Latest Institutional Sells of Gladstone Investment Corporation\De (GAIN)
This list provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 07, 2025
Q2 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-102- 27.95% |
$1.2K - $1.56K
|
263
$3.73K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Van Eck Associates Corp
|
SELL
|
- |
-122K- 13.1% |
$1.54M - $1.7M
|
808K
$11.5M
|
|
|
May 13, 2025
Q1 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-14.8K- 54.57% |
$188K - $207K
|
12.4K
$175K
|
|
|
May 15, 2025
Q1 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-12.7K- 97.82% |
$161K - $178K
|
284
$4.03K
|
|
|
Apr 28, 2025
Q1 2025
|
Davenport & CO LLC
|
SELL
|
- |
-10.2K- 6.18% |
$129K - $142K
|
155K
$2.19M
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-10.1K- 14.31% |
$128K - $141K
|
60.5K
$859K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-9.05K- 18.44% |
$115K - $126K
|
40K
$569K
|
|
|
May 15, 2025
Q1 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
SELL
|
- |
-5.55K- 10.72% |
$70.2K - $77.5K
|
46.2K
$656K
|
|
|
May 15, 2025
Q1 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-4.6K- 9.82% |
$58.2K - $64.3K
|
42.2K
$600K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.38K- 12.64% |
$55.4K - $61.1K
|
30.2K
$429K
|
|
|
May 14, 2025
Q1 2025
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-4.01K- 50.32% |
$50.7K - $55.9K
|
3.95K
$56.1K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.57K- 17.58% |
$45.2K - $49.9K
|
16.7K
$238K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.41K- 1.79% |
$43.1K - $47.6K
|
187K
$2.65M
|
|
|
May 15, 2025
Q1 2025
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-2.35K- 6.89% |
$29.7K - $32.8K
|
31.8K
$451K
|
|
|
May 05, 2025
Q1 2025
|
Garner Asset Management Corp
|
SELL
|
- |
-2.35K- 5.86% |
$29.7K - $32.8K
|
37.7K
$535K
|
|
|
May 05, 2025
Q1 2025
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-1.81K- 2.0% |
$22.8K - $25.2K
|
88.6K
$1.26M
|
|
|
May 05, 2025
Q1 2025
|
Outfitter Financial LLC
|
SELL
|
- |
-1.45K- 0.72% |
$18.3K - $20.3K
|
201K
$2.86M
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.31K- 1.12% |
$16.5K - $18.3K
|
115K
$1.64M
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.26K- 71.61% |
$16K - $17.6K
|
500
$7.1K
|
|
|
May 05, 2025
Q1 2025
|
Pfg Advisors
|
SELL
|
- |
-500- 0.5% |
$6.33K - $6.99K
|
100K
$1.43M
|
|
|
May 01, 2025
Q1 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-199- 16.61% |
$2.52K - $2.78K
|
999
$14.2K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-100Closed |
$1.27K - $1.4K
|
0
$0
|
|
|
May 08, 2025
Q1 2025
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-46- 4.95% |
$582 - $643
|
884
$12.6K
|
|
|
Apr 30, 2025
Q1 2025
|
Allworth Financial LP
|
SELL
|
- |
-45- 77.59% |
$569 - $629
|
13
$185
|
|
|
Apr 21, 2025
Q1 2025
|
United Advisor Group, LLC
Cincinnati, OH |
SELL
|
- |
-38- 0.05% |
$481 - $531
|
76.4K
$1.08M
|
|
| Q4 2024 | |||||||
|
Jan 17, 2025
Q4 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-3.68K- 82.13% |
$47.5K - $54.5K
|
800
$11.4K
|
|
|
Feb 12, 2025
Q4 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-1.72K- 97.9% |
$22.3K - $25.5K
|
37
$525
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.59K- 7.25% |
$20.6K - $23.6K
|
20.4K
$289K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.41K- 1.52% |
$18.2K - $20.9K
|
91.4K
$1.3M
|
|
|
Feb 12, 2025
Q4 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-1- 50.0% |
$12.9 - $14.8
|
1
$14.2
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-140K- 76.9% |
$1.75M - $2.02M
|
41.9K
$595K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.56K- 16.07% |
$94.5K - $109K
|
39.5K
$560K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.33K- 9.06% |
$16.7K - $19.3K
|
13.4K
$190K
|
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-627- 5.13% |
$7.84K - $9.06K
|
11.6K
$165K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-10- 0.1% |
$125 - $145
|
10.1K
$144K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
SELL
|
- |
-3.83K- 80.58% |
$51.6K - $57.3K
|
923
$13.1K
|
|
|
May 09, 2024
Q1 2024
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-790- 3.5% |
$10.6K - $11.8K
|
21.8K
$309K
|
|
| Q4 2023 | |||||||
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-333- 21.72% |
$4.08K - $4.95K
|
1.2K
$17K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-10.1K- 50.2% |
$126K - $138K
|
10K
$142K
|
|
| Q2 2023 | |||||||
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-12K- 23.03% |
$151K - $167K
|
40.1K
$570K
|
|
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-1.37K- 8.27% |
$17.3K - $19K
|
15.2K
$216K
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
SELL
|
- |
-203- 56.7% |
$2.56K - $2.82K
|
155
$2.2K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-231- 3.33% |
$2.88K - $3.34K
|
6.71K
$95.3K
|
|
| Q4 2022 | |||||||
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.33K- 14.89% |
$39.6K - $48.2K
|
19K
$270K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-1.45K- 7.25% |
$17.3K - $34.7K
|
18.6K
$263K
|
|
| Q2 2022 | |||||||
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.11K- 44.46% |
$104K - $136K
|
10.1K
$144K
|
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
SELL
|
- |
-5.39K- 62.14% |
$68.9K - $90.2K
|
3.29K
$46.6K
|
|
|
Aug 15, 2022
Q2 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1K- 99.01% |
$12.8K - $16.7K
|
10
$142
|
|
|
Jul 19, 2022
Q2 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-953Closed |
$12.2K - $15.9K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-255Closed |
$3.26K - $4.27K
|
0
$0
|
|