Purchases and Sales Made in Q3 2023 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q3 2023. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
283K+ 17.52% |
$4.18M - $4.61M
|
1.9M
$29.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
241K+ 33.46% |
$3.55M - $3.92M
|
960K
$14.8M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
203K+ 4.86% |
$3M - $3.31M
|
4.38M
$67.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
175K+ 22.19% |
$2.59M - $2.86M
|
966K
$14.9M
|
|
|
Nov 01, 2023
Q3 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
126K+ 44.64% |
$1.86M - $2.05M
|
407K
$6.28M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
97.7K+ 5382.64% |
$1.44M - $1.59M
|
99.5K
$1.53M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
92K+ 31.79% |
$1.36M - $1.5M
|
381K
$5.87M
|
|
|
Oct 25, 2023
Q3 2023
|
Cornerstone Retirement Group, Inc.
|
BUY
|
- |
66.7KNew |
$986K - $1.09M
|
66.7K
$1.03M
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
66.7K+ 8.32% |
$985K - $1.09M
|
869K
$13.4M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
46.8K+ 64.29% |
$692K - $762K
|
120K
$1.84M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
32.3K+ 9.77% |
$477K - $526K
|
363K
$5.59M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
26.1K+ 22.93% |
$385K - $424K
|
140K
$2.15M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
25.8K+ 9.76% |
$382K - $421K
|
291K
$4.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
20.2K+ 46.39% |
$298K - $328K
|
63.7K
$980K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
19.1K+ 14.02% |
$282K - $311K
|
155K
$2.39M
|
|
|
Nov 01, 2023
Q3 2023
|
Petra Financial Advisors Inc
Colorado Srpings, CO |
BUY
|
- |
18.4K+ 9.07% |
$271K - $299K
|
221K
$3.4M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
17.8K+ 7.57% |
$263K - $290K
|
253K
$3.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
17.6K+ 18.27% |
$261K - $287K
|
114K
$1.76M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
17.3K+ 4.73% |
$256K - $282K
|
384K
$5.91M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
17K+ 24.49% |
$251K - $277K
|
86.6K
$1.33M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
15.1K+ 25.94% |
$223K - $246K
|
73.3K
$1.13M
|
|
|
Nov 02, 2023
Q3 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
14.5KNew |
$215K - $237K
|
14.5K
$224K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
13.6K+ 7.58% |
$201K - $221K
|
193K
$2.97M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
13.5KNew |
$200K - $220K
|
13.5K
$208K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.5K+ 3.43% |
$199K - $219K
|
406K
$6.25M
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
BUY
|
- |
13K+ 5.44% |
$192K - $212K
|
252K
$3.88M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
12.3K+ 10.82% |
$182K - $200K
|
126K
$1.94M
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
11KNew |
$162K - $179K
|
11K
$169K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
10.5KNew |
$155K - $171K
|
10.5K
$162K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
9.03K+ 12.0% |
$133K - $147K
|
84.3K
$1.3M
|
|
|
Oct 19, 2023
Q3 2023
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
8.98K+ 42.57% |
$133K - $146K
|
30.1K
$463K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
7.28K+ 3.88% |
$108K - $119K
|
195K
$3.01M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.63K+ 7.84% |
$98K - $108K
|
91.3K
$1.41M
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
6.55K+ 55.28% |
$96.7K - $107K
|
18.4K
$283K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
5.2K+ 10.25% |
$76.8K - $84.7K
|
55.9K
$861K
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
4.54K+ 8.96% |
$67K - $73.9K
|
55.2K
$850K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.45K+ 3.92% |
$65.7K - $72.4K
|
118K
$1.81M
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
3.38KNew |
$49.8K - $54.9K
|
3.38K
$52K
|
|
|
Nov 07, 2023
Q3 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
2.97K+ 11.15% |
$43.8K - $48.3K
|
29.6K
$455K
|
|
|
Nov 13, 2023
Q3 2023
|
Bison Wealth, LLC
|
BUY
|
- |
2.82K+ 12.21% |
$41.6K - $45.9K
|
25.9K
$399K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
2.79K+ 6.55% |
$41.3K - $45.5K
|
45.5K
$700K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.72K+ 13.14% |
$40.1K - $44.2K
|
23.4K
$360K
|
|
|
Nov 02, 2023
Q3 2023
|
Richmond Brothers, Inc.
Jackson, MI |
BUY
|
- |
2.04K+ 0.79% |
$30.1K - $33.2K
|
261K
$4.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
1.95K+ 5.98% |
$28.8K - $31.7K
|
34.6K
$532K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.8KNew |
$26.6K - $29.3K
|
1.8K
$27.7K
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1.48K+ 1.31% |
$21.9K - $24.2K
|
114K
$1.76M
|
|
|
Nov 01, 2023
Q3 2023
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
1.47K+ 0.83% |
$21.7K - $23.9K
|
177K
$2.73M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.23KNew |
$18.1K - $20K
|
1.23K
$18.9K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.01K+ 2.98% |
$14.9K - $16.5K
|
35K
$538K
|
|
|
Oct 13, 2023
Q3 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
978+ 2.4% |
$14.4K - $15.9K
|
41.8K
$643K
|