Latest Institutional Transactions on Gladstone Investment Corporation\De (GAIN)
This table provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 05, 2025
Q1 2025
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-1.81K- 2.0% |
$22.8K - $25.2K
|
88.6K
$1.26M
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
26+ 0.17% |
$329 - $363
|
15.6K
$222K
|
|
|
May 05, 2025
Q1 2025
|
Outfitter Financial LLC
|
SELL
|
- |
-1.45K- 0.72% |
$18.3K - $20.3K
|
201K
$2.86M
|
|
|
May 02, 2025
Q1 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
11.2K+ 11.84% |
$142K - $157K
|
106K
$1.51M
|
|
|
May 02, 2025
Q1 2025
|
Hardy Reed LLC
|
BUY
|
- |
10.2KNew |
$129K - $142K
|
10.2K
$144K
|
|
|
May 02, 2025
Q1 2025
|
Larson Financial Group LLC
|
BUY
|
- |
4+ 1.85% |
$50.6 - $55.9
|
220
$3.12K
|
|
|
May 01, 2025
Q1 2025
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
10KNew |
$127K - $140K
|
10K
$142K
|
|
|
May 01, 2025
Q1 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-199- 16.61% |
$2.52K - $2.78K
|
999
$14.2K
|
|
|
Apr 30, 2025
Q1 2025
|
Allworth Financial LP
|
SELL
|
- |
-45- 77.59% |
$569 - $629
|
13
$185
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.57K- 17.58% |
$45.2K - $49.9K
|
16.7K
$238K
|
|
|
Apr 28, 2025
Q1 2025
|
Davenport & CO LLC
|
SELL
|
- |
-10.2K- 6.18% |
$129K - $142K
|
155K
$2.19M
|
|
|
Apr 21, 2025
Q1 2025
|
United Advisor Group, LLC
Cincinnati, OH |
SELL
|
- |
-38- 0.05% |
$481 - $531
|
76.4K
$1.08M
|
|
|
Apr 18, 2025
Q1 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.6K+ 15.64% |
$20.2K - $22.4K
|
11.8K
$168K
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
185+ 1.26% |
$2.34K - $2.58K
|
14.8K
$211K
|
|
|
Apr 16, 2025
Q1 2025
|
Albert D Mason Inc
|
BUY
|
- |
1.33K+ 2.67% |
$16.8K - $18.6K
|
51.2K
$728K
|
|
|
Apr 14, 2025
Q1 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
5.28KNew |
$66.8K - $73.8K
|
5.28K
$75K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.81K+ 10.65% |
$36.3K - $41.6K
|
29.2K
$415K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
11.1K+ 19.62% |
$144K - $165K
|
67.8K
$963K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.41K- 1.52% |
$18.2K - $20.9K
|
91.4K
$1.3M
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
557New |
$7.2K - $8.25K
|
557
$7.91K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
105KNew |
$1.36M - $1.56M
|
105K
$1.49M
|
|
|
Feb 13, 2025
Q4 2024
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
8New |
$103 - $118
|
8
$114
|
|
|
Feb 13, 2025
Q4 2024
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
9New |
$116 - $133
|
9
$128
|
|
|
Feb 12, 2025
Q4 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-1.72K- 97.9% |
$22.3K - $25.5K
|
37
$525
|
|
|
Feb 12, 2025
Q4 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-1- 50.0% |
$12.9 - $14.8
|
1
$14.2
|
|
|
Feb 11, 2025
Q4 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
23.8KNew |
$307K - $352K
|
23.8K
$338K
|
|
|
Feb 06, 2025
Q4 2024
|
Lindbrook Capital, LLC
|
BUY
|
- |
13+ 4.74% |
$168 - $193
|
287
$4.08K
|
|
|
Jan 29, 2025
Q4 2024
|
Kentucky Trust CO
Danville, KY |
BUY
|
- |
2KNew |
$25.8K - $29.6K
|
2K
$28.4K
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
BUY
|
- |
43New |
$556 - $637
|
43
$611
|
|
|
Jan 22, 2025
Q4 2024
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
BUY
|
- |
18.8KNew |
$244K - $279K
|
18.8K
$268K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.59K- 7.25% |
$20.6K - $23.6K
|
20.4K
$289K
|
|
|
Jan 17, 2025
Q4 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-3.68K- 82.13% |
$47.5K - $54.5K
|
800
$11.4K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-10- 0.1% |
$125 - $145
|
10.1K
$144K
|
|
|
Nov 14, 2024
Q3 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-140K- 76.9% |
$1.75M - $2.02M
|
41.9K
$595K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
16.5KNew |
$207K - $239K
|
16.5K
$235K
|
|
|
Nov 14, 2024
Q3 2024
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
13.3KNew |
$166K - $192K
|
13.3K
$189K
|
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-627- 5.13% |
$7.84K - $9.06K
|
11.6K
$165K
|
|
|
Oct 30, 2024
Q3 2024
|
Jnba Financial Advisors
|
BUY
|
- |
455New |
$5.69K - $6.57K
|
455
$6.46K
|
|
|
Oct 24, 2024
Q3 2024
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
52New |
$651 - $751
|
52
$738
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
29.5K+ 1345.02% |
$368K - $426K
|
31.6K
$449K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.56K- 16.07% |
$94.5K - $109K
|
39.5K
$560K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.33K- 9.06% |
$16.7K - $19.3K
|
13.4K
$190K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
33.2KNew |
$455K - $476K
|
33.2K
$471K
|
|
|
Aug 13, 2024
Q2 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
13.4KNew |
$184K - $192K
|
13.4K
$190K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
412+ 0.23% |
$5.65K - $5.91K
|
178K
$2.52M
|
|
|
Aug 09, 2024
Q2 2024
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
BUY
|
- |
150New |
$2.06K - $2.15K
|
150
$2.13K
|
|
|
Aug 09, 2024
Q2 2024
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2.69KNew |
$36.9K - $38.6K
|
2.69K
$38.3K
|
|
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
BUY
|
- |
233+ 0.82% |
$3.19K - $3.34K
|
28.7K
$408K
|
|
|
Jul 31, 2024
Q2 2024
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
12.7KNew |
$174K - $182K
|
12.7K
$181K
|
|
|
Jul 30, 2024
Q2 2024
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
14.3KNew |
$196K - $205K
|
14.3K
$203K
|
|