Purchases and Sales Made in Q1 2023 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q1 2023. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.98K- 13.31% |
$37.2K - $43K
|
19.4K
$260K
|
|
|
May 08, 2023
Q1 2023
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-4.2K- 3.6% |
$52.4K - $60.6K
|
112K
$1.51M
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-5.2K- 2.84% |
$64.9K - $75.1K
|
178K
$2.39M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-5.4K- 21.47% |
$67.4K - $78K
|
19.8K
$265K
|
|
|
Apr 27, 2023
Q1 2023
|
Davenport & CO LLC
|
SELL
|
- |
-7.37K- 3.14% |
$92K - $106K
|
228K
$3.05M
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-9.05K- 10.79% |
$113K - $131K
|
74.8K
$1M
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-9.81K- 24.54% |
$122K - $142K
|
30.2K
$404K
|
|
|
May 15, 2023
Q1 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-33.9K- 68.86% |
$423K - $489K
|
15.3K
$205K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-40.1K- 34.21% |
$500K - $579K
|
77.1K
$1.03M
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-71.8K- 26.89% |
$896K - $1.04M
|
195K
$2.62M
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-85.8K- 17.52% |
$1.07M - $1.24M
|
404K
$5.41M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-121K- 92.56% |
$1.5M - $1.74M
|
9.69K
$130K
|