Purchases and Sales Made in Q4 2023 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q4 2023. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
216+ 82.76% |
$2.65K - $3.21K
|
477
$6.32K
|
|
|
Jan 24, 2024
Q4 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
200New |
$2.45K - $2.97K
|
200
$2.65K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
200New |
$2.45K - $2.97K
|
200
$2.65K
|
|
|
Feb 06, 2024
Q4 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
6+ 8.82% |
$73.5 - $89.2
|
74
$981
|
|
|
Jan 03, 2024
Q4 2023
|
Albert D Mason Inc
|
SELL
|
- |
-224- 0.33% |
$2.74K - $3.33K
|
67.8K
$899K
|
|
|
Jan 19, 2024
Q4 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-307- 2.15% |
$3.76K - $4.56K
|
14K
$185K
|
|
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-333- 21.72% |
$4.08K - $4.95K
|
1.2K
$15.9K
|
|
|
Feb 08, 2024
Q4 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-418- 13.08% |
$5.12K - $6.21K
|
2.78K
$36.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-543- 4.85% |
$6.65K - $8.07K
|
10.6K
$141K
|
|
|
Jan 19, 2024
Q4 2023
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-800- 0.86% |
$9.8K - $11.9K
|
92.3K
$1.22M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-961- 3.88% |
$11.8K - $14.3K
|
23.8K
$316K
|
|
|
Feb 06, 2024
Q4 2023
|
Outfitter Financial LLC
|
SELL
|
- |
-1K- 0.47% |
$12.3K - $14.9K
|
214K
$2.83M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.91K- 5.83% |
$23.4K - $28.4K
|
30.8K
$408K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.24K- 2.17% |
$27.4K - $33.3K
|
101K
$1.34M
|
|
|
Feb 13, 2024
Q4 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-2.97K- 8.93% |
$36.4K - $44.2K
|
30.3K
$402K
|
|
|
Feb 14, 2024
Q4 2023
|
Garner Asset Management Corp
|
SELL
|
- |
-3.81K- 9.14% |
$46.7K - $56.6K
|
37.9K
$502K
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-7.01K- 4.6% |
$85.9K - $104K
|
145K
$1.93M
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-7.6K- 3.53% |
$93.1K - $113K
|
208K
$2.75M
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-15.6K- 41.55% |
$192K - $232K
|
22K
$291K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-20.7K- 11.11% |
$254K - $308K
|
166K
$2.2M
|
|
|
Jan 19, 2024
Q4 2023
|
Pfg Advisors
|
SELL
|
- |
-21.4K- 17.06% |
$262K - $317K
|
104K
$1.38M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-30.9K- 24.09% |
$378K - $459K
|
97.2K
$1.29M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-38.6K- 42.76% |
$473K - $573K
|
51.6K
$684K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-63K- 29.25% |
$772K - $937K
|
152K
$2.02M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-134K- 92.93% |
$1.64M - $1.99M
|
10.2K
$135K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-169K- 88.75% |
$2.08M - $2.52M
|
21.5K
$284K
|