Latest Institutional Sells of Gladstone Investment Corporation\De (GAIN)
This list provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2019
Q2 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-46.4KClosed |
$511K - $586K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-42.4KClosed |
$467K - $536K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-17KClosed |
$187K - $215K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-16.7KClosed |
$184K - $211K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-2.05KClosed |
$22.6K - $25.9K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-1.19KClosed |
$13.1K - $15.1K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-814Closed |
$8.96K - $10.3K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 07, 2019
Q1 2019
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-34.9KClosed |
$328K - $421K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-13.4KClosed |
$126K - $161K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-6KClosed |
$56.4K - $72.3K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.47KClosed |
$51.4K - $65.9K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-2.74KClosed |
$25.8K - $33K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-2.74KClosed |
$25.8K - $33K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-149Closed |
$1.4K - $1.8K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-15Closed |
$141 - $181
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 12, 2019
Q4 2018
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-22KClosed |
$193K - $250K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
CALL |
-19.4KClosed |
$171K - $221K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Stephens Inc
|
SELL
|
- |
-12.9KClosed |
$113K - $147K
|
0
$0
|
|
|
Feb 15, 2019
Q4 2018
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-4KClosed |
$35.2K - $45.6K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-3.5KClosed |
$30.8K - $39.9K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Ramsey Quantitative Systems
Louisville, KY |
SELL
|
- |
-1.17KClosed |
$10.3K - $13.3K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Macroview Investment Management LLC
|
SELL
|
- |
-100Closed |
$879 - $1.14K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-1Closed |
$8.79 - $11.4
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 01, 2018
Q3 2018
|
Wedge Capital Management L L P
|
SELL
|
- |
-51.5KClosed |
$578K - $624K
|
0
$0
|
|
|
Oct 25, 2018
Q3 2018
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-44.3KClosed |
$497K - $537K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.54KClosed |
$39.8K - $43K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Washington Trust CO
|
SELL
|
- |
-2.7KClosed |
$30.3K - $32.7K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-1.65KClosed |
$18.5K - $20K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.14KClosed |
$12.8K - $13.9K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-350Closed |
$3.54K - $4.24K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Apr 04, 2018
Q1 2018
|
Confluence Investment Management LLC
|
SELL
|
- |
-29.4KClosed |
$272K - $332K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-10.5KClosed |
$97.1K - $119K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-7.33KClosed |
$67.8K - $82.8K
|
0
$0
|
|
|
Apr 03, 2018
Q1 2018
|
Washington Trust Bank
|
SELL
|
- |
-2.21KClosed |
$20.4K - $25K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-600- 54.55% |
$5.55K - $6.78K
|
500
$7.1K
|
|
| Q4 2017 | |||||||
|
Feb 01, 2018
Q4 2017
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-10.3KClosed |
$98.1K - $117K
|
0
$0
|
|
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.02K- 21.92% |
$9.69K - $11.6K
|
3.62K
$51.4K
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-420Closed |
$4K - $4.78K
|
0
$0
|
|