Purchases and Sales Made in Q2 2023 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q2 2023. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
44.1K+ 454.7% |
$556K - $612K
|
53.8K
$746K
|
|
Aug 03, 2023
Q2 2023
|
Van Eck Associates Corp
|
BUY
|
- |
36.3K+ 7.5% |
$458K - $504K
|
521K
$7.23M
|
|
Aug 14, 2023
Q2 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
15.2K+ 6.73% |
$192K - $212K
|
242K
$3.35M
|
|
Aug 14, 2023
Q2 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
11.2K+ 27.9% |
$141K - $156K
|
51.4K
$714K
|
|
Aug 11, 2023
Q2 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
11.1KNew |
$140K - $154K
|
11.1K
$154K
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
10.5KNew |
$132K - $145K
|
10.5K
$145K
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
10.1K+ 13.11% |
$127K - $140K
|
87.2K
$1.21M
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
6.09K+ 10.33% |
$76.8K - $84.5K
|
65K
$902K
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.43K+ 2.37% |
$55.9K - $61.5K
|
191K
$2.65M
|
|
Aug 08, 2023
Q2 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
3.88KNew |
$48.9K - $53.9K
|
3.88K
$53.9K
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
3.46K+ 11.29% |
$43.6K - $48K
|
34.1K
$473K
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.33K+ 17.5% |
$42K - $46.2K
|
22.4K
$311K
|
|
Aug 14, 2023
Q2 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
3.3KNew |
$41.6K - $45.8K
|
3.3K
$45.8K
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
3.02K+ 28.73% |
$38.1K - $41.9K
|
13.5K
$188K
|
|
Jul 19, 2023
Q2 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
1.49K+ 11.44% |
$18.8K - $20.6K
|
14.5K
$201K
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.33K+ 2.85% |
$16.7K - $18.4K
|
47.9K
$664K
|
|
Aug 10, 2023
Q2 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.25K+ 4.15% |
$15.8K - $17.4K
|
31.4K
$436K
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1K+ 8.67% |
$12.6K - $13.9K
|
12.5K
$174K
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
246+ 0.87% |
$3.1K - $3.41K
|
28.6K
$397K
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
203+ 0.71% |
$2.56K - $2.82K
|
28.8K
$399K
|
|
Aug 03, 2023
Q2 2023
|
Larson Financial Group LLC
|
BUY
|
- |
202New |
$2.55K - $2.8K
|
202
$2.8K
|
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
99+ 41.25% |
$1.25K - $1.37K
|
339
$4.71K
|
|
Aug 04, 2023
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
99+ 41.25% |
$1.25K - $1.37K
|
339
$4.71K
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
BUY
|
- |
80+ 0.4% |
$1.01K - $1.11K
|
20.1K
$279K
|
|
Aug 09, 2023
Q2 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
58+ 8.0% |
$731 - $805
|
783
$10.9K
|
|
Jul 28, 2023
Q2 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
28New |
$353 - $389
|
28
$389
|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
BUY
|
- |
26New |
$328 - $361
|
26
$361
|
|
Jul 25, 2023
Q2 2023
|
Albert D Mason Inc
|
BUY
|
- |
8+ 0.01% |
$101 - $111
|
68.5K
$951K
|
|
Sep 06, 2023
Q2 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
8+ 0.08% |
$101 - $111
|
10K
$139K
|
|
Aug 09, 2023
Q2 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
2+ 3.13% |
$25.2 - $27.8
|
66
$916
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-17- 0.83% |
$214 - $236
|
2.02K
$28K
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
SELL
|
- |
-203- 56.7% |
$2.56K - $2.82K
|
155
$2.15K
|
|
Aug 14, 2023
Q2 2023
|
Garner Asset Management Corp
|
SELL
|
- |
-406- 0.96% |
$5.12K - $5.64K
|
41.8K
$581K
|
|
Jul 20, 2023
Q2 2023
|
Davenport & CO LLC
|
SELL
|
- |
-700- 0.31% |
$8.83K - $9.72K
|
227K
$3.15M
|
|
Aug 01, 2023
Q2 2023
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-776- 70.55% |
$9.79K - $10.8K
|
324
$4.5K
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.1K- 8.95% |
$13.9K - $15.3K
|
11.2K
$155K
|
|
Aug 14, 2023
Q2 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.15K- 2.9% |
$14.4K - $15.9K
|
38.4K
$533K
|
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-1.37K- 8.27% |
$17.3K - $19K
|
15.2K
$211K
|
|
Jul 24, 2023
Q2 2023
|
Outfitter Financial LLC
|
SELL
|
- |
-1.4K- 0.64% |
$17.7K - $19.4K
|
218K
$3.02M
|
|
Aug 11, 2023
Q2 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-1.65K- 1.04% |
$20.8K - $22.9K
|
157K
$2.18M
|
|
Jul 20, 2023
Q2 2023
|
Pfg Advisors
|
SELL
|
- |
-1.68K- 1.3% |
$21.2K - $23.3K
|
127K
$1.77M
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.26K- 5.04% |
$28.5K - $31.3K
|
42.5K
$590K
|
|
Sep 12, 2023
Q2 2023
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-2.65K- 6.41% |
$33.4K - $36.8K
|
38.7K
$536K
|
|
Aug 14, 2023
Q2 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-3.04K- 19.85% |
$38.3K - $42.2K
|
12.3K
$170K
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-5.97K- 25.88% |
$75.2K - $82.8K
|
17.1K
$237K
|
|
Aug 14, 2023
Q2 2023
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-6.88K- 77.36% |
$86.7K - $95.5K
|
2.01K
$27.9K
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-7.47K- 37.82% |
$94.2K - $104K
|
12.3K
$171K
|
|
Jul 11, 2023
Q2 2023
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-9.52K- 8.47% |
$120K - $132K
|
103K
$1.43M
|
|
Aug 11, 2023
Q2 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-11.1K- 5.66% |
$139K - $153K
|
184K
$2.56M
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-11.2K- 38.5% |
$141K - $155K
|
17.9K
$248K
|