Purchases and Sales Made in Q3 2021 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q3 2021. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.29MNew |
$43.7M - $47.4M
|
4.29M
$23.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
998KNew |
$10.2M - $11.1M
|
998K
$5.42M
|
|
|
Nov 15, 2021
Q3 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
620KNew |
$6.32M - $6.86M
|
620K
$3.37M
|
|
|
Nov 12, 2021
Q3 2021
|
Cowen And Company, LLC
|
BUY
|
- |
500KNew |
$5.1M - $5.54M
|
500K
$2.72M
|
|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
441KNew |
$4.49M - $4.88M
|
441K
$2.39M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
276K+ 36.87% |
$2.81M - $3.05M
|
1.02M
$5.56M
|
|
|
Nov 02, 2021
Q3 2021
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
237K+ 715.26% |
$2.42M - $2.62M
|
270K
$1.47M
|
|
|
Nov 15, 2021
Q3 2021
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
BUY
|
- |
234K+ 234.01% |
$2.39M - $2.59M
|
334K
$1.81M
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
208KNew |
$2.12M - $2.3M
|
208K
$1.13M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
153K+ 137.49% |
$1.56M - $1.69M
|
264K
$1.44M
|
|
|
Oct 28, 2021
Q3 2021
|
Beach Point Capital Management LP
Santa Monica, CA |
BUY
|
- |
149K+ 84.94% |
$1.52M - $1.65M
|
325K
$1.76M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
131K+ 7.48% |
$1.34M - $1.45M
|
1.89M
$10.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
116KNew |
$1.18M - $1.28M
|
116K
$628K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
74.8K+ 10.49% |
$763K - $828K
|
787K
$4.27M
|
|
|
Nov 02, 2021
Q3 2021
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
74.6KNew |
$761K - $825K
|
74.6K
$405K
|
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
BUY
|
- |
72.9K+ 11.98% |
$744K - $807K
|
681K
$3.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
72.8K+ 5.24% |
$742K - $806K
|
1.46M
$7.94M
|
|
|
Oct 19, 2021
Q3 2021
|
Arnhold LLC
|
BUY
|
- |
72.5KNew |
$740K - $803K
|
72.5K
$394K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
65.1K+ 5.68% |
$664K - $721K
|
1.21M
$6.58M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
57.1K+ 13.2% |
$582K - $632K
|
490K
$2.66M
|
|
|
Nov 15, 2021
Q3 2021
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
41KNew |
$418K - $454K
|
41K
$223K
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
37.2KNew |
$380K - $412K
|
37.2K
$202K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
34.1K+ 49.72% |
$348K - $377K
|
103K
$557K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
33.6K+ 1.34% |
$342K - $372K
|
2.54M
$13.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
30.5KNew |
$311K - $338K
|
30.5K
$166K
|
|
|
Nov 03, 2021
Q3 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
21.9KNew |
$224K - $243K
|
21.9K
$119K
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
17KNew |
$173K - $188K
|
17K
$92.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
16.3K+ 3.48% |
$166K - $181K
|
485K
$2.63M
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
15.8KNew |
$161K - $175K
|
15.8K
$85.8K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
14.7KNew |
$150K - $163K
|
14.7K
$79.8K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
14.1K+ 41.04% |
$144K - $157K
|
48.6K
$264K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
13.6K+ 68.64% |
$139K - $151K
|
33.5K
$182K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.7K+ 4.03% |
$129K - $140K
|
327K
$1.78M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
12.3K+ 45.97% |
$125K - $136K
|
39.1K
$212K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
9.49K+ 10.85% |
$96.8K - $105K
|
97K
$527K
|
|
|
Oct 21, 2021
Q3 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
9.24K+ 42.48% |
$94.3K - $102K
|
31K
$168K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
8.28K+ 18.25% |
$84.4K - $91.6K
|
53.6K
$291K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
8.2K+ 8.9% |
$83.7K - $90.8K
|
100K
$545K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
7.16KNew |
$73K - $79.3K
|
7.16K
$38.9K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.47K+ 0.86% |
$55.8K - $60.5K
|
638K
$3.46M
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
5K+ 4.05% |
$51K - $55.3K
|
128K
$697K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
4.93K+ 380.48% |
$50.3K - $54.6K
|
6.23K
$33.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.46K+ 5.65% |
$45.5K - $49.4K
|
83.4K
$453K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
4.3K+ 20.48% |
$43.9K - $47.6K
|
25.3K
$137K
|
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
3.74K+ 25.15% |
$38.2K - $41.4K
|
18.6K
$101K
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.33K+ 0.71% |
$34K - $36.9K
|
476K
$2.58M
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.49K+ 1.7% |
$15.2K - $16.5K
|
89.4K
$485K
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
1KNew |
$10.2K - $11.1K
|
1K
$5.43K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
406+ 1.38% |
$4.14K - $4.49K
|
29.7K
$161K
|
|
|
Nov 12, 2021
Q3 2021
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
328+ 1.21% |
$3.35K - $3.63K
|
27.4K
$149K
|