Purchases and Sales Made in Q1 2023 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q1 2023. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2023
Q1 2023
|
Jnba Financial Advisors
|
BUY
|
- |
14+ 2.4% |
$121 - $150
|
597
$3.12K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
10+ 0.25% |
$86.6 - $107
|
4.07K
$21.2K
|
|
|
Apr 26, 2023
Q1 2023
|
Concord Wealth Partners
|
BUY
|
- |
7+ 1.42% |
$60.6 - $75.2
|
499
$2.6K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1New |
$8.66 - $10.7
|
1
$5.22
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-8Closed |
$69.3 - $85.9
|
0
$0
|
|
|
Apr 18, 2023
Q1 2023
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-182- 1.26% |
$1.58K - $1.95K
|
14.3K
$74.5K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-217- 0.45% |
$1.88K - $2.33K
|
47.8K
$250K
|
|
|
May 02, 2023
Q1 2023
|
V Wealth Advisors LLC
|
SELL
|
- |
-266- 1.55% |
$2.3K - $2.86K
|
16.9K
$88K
|
|
|
Apr 21, 2023
Q1 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-453- 3.3% |
$3.92K - $4.87K
|
13.3K
$69.4K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-874- 5.69% |
$7.57K - $9.39K
|
14.5K
$75.7K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.09K- 2.91% |
$9.44K - $11.7K
|
36.3K
$190K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.44K- 1.62% |
$12.5K - $15.5K
|
87.6K
$457K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.15K- 3.86% |
$18.6K - $23.1K
|
53.6K
$280K
|
|
|
May 03, 2023
Q1 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-2.94K- 2.99% |
$25.5K - $31.6K
|
95.6K
$499K
|
|
|
May 03, 2023
Q1 2023
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-3.45K- 2.82% |
$29.9K - $37K
|
119K
$620K
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-3.84K- 3.41% |
$33.3K - $41.2K
|
109K
$567K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-4.7K- 38.52% |
$40.7K - $50.5K
|
7.5K
$39.2K
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-4.84K- 1.22% |
$41.9K - $51.9K
|
392K
$2.05M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-4.92K- 15.95% |
$42.6K - $52.9K
|
25.9K
$135K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.64K- 6.82% |
$48.8K - $60.6K
|
77K
$402K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.42K- 60.24% |
$55.6K - $68.9K
|
4.24K
$22.1K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.11K- 1.82% |
$78.9K - $97.8K
|
490K
$2.56M
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-13K- 31.89% |
$112K - $139K
|
27.7K
$145K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-13.7K- 3.31% |
$119K - $147K
|
401K
$2.1M
|
|
|
May 04, 2023
Q1 2023
|
Washington Trust CO
|
SELL
|
- |
-18.1K- 99.9% |
$157K - $195K
|
18
$94
|
|
|
May 15, 2023
Q1 2023
|
Amundi
Paris, I0 |
SELL
|
- |
-23.6K- 6.04% |
$204K - $253K
|
367K
$1.92M
|
|
|
Dec 19, 2024
Q1 2023
|
Independent Solutions Wealth Management, LLC
Williamsville, NY |
SELL
|
- |
-27.5KClosed |
$238K - $296K
|
0
$0
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-27.8K- 38.41% |
$241K - $299K
|
44.6K
$233K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-37.2K- 41.26% |
$322K - $400K
|
53K
$277K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-78.3K- 8.88% |
$678K - $841K
|
804K
$4.19M
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-94.9K- 9.17% |
$822K - $1.02M
|
940K
$4.91M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-133K- 19.35% |
$1.15M - $1.43M
|
555K
$2.9M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-152K- 3.3% |
$1.32M - $1.64M
|
4.46M
$23.3M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-161K- 63.85% |
$1.4M - $1.73M
|
91.3K
$477K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-170K- 8.41% |
$1.47M - $1.82M
|
1.85M
$9.64M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-195K- 37.92% |
$1.69M - $2.1M
|
320K
$1.67M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-295K- 92.63% |
$2.56M - $3.17M
|
23.5K
$123K
|
|
|
May 12, 2023
Q1 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-400K- 78.34% |
$3.46M - $4.29M
|
111K
$577K
|