Latest Institutional Transactions on Gladstone Investment Corporation\De (GAIN)
This table provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
30.2K+ 11.79% |
$356K - $461K
|
286K
$4.06M
|
|
|
Aug 15, 2025
Q2 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
526+ 5.22% |
$6.19K - $8.03K
|
10.6K
$150K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-999- 7.62% |
$11.8K - $15.2K
|
12.1K
$171K
|
|
|
Aug 14, 2025
Q2 2025
|
Quarry LP
New York, NY |
BUY
|
- |
1New |
$11.8 - $15.3
|
1
$14.2
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
10.6K+ 17.52% |
$125K - $162K
|
71.1K
$1.01M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.52K+ 4.97% |
$17.9K - $23.2K
|
32.2K
$455K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-23K- 29.13% |
$271K - $352K
|
56.1K
$794K
|
|
|
Aug 14, 2025
Q2 2025
|
Van Eck Associates Corp
|
BUY
|
- |
28.2K+ 3.49% |
$332K - $430K
|
837K
$11.8M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
34.6K+ 15.63% |
$407K - $527K
|
256K
$3.62M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-7.31K- 75.26% |
$86.1K - $112K
|
2.4K
$34K
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
41.5K+ 260.39% |
$489K - $634K
|
57.5K
$814K
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.99K- 75.46% |
$35.1K - $45.6K
|
971
$13.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
2.14K+ 6.09% |
$25.1K - $32.6K
|
37.2K
$527K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
814+ 2.03% |
$9.58K - $12.4K
|
40.9K
$579K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-8.39K- 37.14% |
$98.7K - $128K
|
14.2K
$201K
|
|
|
Aug 14, 2025
Q2 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
91.8K+ 118.53% |
$1.08M - $1.4M
|
169K
$2.4M
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
CALL |
17.9K+ 30.24% |
$211K - $273K
|
77.1K
$1.09M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.23K+ 2.95% |
$26.2K - $34K
|
77.9K
$1.1M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-636- 0.7% |
$7.49K - $9.71K
|
90.8K
$1.29M
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-33K- 38.03% |
$388K - $504K
|
53.8K
$761K
|
|
|
Aug 13, 2025
Q2 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-3.83K- 3.61% |
$45.1K - $58.5K
|
102K
$1.45M
|
|
|
Aug 13, 2025
Q2 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
7.39KNew |
$87K - $113K
|
7.39K
$105K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.16K+ 8.18% |
$25.4K - $33K
|
28.6K
$404K
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
51.5KNew |
$606K - $786K
|
51.5K
$729K
|
|
|
Aug 13, 2025
Q2 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
12.5K+ 101.13% |
$147K - $191K
|
24.9K
$352K
|
|
|
Aug 13, 2025
Q2 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
30KNew |
$353K - $457K
|
30K
$424K
|
|
|
Aug 13, 2025
Q2 2025
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
26+ 288.89% |
$306 - $397
|
35
$496
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
950New |
$11.2K - $14.5K
|
950
$13.5K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
12.6KNew |
$148K - $192K
|
12.6K
$178K
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-593- 0.51% |
$6.98K - $9.05K
|
115K
$1.63M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.54K+ 0.82% |
$18.1K - $23.5K
|
188K
$2.66M
|
|
|
Aug 12, 2025
Q2 2025
|
Garner Asset Management Corp
|
SELL
|
- |
-896- 2.38% |
$10.5K - $13.7K
|
36.8K
$521K
|
|
|
Aug 12, 2025
Q2 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.35K- 11.41% |
$15.9K - $20.6K
|
10.5K
$148K
|
|
|
Aug 11, 2025
Q2 2025
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
2.08K+ 2.73% |
$24.5K - $31.8K
|
78.4K
$1.11M
|
|
|
Aug 11, 2025
Q2 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
1.5K+ 12.5% |
$17.7K - $22.9K
|
13.5K
$191K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
152+ 0.97% |
$1.79K - $2.32K
|
15.8K
$223K
|
|
|
Aug 11, 2025
Q2 2025
|
Citigroup Inc
|
SELL
|
- |
-2.27K- 99.96% |
$26.7K - $34.6K
|
1
$14.2
|
|
|
Aug 08, 2025
Q2 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
15.4KNew |
$181K - $235K
|
15.4K
$218K
|
|
|
Aug 08, 2025
Q2 2025
|
Larson Financial Group LLC
|
BUY
|
- |
4+ 1.82% |
$47.1 - $61
|
224
$3.17K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
445+ 1.47% |
$5.24K - $6.79K
|
30.7K
$434K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
5.02K+ 38592.31% |
$59.1K - $76.6K
|
5.03K
$71.2K
|
|
|
Aug 06, 2025
Q2 2025
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-3K- 3.39% |
$35.3K - $45.8K
|
85.6K
$1.21M
|
|
|
Aug 06, 2025
Q2 2025
|
Outfitter Financial LLC
|
BUY
|
- |
1.15K+ 0.57% |
$13.5K - $17.5K
|
202K
$2.86M
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.02K+ 5.84% |
$23.8K - $30.8K
|
36.6K
$519K
|
|
|
Aug 05, 2025
Q2 2025
|
First Horizon Advisors, Inc.
|
BUY
|
- |
2.26KNew |
$26.6K - $34.5K
|
2.26K
$32K
|
|
|
Aug 04, 2025
Q2 2025
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-1Closed |
$11.8 - $15.3
|
0
$0
|
|
|
Aug 04, 2025
Q2 2025
|
Assetmark, Inc
|
BUY
|
- |
845New |
$9.95K - $12.9K
|
845
$12K
|
|
|
Aug 04, 2025
Q2 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
1+ 1.09% |
$11.8 - $15.3
|
93
$1.32K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
46+ 0.27% |
$541 - $702
|
16.8K
$238K
|