Latest Institutional Transactions on Gladstone Investment Corporation\De (GAIN)
This table provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2018
Q3 2018
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-44.3KClosed |
$497K - $537K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-350Closed |
$3.54K - $4.24K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-600- 54.55% |
$5.55K - $6.78K
|
500
$7.1K
|
|
|
May 11, 2018
Q1 2018
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-7.33KClosed |
$67.8K - $82.8K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-10.5KClosed |
$97.1K - $119K
|
0
$0
|
|
|
Apr 04, 2018
Q1 2018
|
Confluence Investment Management LLC
|
SELL
|
- |
-29.4KClosed |
$272K - $332K
|
0
$0
|
|
|
Apr 03, 2018
Q1 2018
|
Washington Trust Bank
|
SELL
|
- |
-2.21KClosed |
$20.4K - $25K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.02K- 21.92% |
$9.69K - $11.6K
|
3.62K
$51.4K
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-420Closed |
$4K - $4.78K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-10.3KClosed |
$98.1K - $117K
|
0
$0
|
|
| Q2 2010 | |||||||
|
Aug 05, 2021
Q2 2010
|
Antonetti Capital Management LLC
|
BUY
|
- |
950New |
N/A
|
950
$13.5K
|
|