Latest Institutional Transactions on Gladstone Capital Corp (GLAD)
This table provides information on the latest institutional transactions involving Gladstone Capital Corp (GLAD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2023
Q3 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
310New |
$2.98K - $3.47K
|
310
$8.46K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
4New |
$38.4 - $44.8
|
4
$109
|
|
| Q2 2023 | |||||||
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1+ 6.25% |
$9.2 - $9.86
|
17
$464
|
|
|
Aug 21, 2023
Q2 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
300New |
$2.76K - $2.96K
|
300
$8.19K
|
|
|
Aug 03, 2023
Q2 2023
|
Triumph Capital Management
|
BUY
|
- |
10.8KNew |
$99.5K - $107K
|
10.8K
$295K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-16K- 22.96% |
$147K - $158K
|
53.8K
$1.47M
|
|
|
Aug 02, 2023
Q2 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-1K- 6.25% |
$9.2K - $9.86K
|
15K
$409K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
191+ 1.49% |
$1.76K - $1.88K
|
13K
$354K
|
|
| Q1 2023 | |||||||
|
May 16, 2023
Q1 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
8New |
$72 - $86.8
|
8
$218
|
|
|
May 15, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-3K- 8.82% |
$27K - $32.6K
|
31K
$846K
|
|
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
35.9KNew |
$323K - $389K
|
35.9K
$979K
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.2KNew |
$101K - $122K
|
11.2K
$306K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-2.6K- 65.69% |
$23.4K - $28.2K
|
1.36K
$37.1K
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
BUY
|
- |
319+ 31900.0% |
$2.87K - $3.46K
|
320
$8.73K
|
|
|
May 04, 2023
Q1 2023
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
4KNew |
$36K - $43.4K
|
4K
$109K
|
|
|
May 01, 2023
Q1 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.2KNew |
$101K - $121K
|
11.2K
$305K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
580New |
$5.22K - $6.29K
|
580
$15.8K
|
|
|
Apr 21, 2023
Q1 2023
|
West Oak Capital, LLC
|
BUY
|
- |
800New |
$7.2K - $8.68K
|
800
$21.8K
|
|
|
Apr 12, 2023
Q1 2023
|
National Bank Of Canada
|
SELL
|
- |
-500- 5.62% |
$4.5K - $5.43K
|
8.4K
$229K
|
|
| Q4 2022 | |||||||
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-14.7K- 47.67% |
$122K - $155K
|
16.1K
$440K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
1.14KNew |
$9.5K - $12K
|
1.14K
$31.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
1.87KNew |
$15.6K - $19.7K
|
1.87K
$51K
|
|
|
Feb 14, 2023
Q4 2022
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
CALL |
12.2KNew |
$102K - $129K
|
12.2K
$333K
|
|
|
Feb 13, 2023
Q4 2022
|
Mrp Capital Investments, LLC
Alpharetta, GA |
BUY
|
- |
405New |
$3.37K - $4.27K
|
405
$11.1K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
570New |
$4.75K - $6.01K
|
570
$15.6K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
1.5KNew |
$12.5K - $15.8K
|
1.5K
$40.9K
|
|
|
Jan 10, 2023
Q4 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-700- 46.67% |
$5.83K - $7.38K
|
800
$21.8K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-2.15K- 5.7% |
$18K - $23.6K
|
35.5K
$969K
|
|
|
Nov 10, 2022
Q3 2022
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-17.4KClosed |
$146K - $191K
|
0
$0
|
|
|
Oct 13, 2022
Q3 2022
|
Brookstone Capital Management
|
BUY
|
- |
2.24K+ 3.13% |
$18.8K - $24.6K
|
73.7K
$2.01M
|
|
| Q2 2022 | |||||||
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1KNew |
$9.51K - $12.7K
|
1K
$27.3K
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
9.38KNew |
$89.2K - $119K
|
9.38K
$256K
|
|
|
Aug 15, 2022
Q2 2022
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
14.7KNew |
$139K - $185K
|
14.7K
$400K
|
|
|
Aug 12, 2022
Q2 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-5.1KClosed |
$48.5K - $64.6K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
BUY
|
- |
446+ 8920.0% |
$4.24K - $5.65K
|
451
$12.3K
|
|
|
Aug 09, 2022
Q2 2022
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-32.2KClosed |
$306K - $408K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-848KClosed |
$8.07M - $10.7M
|
0
$0
|
|
|
Jul 29, 2022
Q2 2022
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
1.01KNew |
$9.58K - $12.7K
|
1.01K
$27.5K
|
|
|
Jul 19, 2022
Q2 2022
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
2.93K+ 11.53% |
$27.8K - $37.1K
|
28.3K
$773K
|
|
| Q1 2022 | |||||||
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-1.5KClosed |
$15.5K - $18.1K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
78.1KNew |
$805K - $942K
|
78.1K
$2.13M
|
|
|
May 16, 2022
Q1 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-15Closed |
$155 - $181
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Outfitter Financial LLC
|
SELL
|
- |
-250Closed |
$2.58K - $3.01K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Financial Management Professionals, Inc.
|
BUY
|
- |
611New |
$6.29K - $7.36K
|
611
$16.7K
|
|
|
Apr 27, 2022
Q1 2022
|
Key F Inancial Inc
|
BUY
|
- |
200New |
$2.06K - $2.41K
|
200
$5.46K
|
|
| Q4 2021 | |||||||
|
Nov 30, 2023
Q4 2021
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
1.54KNew |
$16.5K - $19K
|
1.54K
$42K
|
|
|
Feb 11, 2022
Q4 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
543+ 36.79% |
$5.83K - $6.71K
|
2.02K
$55.1K
|
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-1.07KClosed |
$11.5K - $13.2K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
South State Corp
|
BUY
|
- |
11KNew |
$118K - $136K
|
11K
$301K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-365- 14.99% |
$3.92K - $4.51K
|
2.07K
$56.5K
|
|