Latest Institutional Transactions on Gladstone Investment Corporation\De (GAIN)
This table provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 07, 2025
Q2 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-102- 27.95% |
$1.2K - $1.56K
|
263
$3.73K
|
|
| Q1 2025 | |||||||
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.24K+ 2534.69% |
$15.7K - $17.4K
|
1.29K
$18.3K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
47.2K+ 22.56% |
$597K - $659K
|
256K
$3.64M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.83K+ 6.82% |
$61K - $67.4K
|
75.6K
$1.07M
|
|
|
May 15, 2025
Q1 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
16KNew |
$202K - $223K
|
16K
$227K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.72K+ 224.55% |
$85K - $93.9K
|
9.72K
$138K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.15K+ 6.22% |
$14.5K - $16.1K
|
19.6K
$279K
|
|
|
May 15, 2025
Q1 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
5.38K+ 18.09% |
$68K - $75.1K
|
35.1K
$498K
|
|
|
May 15, 2025
Q1 2025
|
Van Eck Associates Corp
|
SELL
|
- |
-122K- 13.1% |
$1.54M - $1.7M
|
808K
$11.5M
|
|
|
May 15, 2025
Q1 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.85K+ 8.6% |
$36K - $39.8K
|
36K
$511K
|
|
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.93K+ 15724.0% |
$49.7K - $54.9K
|
3.96K
$56.2K
|
|
|
May 15, 2025
Q1 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-12.7K- 97.82% |
$161K - $178K
|
284
$4.03K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.31K- 1.12% |
$16.5K - $18.3K
|
115K
$1.64M
|
|
|
May 15, 2025
Q1 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
17.7K+ 28.8% |
$224K - $247K
|
79.1K
$1.12M
|
|
|
May 15, 2025
Q1 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
SELL
|
- |
-5.55K- 10.72% |
$70.2K - $77.5K
|
46.2K
$656K
|
|
|
May 15, 2025
Q1 2025
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-2.35K- 6.89% |
$29.7K - $32.8K
|
31.8K
$451K
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
46.4K+ 149.62% |
$587K - $648K
|
77.4K
$1.1M
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
2.5K+ 15.15% |
$31.6K - $34.9K
|
19K
$270K
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
3.31KNew |
$41.9K - $46.2K
|
3.31K
$47K
|
|
|
May 15, 2025
Q1 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
45.8K+ 259.6% |
$579K - $640K
|
63.4K
$900K
|
|
|
May 15, 2025
Q1 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-4.6K- 9.82% |
$58.2K - $64.3K
|
42.2K
$600K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.7K+ 104.59% |
$198K - $219K
|
30.6K
$435K
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.99K+ 37400.0% |
$37.8K - $41.8K
|
3K
$42.6K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-10.1K- 14.31% |
$128K - $141K
|
60.5K
$859K
|
|
|
May 14, 2025
Q1 2025
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-4.01K- 50.32% |
$50.7K - $55.9K
|
3.95K
$56.1K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
22.6KNew |
$286K - $315K
|
22.6K
$321K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-100Closed |
$1.27K - $1.4K
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
86.8KNew |
$1.1M - $1.21M
|
86.8K
$1.23M
|
|
|
May 13, 2025
Q1 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
10.1KNew |
$127K - $141K
|
10.1K
$143K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
600+ 20.0% |
$7.59K - $8.38K
|
3.6K
$51.1K
|
|
|
May 13, 2025
Q1 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
12KNew |
$152K - $168K
|
12K
$170K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
135K+ 157.77% |
$1.71M - $1.89M
|
221K
$3.14M
|
|
|
May 13, 2025
Q1 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-14.8K- 54.57% |
$188K - $207K
|
12.4K
$175K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-9.05K- 18.44% |
$115K - $126K
|
40K
$569K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.92K+ 42.61% |
$49.5K - $54.7K
|
13.1K
$186K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.26K- 71.61% |
$16K - $17.6K
|
500
$7.1K
|
|
|
May 12, 2025
Q1 2025
|
Citigroup Inc
|
BUY
|
- |
247+ 12.23% |
$3.12K - $3.45K
|
2.27K
$32.2K
|
|
|
May 12, 2025
Q1 2025
|
Simplex Trading, LLC
|
BUY
|
- |
148+ 2.19% |
$1.87K - $2.07K
|
6.91K
$98.1K
|
|
|
May 09, 2025
Q1 2025
|
Blair William & CO
Chicago, IL |
BUY
|
- |
6.69K+ 4.14% |
$84.6K - $93.5K
|
168K
$2.39M
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
547+ 1.61% |
$6.92K - $7.64K
|
34.6K
$491K
|
|
|
May 08, 2025
Q1 2025
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-46- 4.95% |
$582 - $643
|
884
$12.6K
|
|
|
May 08, 2025
Q1 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
2+ 2.22% |
$25.3 - $27.9
|
92
$1.31K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
8.46KNew |
$107K - $118K
|
8.46K
$120K
|
|
|
May 07, 2025
Q1 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
44.4K+ 4.25% |
$561K - $620K
|
1.09M
$15.5M
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.41K- 1.79% |
$43.1K - $47.6K
|
187K
$2.65M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.38K- 12.64% |
$55.4K - $61.1K
|
30.2K
$429K
|
|
|
May 05, 2025
Q1 2025
|
Garner Asset Management Corp
|
SELL
|
- |
-2.35K- 5.86% |
$29.7K - $32.8K
|
37.7K
$535K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
26+ 0.17% |
$329 - $363
|
15.6K
$222K
|
|
|
May 05, 2025
Q1 2025
|
Outfitter Financial LLC
|
SELL
|
- |
-1.45K- 0.72% |
$18.3K - $20.3K
|
201K
$2.86M
|
|
|
May 05, 2025
Q1 2025
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
BUY
|
- |
4.5K+ 4.17% |
$56.9K - $62.9K
|
113K
$1.6M
|
|