Purchases and Sales Made in Q3 2023 in Gladstone Investment Corporation\De (GAIN)

GAIN Quotes by TradingView

This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q3 2023. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Oct 16, 2023 Q3 2023
Legacy Capital Wealth Partners, LLC

Little Rock, AR
BUY
 -
97.4K
New
$1.22M - $1.33M
97.4K $1.32M
Nov 08, 2023 Q3 2023
Van Eck Associates Corp

BUY
 -
38.9K
+ 7.47%
$487K - $533K
560K $7.56M
Nov 14, 2023 Q3 2023
Schonfeld Strategic Advisors LLC

New York, NY
BUY
 -
38.5K
New
$482K - $527K
38.5K $520K
Nov 14, 2023 Q3 2023
Ken Griffin Citadel Advisors LLC | Chicago, Il
BUY
 -
36.5K
+ 67.81%
$456K - $499K
90.2K $1.22M
Nov 13, 2023 Q3 2023
Winton Group LTD

London, X0
BUY
 -
29K
New
$363K - $397K
29K $392K
Nov 07, 2023 Q3 2023
Virtus ETF Advisers LLC

New York, NY
BUY
 -
20.5K
+ 120.3%
$257K - $281K
37.6K $508K
Nov 14, 2023 Q3 2023
Goldman Sachs Group Inc

New York, NY
BUY
 -
13.3K
New
$167K - $182K
13.3K $180K
Nov 14, 2023 Q3 2023
Marshall Wace, LLP

London, X0
BUY
 -
11.7K
New
$146K - $160K
11.7K $158K
Nov 13, 2023 Q3 2023
Advisor Group Holdings, Inc.

Phoenix, AZ
BUY
 -
9.07K
+ 4.99%
$113K - $124K
191K $2.58M
Nov 14, 2023 Q3 2023
State Of Wyoming

Cheyenne, WY
BUY
 -
8.97K
+ 445.65%
$112K - $123K
11K $148K
Nov 13, 2023 Q3 2023
Qube Research & Technologies LTD

London, X0
BUY
 -
6.62K
New
$82.8K - $90.6K
6.62K $89.4K
Nov 14, 2023 Q3 2023
Royal Bank Of Canada

Toronto, A6
BUY
 -
5.99K
+ 9.2%
$74.9K - $81.9K
71K $959K
Nov 14, 2023 Q3 2023
Susquehanna International Group, LLP

Bala Cynwyd, PA
BUY
 -
3.89K
+ 21.8%
$48.7K - $53.3K
21.7K $294K
Nov 02, 2023 Q3 2023
Private Advisor Group, LLC

BUY
 -
2.64K
+ 19.47%
$33K - $36.1K
16.2K $218K
Nov 14, 2023 Q3 2023
Quadrant Capital Group LLC

Cincinnati, OH
BUY
 -
2.41K
+ 308.05%
$30.2K - $33K
3.2K $43.2K
Nov 15, 2023 Q3 2023
Belpointe Asset Management LLC

BUY
 -
2.12K
+ 5.52%
$26.5K - $29K
40.5K $547K
Nov 14, 2023 Q3 2023
Great West Life Assurance CO

Winnipeg, A2
BUY
 -
1.87K
+ 5.96%
$23.4K - $25.6K
33.3K $450K
Nov 13, 2023 Q3 2023
Northern Trust Corp

Chicago, IL
BUY
 -
1.47K
+ 13.27%
$18.4K - $20.1K
12.5K $169K
Nov 14, 2023 Q3 2023
Captrust Financial Advisors

Raleigh, NC
BUY
 -
1.15K
+ 11.01%
$14.4K - $15.8K
11.6K $157K
Nov 13, 2023 Q3 2023
Pnc Financial Services Group, Inc.

Pittsburgh, PA
BUY
 -
850
New
$10.6K - $11.6K
850 $11.5K
Nov 14, 2023 Q3 2023
Jpmorgan Chase & CO

New York, NY
BUY
 -
519
New
$6.49K - $7.11K
519 $7.01K
Nov 14, 2023 Q3 2023
Wedbush Securities Inc

BUY
 -
425
+ 1.48%
$5.32K - $5.82K
29.2K $394K
Nov 03, 2023 Q3 2023
Ever Source Wealth Advisors, LLC

BUY
 -
333
+ 27.75%
$4.17K - $4.56K
1.53K $20.7K
Oct 26, 2023 Q3 2023
Decision Point Financial, LLC

