Latest Institutional Transactions on Gladstone Capital Corp (GLAD)
This table provides information on the latest institutional transactions involving Gladstone Capital Corp (GLAD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2022
Q4 2021
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-637Closed |
$6.84K - $7.87K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Bison Wealth, LLC
|
SELL
|
- |
-32.4KClosed |
$348K - $400K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-72.9KClosed |
$783K - $900K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-1KClosed |
$10.7K - $12.4K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-18.2KClosed |
$196K - $225K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1KClosed |
$11.2K - $11.9K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-11.8KClosed |
$132K - $140K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-45.2KClosed |
$506K - $538K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-38KClosed |
$425K - $451K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-241Closed |
$2.69K - $2.86K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-1KClosed |
$11.2K - $11.9K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-61.5KClosed |
$625K - $730K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-1KClosed |
$10.2K - $11.9K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-24.7KClosed |
$251K - $293K
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Ellis Investment Partners, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-209Closed |
$2.13K - $2.48K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
22.5KNew |
$228K - $267K
|
22.5K
$622K
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-3.2KClosed |
$27.9K - $33.1K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
O'Brien Greene & Co. Inc
Media, PA |
SELL
|
- |
-10KClosed |
$87.1K - $104K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-90.8KClosed |
$791K - $940K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
PUT |
-900- 90.0% |
$7.84K - $9.32K
|
100
$2.77K
|
|
|
Apr 21, 2021
Q1 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-11KClosed |
$96.1K - $114K
|
0
$0
|
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-640Closed |
$5.57K - $6.62K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Jackson Square Capital, LLC
|
SELL
|
- |
-112Closed |
$787 - $1.02K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
4.1KNew |
$28.8K - $37.3K
|
4.1K
$113K
|
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-26.8KClosed |
$188K - $244K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-11.4KClosed |
$77.5K - $88.2K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-32.5KClosed |
$221K - $251K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Tcw Group Inc
|
SELL
|
- |
-99.2KClosed |
$675K - $768K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 26, 2020
Q2 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
PUT |
-25KClosed |
$119K - $205K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-23.2KClosed |
$110K - $190K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
14.2KNew |
$67.2K - $116K
|
14.2K
$392K
|
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-700Closed |
$3.32K - $5.73K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Valley National Advisers Inc
|
BUY
|
- |
200New |
$948 - $1.64K
|
200
$5.53K
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-5.4KClosed |
$25.6K - $44.1K
|
0
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-14.7KClosed |
$69.5K - $120K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-85KClosed |
$365K - $895K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-5Closed |
$21.5 - $52.7
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-10KClosed |
$42.9K - $105K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-1.68KClosed |
$15.7K - $17.8K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
30.6KNew |
$286K - $325K
|
30.6K
$845K
|
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-60Closed |
$562 - $638
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Barclays PLC
London, X0 |
SELL
|
- |
-17Closed |
$159 - $181
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Boston Partners
Boston, MA |
SELL
|
- |
-63.6KClosed |
$596K - $676K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-100Closed |
$936 - $1.06K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-22KClosed |
$203K - $215K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-1.34KClosed |
$12K - $12.7K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Prospera Financial Services Inc
|
BUY
|
- |
11.2KNew |
$101K - $106K
|
11.2K
$309K
|
|
|
Aug 14, 2019
Q2 2019
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-12.5KClosed |
$113K - $119K
|
0
$0
|
|