Purchases and Sales Made in Q3 2024 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q3 2024. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2024
Q3 2024
|
Van Eck Associates Corp
|
BUY
|
- |
52.6K+ 6.22% |
$658K - $760K
|
898K
$11.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
38.9K+ 4.02% |
$487K - $563K
|
1.01M
$13.4M
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
29.5K+ 1345.02% |
$368K - $426K
|
31.6K
$420K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
27K+ 21.06% |
$338K - $390K
|
155K
$2.06M
|
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
22.3KNew |
$278K - $322K
|
22.3K
$296K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
18.5K+ 98.96% |
$231K - $267K
|
37.2K
$493K
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17.5KNew |
$219K - $253K
|
17.5K
$233K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
17.2K+ 12.1% |
$215K - $249K
|
159K
$2.12M
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
16.5KNew |
$207K - $239K
|
16.5K
$220K
|
|
|
Nov 14, 2024
Q3 2024
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
13.3KNew |
$166K - $192K
|
13.3K
$176K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.14K+ 5.31% |
$102K - $118K
|
161K
$2.14M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
6.56K+ 9.37% |
$82.1K - $94.8K
|
76.6K
$1.02M
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.5K+ 12.86% |
$31.3K - $36.2K
|
22K
$292K
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.94K+ 6.21% |
$24.3K - $28K
|
33.2K
$441K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
1.61K+ 6.94% |
$20.1K - $23.3K
|
24.8K
$329K
|
|
|
Oct 30, 2024
Q3 2024
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
1.28K+ 1.86% |
$16K - $18.5K
|
70.1K
$931K
|
|
|
Nov 25, 2024
Q3 2024
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
BUY
|
- |
930New |
$11.6K - $13.4K
|
930
$12.4K
|
|
|
Nov 12, 2024
Q3 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
860+ 0.55% |
$10.8K - $12.4K
|
157K
$2.09M
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
500+ 0.54% |
$6.26K - $7.23K
|
92.8K
$1.23M
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
493+ 160.59% |
$6.17K - $7.12K
|
800
$10.6K
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
491New |
$6.14K - $7.09K
|
491
$6.52K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
485+ 2.18% |
$6.07K - $7.01K
|
22.7K
$301K
|
|
|
Oct 30, 2024
Q3 2024
|
Jnba Financial Advisors
|
BUY
|
- |
455New |
$5.69K - $6.57K
|
455
$6.04K
|
|
|
Oct 22, 2024
Q3 2024
|
Albert D Mason Inc
|
BUY
|
- |
403+ 0.59% |
$5.04K - $5.82K
|
69K
$917K
|
|
|
Nov 12, 2024
Q3 2024
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
400+ 1.11% |
$5K - $5.78K
|
36.6K
$485K
|
|
|
Nov 12, 2024
Q3 2024
|
Citigroup Inc
|
BUY
|
- |
237+ 17.91% |
$2.96K - $3.42K
|
1.56K
$20.7K
|
|
|
Oct 15, 2024
Q3 2024
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
53+ 151.43% |
$663 - $766
|
88
$1.17K
|
|
|
Oct 24, 2024
Q3 2024
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
52New |
$651 - $751
|
52
$691
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
37New |
$463 - $535
|
37
$491
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
24New |
$300 - $347
|
24
$319
|
|
|
Oct 23, 2024
Q3 2024
|
Allworth Financial LP
|
BUY
|
- |
14New |
$175 - $202
|
14
$186
|
|
|
Nov 12, 2024
Q3 2024
|
Larson Financial Group LLC
|
BUY
|
- |
4+ 1.91% |
$50 - $57.8
|
213
$2.83K
|
|
|
Nov 12, 2024
Q3 2024
|
Garner Asset Management Corp
|
BUY
|
- |
4+ 0.01% |
$50 - $57.8
|
41.3K
$549K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4- 0.16% |
$50 - $57.8
|
2.52K
$33.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-10- 0.1% |
$125 - $145
|
10.1K
$135K
|
|
|
Nov 01, 2024
Q3 2024
|
Lindbrook Capital, LLC
|
SELL
|
- |
-285- 50.98% |
$3.57K - $4.12K
|
274
$3.64K
|
|
|
Oct 25, 2024
Q3 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-430- 8.76% |
$5.38K - $6.21K
|
4.48K
$59.5K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-458- 4.3% |
$5.73K - $6.62K
|
10.2K
$135K
|
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-627- 5.13% |
$7.84K - $9.06K
|
11.6K
$154K
|
|
|
Nov 12, 2024
Q3 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-654- 27.08% |
$8.18K - $9.45K
|
1.76K
$23.4K
|
|
|
Nov 08, 2024
Q3 2024
|
Simplex Trading, LLC
|
SELL
|
- |
-684- 60.48% |
$8.56K - $9.88K
|
447
$5.94K
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1K- 40.83% |
$12.5K - $14.5K
|
1.45K
$19.3K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.33K- 9.06% |
$16.7K - $19.3K
|
13.4K
$178K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.3K- 9.89% |
$28.7K - $33.2K
|
20.9K
$278K
|
|
|
Nov 04, 2024
Q3 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-2.37K- 2.32% |
$29.6K - $34.2K
|
99.6K
$1.32M
|
|
|
Oct 25, 2024
Q3 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-2.73K- 99.93% |
$34.1K - $39.4K
|
2
$26.6
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.55K- 9.8% |
$44.4K - $51.3K
|
32.7K
$434K
|
|
|
Oct 29, 2024
Q3 2024
|
Outfitter Financial LLC
|
SELL
|
- |
-4.23K- 2.04% |
$52.9K - $61.1K
|
203K
$2.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-5.19K- 8.39% |
$64.9K - $75K
|
56.7K
$753K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-5.5K- 15.03% |
$68.7K - $79.4K
|
31.1K
$412K
|