Mesa, AZ
BUY
 -
310
New
$3.88K - $4.24K
310 $4.19K
Nov 09, 2023 Q3 2023
Citigroup Inc

BUY
 -
243
+ 934.62%
$3.04K - $3.33K
269 $3.63K
Nov 14, 2023 Q3 2023
Two Sigma Investments, LP

New York, NY
BUY
 -
200
+ 0.12%
$2.5K - $2.74K
170K $2.29M
Nov 03, 2023 Q3 2023
Signaturefd, LLC

Atlanta, GA
BUY
 -
65
+ 20.06%
$813 - $890
389 $5.26K
Oct 25, 2023 Q3 2023
Lindbrook Capital, LLC

BUY
 -
23
+ 82.14%
$288 - $315
51 $689
Oct 10, 2023 Q3 2023
Dhjj Financial Advisors, Ltd.

BUY
 -
5
New
$62.6 - $68.5
5 $67.6
Nov 13, 2023 Q3 2023
Institutional & Family Asset Management, LLC

BUY
 -
2
+ 3.03%
$25 - $27.4
68 $919
Nov 13, 2023 Q3 2023
Wells Fargo & Company

San Francisco, CA
BUY
 -
1
+ 0.01%
$12.5 - $13.7
11.2K $151K
Nov 13, 2023 Q3 2023
Baird Financial Group, Inc.

Milwaukee, WI
BUY
 -
1
+ 0.0%
$12.5 - $13.7
103K $1.39M
Nov 13, 2023 Q3 2023
Parallel Advisors, LLC

SELL
 -
-78
- 23.01%
$976 - $1.07K
261 $3.53K
May 20, 2024 Q3 2023
Parallel Advisors, LLC

SELL
 -
-78
- 23.01%
$976 - $1.07K
261 $3.53K
Nov 14, 2023 Q3 2023
Garner Asset Management Corp

SELL
 -
-147
- 0.35%
$1.84K - $2.01K
41.7K $563K
Oct 25, 2023 Q3 2023
Caldwell Sutter Capital, Inc.

Sausalito, CA
SELL
 -
-216
- 1.49%
$2.7K - $2.96K
14.3K $193K
Oct 10, 2023 Q3 2023
Albert D Mason Inc

SELL
 -
-444
- 0.65%
$5.55K - $6.08K
68.1K $920K
Nov 09, 2023 Q3 2023
Group One Trading, L.P.

Chicago, IL
SELL
 -
-500
- 65.45%
$6.26K - $6.85K
264 $3.57K
Oct 24, 2023 Q3 2023
Raymond James & Associates

St Petersburg, FL
SELL
 -
-1.19K
- 4.14%
$14.8K - $16.2K
27.4K $371K
Nov 09, 2023 Q3 2023
Ubs Group Ag

SELL
 -
-1.38K
- 4.05%
$17.3K - $18.9K
32.7K $442K
Nov 14, 2023 Q3 2023
David A. Siegel Two Sigma Advisers, LP | New York, Ny
SELL
 -
-1.5K
- 0.92%
$18.8K - $20.5K
161K $2.18M
Nov 07, 2023 Q3 2023
Prosperity Financial Group, Inc.

San Ramon, CA
SELL
 -
-1.6K
- 4.14%
$20K - $21.9K
37.1K $501K
Nov 14, 2023 Q3 2023
Ameriprise Financial Inc

Minneapolis, MN
SELL
 -
-2.18K
- 17.74%
$27.3K - $29.8K
10.1K $137K
Oct 13, 2023 Q3 2023
Pfg Advisors

SELL
 -
-2.23K
- 1.75%
$27.9K - $30.5K
125K $1.69M
Oct 20, 2023 Q3 2023
Outfitter Financial LLC

SELL
 -
-2.9K
- 1.33%
$36.3K - $39.7K
215K $2.9M
Nov 14, 2023 Q3 2023
Aquatic Capital Management LLC

Chicago, IL
SELL
 -
-3.1K
- 93.94%
$38.8K - $42.4K
200 $2.7K
May 14, 2024 Q3 2023
Goldman Sachs Group Inc

New York, NY
SELL
 -
-3.5K
- 20.79%
$43.7K - $47.8K
13.3K $180K
Nov 09, 2023 Q3 2023
Blair William & CO

Chicago, IL
SELL
 -
-3.78K
- 2.4%
$47.2K - $51.7K
153K $2.07M
Nov 15, 2023 Q3 2023
Morgan Stanley

New York, NY
SELL
 -
-3.9K
- 4.48%
$48.8K - $53.4K
83.3K $1.12M

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