Purchases and Sales Made in Q4 2022 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q4 2022. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Richmond Brothers, Inc.
Jackson, MI |
BUY
|
- |
268K+ 152.57% |
$4.04M - $4.43M
|
444K
$6.83M
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
249K+ 217.95% |
$3.75M - $4.12M
|
363K
$5.59M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
206K+ 400.78% |
$3.11M - $3.42M
|
258K
$3.97M
|
|
|
Feb 08, 2023
Q4 2022
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
204K+ 41.78% |
$3.08M - $3.37M
|
692K
$10.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
165KNew |
$2.49M - $2.73M
|
165K
$2.54M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
152K+ 22.18% |
$2.29M - $2.51M
|
836K
$12.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
119K+ 3.18% |
$1.79M - $1.97M
|
3.86M
$59.4M
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
116K+ 136.83% |
$1.76M - $1.93M
|
202K
$3.1M
|
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
101KNew |
$1.52M - $1.66M
|
101K
$1.55M
|
|
|
Feb 14, 2023
Q4 2022
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
68.2K+ 169.53% |
$1.03M - $1.13M
|
108K
$1.67M
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
BUY
|
- |
63.4K+ 93.42% |
$956K - $1.05M
|
131K
$2.02M
|
|
|
Feb 08, 2023
Q4 2022
|
Semus Wealth Partners LLC
Boca Raton, FL |
BUY
|
- |
62.9KNew |
$948K - $1.04M
|
62.9K
$968K
|
|
|
Feb 13, 2023
Q4 2022
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
57.6KNew |
$869K - $953K
|
57.6K
$888K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
49KNew |
$739K - $810K
|
49K
$755K
|
|
|
Feb 14, 2023
Q4 2022
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
43K+ 49.72% |
$649K - $712K
|
130K
$2M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
43K+ 25.77% |
$649K - $712K
|
210K
$3.23M
|
|
|
Jan 23, 2023
Q4 2022
|
Parisi Gray Wealth Management
|
BUY
|
- |
40K+ 229.73% |
$604K - $662K
|
57.5K
$885K
|
|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
32.3K+ 253.69% |
$488K - $535K
|
45.1K
$694K
|
|
|
Feb 10, 2023
Q4 2022
|
Destination Wealth Management
|
BUY
|
- |
28.7KNew |
$433K - $475K
|
28.7K
$442K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
21.3K+ 26.31% |
$320K - $352K
|
102K
$1.57M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
19.1K+ 10.46% |
$288K - $316K
|
202K
$3.11M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
18.1K+ 38.84% |
$272K - $299K
|
64.6K
$994K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
17.3K+ 53.32% |
$260K - $285K
|
49.6K
$764K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
17K+ 40.23% |
$256K - $281K
|
59.2K
$912K
|
|
|
Feb 15, 2023
Q4 2022
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
16.8KNew |
$254K - $279K
|
16.8K
$259K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.3K+ 3.37% |
$246K - $270K
|
501K
$7.71M
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
15.6KNew |
$235K - $257K
|
15.6K
$240K
|
|
|
Jan 17, 2023
Q4 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
14.6KNew |
$220K - $241K
|
14.6K
$224K
|
|
|
Feb 07, 2023
Q4 2022
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
14.5KNew |
$219K - $241K
|
14.5K
$224K
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
14.2K+ 26.87% |
$214K - $235K
|
67K
$1.03M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14.1K+ 24.8% |
$212K - $233K
|
70.8K
$1.09M
|
|
|
Jan 17, 2023
Q4 2022
|
Lvz, Inc.
|
BUY
|
- |
10.1K+ 73.36% |
$152K - $166K
|
23.8K
$366K
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
8.82K+ 5.89% |
$133K - $146K
|
158K
$2.44M
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
8.46K+ 11.59% |
$128K - $140K
|
81.5K
$1.25M
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
7.92K+ 29.76% |
$119K - $131K
|
34.5K
$532K
|
|
|
Jan 12, 2023
Q4 2022
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
7.32K+ 28.17% |
$110K - $121K
|
33.3K
$513K
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
6.42K+ 35.02% |
$96.9K - $106K
|
24.8K
$381K
|
|
|
Feb 13, 2023
Q4 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
6.17K+ 6.16% |
$93.1K - $102K
|
106K
$1.64M
|
|
|
Jan 12, 2023
Q4 2022
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
5.86K+ 6.19% |
$88.3K - $96.9K
|
101K
$1.55M
|
|
|
Jan 18, 2023
Q4 2022
|
Retirement Planning Group
|
BUY
|
- |
5.75K+ 50.73% |
$86.7K - $95.1K
|
17.1K
$263K
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
5.6K+ 29.59% |
$84.4K - $92.6K
|
24.5K
$378K
|
|
|
Feb 13, 2023
Q4 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
5.24K+ 31.69% |
$79K - $86.7K
|
21.8K
$335K
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
4.9K+ 11.18% |
$73.8K - $81K
|
48.7K
$750K
|
|
|
Feb 15, 2023
Q4 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
3.75K+ 2.83% |
$56.5K - $62K
|
136K
$2.1M
|
|
|
Feb 06, 2023
Q4 2022
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
3.66K+ 1.92% |
$55.2K - $60.5K
|
195K
$3M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
3.22K+ 2.77% |
$48.6K - $53.3K
|
120K
$1.85M
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
3.18K+ 7.96% |
$48K - $52.6K
|
43.2K
$665K
|
|
|
Feb 13, 2023
Q4 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
3.13K+ 9.66% |
$47.1K - $51.7K
|
35.5K
$546K
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
BUY
|
- |
3K+ 9.11% |
$45.3K - $49.7K
|
36K
$554K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.85K+ 5.09% |
$43K - $47.2K
|
58.9K
$907K
|