Latest Institutional Transactions on Gladstone Investment Corporation\De (GAIN)
This table provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 05, 2024
Q2 2024
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
2+ 2.67% |
$27.4 - $28.7
|
77
$1.09K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
10.4KNew |
$140K - $155K
|
10.4K
$147K
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
SELL
|
- |
-3.83K- 80.58% |
$51.6K - $57.3K
|
923
$13.1K
|
|
|
May 14, 2024
Q1 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
9.11K+ 85.29% |
$123K - $136K
|
19.8K
$281K
|
|
|
May 14, 2024
Q1 2024
|
Monograph Wealth Advisors, LLC
|
BUY
|
- |
10KNew |
$135K - $150K
|
10K
$142K
|
|
|
May 14, 2024
Q1 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
12.8KNew |
$172K - $191K
|
12.8K
$181K
|
|
|
May 13, 2024
Q1 2024
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
200+ 1.41% |
$2.7K - $2.99K
|
14.4K
$204K
|
|
|
May 13, 2024
Q1 2024
|
National Bank Of Canada
|
BUY
|
- |
1KNew |
$13.5K - $15K
|
1K
$14.2K
|
|
|
May 09, 2024
Q1 2024
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-790- 3.5% |
$10.6K - $11.8K
|
21.8K
$309K
|
|
|
May 02, 2024
Q1 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.4KNew |
$18.9K - $20.9K
|
1.4K
$19.9K
|
|
| Q4 2023 | |||||||
|
May 29, 2025
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
14.8K+ 6.12% |
$182K - $220K
|
257K
$3.66M
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
20.8KNew |
$255K - $309K
|
20.8K
$295K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
200New |
$2.45K - $2.97K
|
200
$2.84K
|
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
600+ 227.27% |
$7.35K - $8.92K
|
864
$12.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
13.9KNew |
$171K - $207K
|
13.9K
$198K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
371+ 3.19% |
$4.54K - $5.51K
|
12K
$170K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
10.2KNew |
$125K - $151K
|
10.2K
$144K
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
5.97KNew |
$73.1K - $88.7K
|
5.97K
$84.8K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
749New |
$9.18K - $11.1K
|
749
$10.6K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
7.88K+ 27.19% |
$96.5K - $117K
|
36.9K
$524K
|
|
|
Feb 09, 2024
Q4 2023
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
1.5KNew |
$18.4K - $22.3K
|
1.5K
$21.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-333- 21.72% |
$4.08K - $4.95K
|
1.2K
$17K
|
|
|
Feb 07, 2024
Q4 2023
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
4KNew |
$49K - $59.4K
|
4K
$56.8K
|
|
|
Jan 24, 2024
Q4 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
200New |
$2.45K - $2.97K
|
200
$2.84K
|
|
|
Jan 18, 2024
Q4 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
15.4KNew |
$189K - $229K
|
15.4K
$219K
|
|
| Q3 2023 | |||||||
|
Nov 15, 2023
Q3 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
7.66K+ 14.89% |
$95.8K - $105K
|
59.1K
$839K
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.12K+ 5.52% |
$26.5K - $29K
|
40.5K
$575K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-10.1K- 50.2% |
$126K - $138K
|
10K
$142K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
850New |
$10.6K - $11.6K
|
850
$12.1K
|
|
|
Oct 26, 2023
Q3 2023
|
Decision Point Financial, LLC
Mesa, AZ |
BUY
|
- |
310New |
$3.88K - $4.24K
|
310
$4.4K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
5New |
$62.6 - $68.5
|
5
$71
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-1.37K- 8.27% |
$17.3K - $19K
|
15.2K
$216K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1K+ 8.67% |
$12.6K - $13.9K
|
12.5K
$178K
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
SELL
|
- |
-203- 56.7% |
$2.56K - $2.82K
|
155
$2.2K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-12K- 23.03% |
$151K - $167K
|
40.1K
$570K
|
|
| Q1 2023 | |||||||
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
348New |
$4.34K - $5.03K
|
348
$4.94K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-231- 3.33% |
$2.88K - $3.34K
|
6.71K
$95.3K
|
|
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
15KNew |
$187K - $216K
|
15K
$213K
|
|
|
May 12, 2023
Q1 2023
|
Greenspring Advisors, LLC
|
BUY
|
- |
603+ 3.22% |
$7.53K - $8.71K
|
19.3K
$275K
|
|
|
May 01, 2023
Q1 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
2.2K+ 19.47% |
$27.5K - $31.8K
|
13.5K
$192K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
600New |
$7.49K - $8.66K
|
600
$8.52K
|
|
| Q4 2022 | |||||||
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.33K- 14.89% |
$39.6K - $48.2K
|
19K
$270K
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
16.7KNew |
$198K - $241K
|
16.7K
$236K
|
|
|
Feb 02, 2023
Q4 2022
|
Concorde Asset Management, LLC
|
BUY
|
- |
42.9K+ 87.25% |
$510K - $621K
|
92.1K
$1.31M
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
1.2KNew |
$14.2K - $17.4K
|
1.2K
$17K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
50New |
$594 - $724
|
50
$710
|
|
|
Jan 09, 2023
Q4 2022
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
19+ 0.18% |
$226 - $275
|
10.6K
$150K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
1.12K+ 60.08% |
$13.4K - $26.8K
|
2.99K
$42.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-1.45K- 7.25% |
$17.3K - $34.7K
|
18.6K
$263K
|
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|