Purchases and Sales Made in Q3 2022 in Gladstone Investment Corporation\De (GAIN)

GAIN Quotes by TradingView

This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q3 2022. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 14, 2022 Q3 2022
Baird Financial Group, Inc.

Milwaukee, WI
BUY
 -
103K
New
$1.23M - $2.47M
103K $1.39M
Nov 14, 2022 Q3 2022
Israel Englander Millennium Management LLC | New York, Ny
BUY
 -
53.3K
+ 185.07%
$638K - $1.28M
82.2K $1.11M
Oct 31, 2022 Q3 2022
Concorde Asset Management, LLC

BUY
 -
49.2K
New
$588K - $1.18M
49.2K $665K
Nov 14, 2022 Q3 2022
Marshall Wace, LLP

London, X0
BUY
 -
43.3K
New
$518K - $1.04M
43.3K $586K
Nov 14, 2022 Q3 2022
Lpl Financial LLC

Fort Mill, SC
BUY
 -
42.8K
+ 37.39%
$512K - $1.02M
157K $2.12M
Nov 14, 2022 Q3 2022
Ken Griffin Citadel Advisors LLC | Chicago, Il
BUY
 -
40.6K
+ 228.62%
$486K - $972K
58.4K $789K
Nov 14, 2022 Q3 2022
Legal & General Group PLC

London, X0
BUY
 -
19.4K
+ 9.99%
$232K - $464K
213K $2.88M
Oct 27, 2022 Q3 2022
Ttp Investments, Inc.

BUY
 -
17.9K
New
$214K - $427K
17.9K $241K
Nov 08, 2022 Q3 2022
Advisors Asset Management, Inc.

Monument, CO
BUY
 -
17.2K
+ 6.05%
$206K - $412K
302K $4.08M
Nov 14, 2022 Q3 2022
Schonfeld Strategic Advisors LLC

New York, NY
BUY
 -
16.8K
New
$201K - $402K
16.8K $227K
Nov 14, 2022 Q3 2022
D. E. Shaw & Co., Inc.

New York, NY
BUY
 -
11.4K
New
$136K - $272K
11.4K $153K
Nov 07, 2022 Q3 2022
Jump Financial, LLC

Chicago, IL
BUY
 -
11K
New
$132K - $263K
11K $149K
Nov 14, 2022 Q3 2022
Jpmorgan Chase & CO

New York, NY
BUY
 -
5.33K
+ 152.2%
$63.7K - $127K
8.83K $119K
Mar 17, 2023 Q3 2022
American Portfolios Advisors

Holbrook, NY
BUY
 -
4.64K
New
$55.5K - $111K
4.64K $62.7K
Nov 01, 2022 Q3 2022
Great West Life Assurance CO

Winnipeg, A2
BUY
 -
3.86K
+ 10.93%
$46.2K - $92.4K
39.2K $529K
Oct 25, 2022 Q3 2022
Janney Montgomery Scott LLC

BUY
 -
3.15K
+ 7.77%
$37.7K - $75.4K
43.7K $591K
Nov 14, 2022 Q3 2022
Belpointe Asset Management LLC

BUY
 -
2.12K
+ 5.99%
$25.3K - $50.7K
37.5K $506K
Nov 14, 2022 Q3 2022
Advisor Group Holdings, Inc.

Phoenix, AZ
BUY
 -
2.08K
+ 1.11%
$24.9K - $49.8K
189K $2.55M
Nov 09, 2022 Q3 2022
Blair William & CO

Chicago, IL
BUY
 -
1.68K
+ 1.09%
$20.1K - $40.2K
156K $2.1M
Nov 14, 2022 Q3 2022
Legacy Capital Wealth Partners, LLC

Little Rock, AR
BUY
 -
1.59K
+ 2.32%
$19K - $38.1K
70.2K $949K
Nov 10, 2022 Q3 2022
Pnc Financial Services Group, Inc.

