Purchases and Sales Made in Q4 2022 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q4 2022. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 26, 2023
Q4 2022
|
Outfitter Financial LLC
|
SELL
|
- |
-500- 0.23% |
$5.94K - $7.24K
|
221K
$2.93M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-771- 1.76% |
$9.15K - $11.2K
|
42.9K
$569K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1K- 7.98% |
$11.9K - $14.5K
|
11.5K
$153K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.23K- 40.45% |
$14.6K - $17.8K
|
1.81K
$24K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.11K- 12.89% |
$25.1K - $30.6K
|
14.3K
$189K
|
|
|
Jan 27, 2023
Q4 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-2.19K- 89.36% |
$26K - $31.7K
|
261
$3.46K
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-2.85K- 14.21% |
$33.9K - $41.3K
|
17.2K
$228K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.33K- 14.89% |
$39.6K - $48.2K
|
19K
$252K
|
|
|
Jan 27, 2023
Q4 2022
|
Pfg Advisors
|
SELL
|
- |
-4.8K- 3.52% |
$57K - $69.5K
|
132K
$1.75M
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-6.17K- 14.24% |
$73.2K - $89.2K
|
37.1K
$492K
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
SELL
|
- |
-6.59K- 2.73% |
$78.2K - $95.3K
|
235K
$3.11M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-7.62K- 86.27% |
$90.4K - $110K
|
1.21K
$16.1K
|