.3K
|
32.7K
$440K
|
|
|
Oct 25, 2024
Q3 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-2.73K- 99.93% |
$34.1K - $39.4K
|
2
$26.9
|
|
|
Nov 04, 2024
Q3 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-2.37K- 2.32% |
$29.6K - $34.2K
|
99.6K
$1.34M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.3K- 9.89% |
$28.7K - $33.2K
|
20.9K
$282K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.33K- 9.06% |
$16.7K - $19.3K
|
13.4K
$180K
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1K- 40.83% |
$12.5K - $14.5K
|
1.45K
$19.5K
|
|
|
Nov 08, 2024
Q3 2024
|
Simplex Trading, LLC
|
SELL
|
- |
-684- 60.48% |
$8.56K - $9.88K
|
447
$6.02K
|
|
|
Nov 12, 2024
Q3 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-654- 27.08% |
$8.18K - $9.45K
|
1.76K
$23.7K
|
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-627- 5.13% |
$7.84K - $9.06K
|
11.6K
$156K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-458- 4.3% |
$5.73K - $6.62K
|
10.2K
$137K
|
|
|
Oct 25, 2024
Q3 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-430- 8.76% |
$5.38K - $6.21K
|
4.48K
$60.3K
|
|
|
Nov 01, 2024
Q3 2024
|
Lindbrook Capital, LLC
|
SELL
|
- |
-285- 50.98% |
$3.57K - $4.12K
|
274
$3.69K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-10- 0.1% |
$125 - $145
|
10.1K
$136K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4- 0.16% |
$50 - $57.8
|
2.52K
$34K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-54.2K- 49.54% |
$743K - $777K
|
55.2K
$743K
|
|
|
Aug 07, 2024
Q2 2024
|
Pfg Advisors
|
SELL
|
- |
-1.4K- 1.36% |
$19.2K - $20.1K
|
102K
$1.37M
|
|
|
Jul 24, 2024
Q2 2024
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-513- 0.57% |
$7.03K - $7.36K
|
89.5K
$1.21M
|
|
|
Aug 08, 2024
Q2 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-90- 26.87% |
$1.23K - $1.29K
|
245
$3.3K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
SELL
|
- |
-3.83K- 80.58% |
$51.6K - $57.3K
|
923
$12.4K
|
|
|
May 09, 2024
Q1 2024
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-790- 3.5% |
$10.6K - $11.8K
|
21.8K
$293K
|
|
| Q4 2023 | |||||||
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-333- 21.72% |
$4.08K - $4.95K
|
1.2K
$16.2K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-10.1K- 50.2% |
$126K - $138K
|
10K
$135K
|
|
|
Nov 14, 2023
Q3 2023
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-3.1K- 93.94% |
$38.8K - $42.4K
|
200
$2.69K
|
|
| Q2 2023 | |||||||
|
Aug 08, 2023
Q2 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-12.8K- 83.27% |
$162K - $178K
|
2.58K
$34.7K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-12K- 23.03% |
$151K - $167K
|
40.1K
$540K
|
|
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-1.37K- 8.27% |
$17.3K - $19K
|
15.2K
$204K
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
SELL
|
- |
-203- 56.7% |
$2.56K - $2.82K
|
155
$2.09K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-231- 3.33% |
$2.88K - $3.34K
|
6.71K
$90.3K
|
|
| Q4 2022 | |||||||
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.33K- 14.89% |
$39.6K - $48.2K
|
19K
$256K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-1.45K- 7.25% |
$17.3K - $34.7K
|
18.6K
$250K
|
|
| Q2 2022 | |||||||
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.11K- 44.46% |
$104K - $136K
|
10.1K
$136K
|
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
SELL
|
- |
-5.39K- 62.14% |
$68.9K - $90.2K
|
3.29K
$44.2K
|
|
|
Aug 15, 2022
Q2 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1K- 99.01% |
$12.8K - $16.7K
|
10
$135
|
|
|
Jul 19, 2022
Q2 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-953Closed |
$12.2K - $15.9K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-255Closed |
$3.26K - $4.27K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Byrne Asset Management LLC
|
SELL
|
- |
-125Closed |
$1.6K - $2.09K
|
0
$0
|
|