Latest Institutional Transactions on Gladstone Investment Corporation\De (GAIN)
This table provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2019
Q4 2018
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-4KClosed |
$35.2K - $45.6K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
CALL |
-19.4KClosed |
$171K - $221K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-22KClosed |
$193K - $250K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Stephens Inc
|
SELL
|
- |
-12.9KClosed |
$113K - $147K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Macroview Investment Management LLC
|
SELL
|
- |
-100Closed |
$879 - $1.14K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Ramsey Quantitative Systems
Louisville, KY |
SELL
|
- |
-1.17KClosed |
$10.3K - $13.3K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-3.5KClosed |
$30.8K - $39.9K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-1Closed |
$8.79 - $11.4
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
177KNew |
$1.98M - $2.14M
|
177K
$2.43M
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.54KClosed |
$39.8K - $43K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Washington Trust CO
|
SELL
|
- |
-2.7KClosed |
$30.3K - $32.7K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-1.65KClosed |
$18.5K - $20K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.14KClosed |
$12.8K - $13.9K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Wedge Capital Management L L P
|
SELL
|
- |
-51.5KClosed |
$578K - $624K
|
0
$0
|
|
|
Oct 25, 2018
Q3 2018
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-44.3KClosed |
$497K - $537K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-350Closed |
$3.54K - $4.24K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-600- 54.55% |
$5.55K - $6.78K
|
500
$6.89K
|
|
|
May 11, 2018
Q1 2018
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-7.33KClosed |
$67.8K - $82.8K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-10.5KClosed |
$97.1K - $119K
|
0
$0
|
|
|
Apr 04, 2018
Q1 2018
|
Confluence Investment Management LLC
|
SELL
|
- |
-29.4KClosed |
$272K - $332K
|
0
$0
|
|
|
Apr 03, 2018
Q1 2018
|
Washington Trust Bank
|
SELL
|
- |
-2.21KClosed |
$20.4K - $25K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.02K- 21.92% |
$9.69K - $11.6K
|
3.62K
$49.9K
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-420Closed |
$4K - $4.78K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-10.3KClosed |
$98.1K - $117K
|
0
$0
|
|
| Q2 2010 | |||||||
|
Aug 05, 2021
Q2 2010
|
Antonetti Capital Management LLC
|
BUY
|
- |
950New |
N/A
|
950
$13.1K
|
|