Pittsburgh, PA
BUY
 -
1.34K
New
$16K - $32K
1.34K $18.1K
Nov 14, 2022 Q3 2022
Lazard Asset Management LLC

New York, NY
BUY
 -
1.12K
+ 60.08%
$13.4K - $26.8K
2.99K $40.4K
Nov 01, 2022 Q3 2022
Kestra Advisory Services, LLC

BUY
 -
1K
+ 8.67%
$12K - $23.9K
12.5K $169K
Nov 10, 2022 Q3 2022
Tower Research Capital LLC (Trc)

New York, NY
BUY
 -
540
+ 21.55%
$6.46K - $12.9K
3.05K $41.2K
Nov 14, 2022 Q3 2022
Wells Fargo & Company

San Francisco, CA
BUY
 -
496
+ 3.12%
$5.93K - $11.9K
16.4K $222K
Nov 10, 2022 Q3 2022
Quadrant Capital Group LLC

Cincinnati, OH
BUY
 -
443
+ 51.33%
$5.3K - $10.6K
1.31K $17.6K
Nov 02, 2022 Q3 2022
Greenspring Advisors, LLC

BUY
 -
292
+ 1.63%
$3.49K - $6.98K
18.2K $247K
Oct 18, 2022 Q3 2022
Wedbush Securities Inc

BUY
 -
113
+ 0.39%
$1.35K - $2.7K
29.1K $393K
Oct 25, 2022 Q3 2022
Raymond James Financial Services Advisors, Inc.

St. Petersburg, FL
BUY
 -
57
+ 0.51%
$682 - $1.36K
11.1K $151K
Oct 12, 2022 Q3 2022
Albert D Mason Inc

BUY
 -
37
+ 0.05%
$443 - $885
68.7K $928K
Oct 14, 2022 Q3 2022
Private Advisor Group, LLC

BUY
 -
17
+ 0.17%
$203 - $407
10K $136K
Nov 09, 2022 Q3 2022
Cwa Asset Management Group, LLC

BUY
 -
16
+ 0.15%
$191 - $383
10.5K $142K
Nov 07, 2022 Q3 2022
Institutional & Family Asset Management, LLC

BUY
 -
1
+ 1.69%
$12 - $23.9
60 $811
Oct 27, 2022 Q3 2022
Money Concepts Capital Corp

BUY
 -
0
New
$0 - $0
0 $0
Nov 10, 2022 Q3 2022
Lindbrook Capital, LLC

SELL
 -
-88
Closed
$1.05K - $2.1K
0 $0
Nov 10, 2022 Q3 2022
Parallel Advisors, LLC

SELL
 -
-177
Closed
$2.12K - $4.23K
0 $0
Oct 27, 2022 Q3 2022
Us Bancorp \De\

SELL
 -
-189
- 54.94%
$2.26K - $4.52K
155 $2.09K
Nov 14, 2022 Q3 2022
Aquatic Capital Management LLC

Chicago, IL
SELL
 -
-200
- 18.18%
$2.39K - $4.78K
900 $12.2K
Nov 14, 2022 Q3 2022
Royal Bank Of Canada

Toronto, A6
SELL
 -
-534
- 1.08%
$6.39K - $12.8K
49K $661K
Oct 19, 2022 Q3 2022
Outfitter Financial LLC

SELL
 -
-700
- 0.31%
$8.37K - $16.7K
222K $3M
Nov 14, 2022 Q3 2022
Morgan Stanley

New York, NY
SELL
 -
-796
- 0.74%
$9.52K - $19K
107K $1.45M
Nov 09, 2022 Q3 2022
Group One Trading, L.P.

Chicago, IL
SELL
 -
-800
- 39.94%
$9.57K - $19.1K
1.2K $16.3K
Nov 14, 2022 Q3 2022
Commonwealth Equity Services, LLC

SELL
 -
-1.11K
- 2.64%
$13.3K - $26.6K
41.1K $555K
Nov 08, 2022 Q3 2022
Signaturefd, LLC

Atlanta, GA
SELL
 -
-1.43K
- 36.84%
$17.1K - $34.2K
2.45K $33.1K
Nov 14, 2022 Q3 2022
Claraphi Advisory Network, LLC

SELL
 -
-1.45K
- 7.25%
$17.3K - $34.7K
18.6K $251K
Nov 14, 2022 Q3 2022
Ameriprise Financial Inc

Minneapolis, MN
SELL
 -
-2.33K
- 9.52%
$27.9K - $55.8K
22.2K $300K
Oct 13, 2022 Q3 2022
Pfg Advisors

SELL
 -
-3K
- 2.15%
$35.9K - $71.8K
137K $1.84M
Nov 14, 2022 Q3 2022
Garner Asset Management Corp

SELL
 -
-4.14K
- 9.11%
$49.5K - $98.9K
41.2K $557K
Nov 14, 2022 Q3 2022
Virtus ETF Advisers LLC

New York, NY
SELL
 -
-4.58K
- 18.59%
$54.8K - $110K
20.1K $271K

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