Purchases and Sales Made in Q3 2021 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q3 2021. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 18, 2021
Q3 2021
|
Kfa Private Wealth Group, LLC
|
BUY
|
- |
284+ 0.95% |
$2.9K - $3.14K
|
30.2K
$164K
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Financial Advisory LLC
|
BUY
|
- |
265+ 1.99% |
$2.7K - $2.93K
|
13.6K
$73.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
208+ 0.22% |
$2.12K - $2.3K
|
95.8K
$520K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
84+ 0.19% |
$857 - $930
|
44.4K
$241K
|
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
BUY
|
- |
56+ 0.31% |
$571 - $620
|
18.3K
$99.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
46+ 2.19% |
$469 - $509
|
2.15K
$11.7K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
26+ 0.18% |
$265 - $288
|
14.4K
$78.1K
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
17+ 0.89% |
$173 - $188
|
1.93K
$10.5K
|
|
|
Nov 10, 2021
Q3 2021
|
Jnba Financial Advisors
|
BUY
|
- |
12+ 2.3% |
$122 - $133
|
533
$2.89K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1+ 0.03% |
$10.2 - $11.1
|
3.12K
$16.9K
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-64- 0.49% |
$653 - $708
|
12.9K
$70.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-90- 0.32% |
$918 - $996
|
27.8K
$151K
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-168Closed |
$1.71K - $1.86K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-173- 0.32% |
$1.76K - $1.92K
|
53.4K
$290K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-264- 0.3% |
$2.69K - $2.92K
|
87.1K
$473K
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-466Closed |
$4.75K - $5.16K
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-520- 17.16% |
$5.3K - $5.76K
|
2.51K
$13.6K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-902Closed |
$9.2K - $9.99K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1KClosed |
$10.2K - $11.1K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-1.43K- 6.61% |
$14.6K - $15.8K
|
20.2K
$110K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5K- 30.0% |
$15.3K - $16.6K
|
3.5K
$19K
|
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.98K- 51.65% |
$20.2K - $21.9K
|
1.85K
$10.1K
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.6K- 3.77% |
$26.5K - $28.7K
|
66.2K
$360K
|
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-3.91K- 37.25% |
$39.8K - $43.2K
|
6.58K
$35.7K
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-4KClosed |
$40.8K - $44.3K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.26K- 10.2% |
$43.5K - $47.2K
|
37.6K
$204K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-4.42KClosed |
$45.1K - $49K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-10.8KClosed |
$110K - $119K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-11.1K- 33.62% |
$113K - $123K
|
21.9K
$119K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.5KClosed |
$117K - $127K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-12.1KClosed |
$124K - $134K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-12.7K- 2.87% |
$130K - $141K
|
432K
$2.35M
|
|
|
Nov 09, 2021
Q3 2021
|
Washington Trust CO
|
SELL
|
- |
-15.2K- 45.5% |
$155K - $168K
|
18.2K
$98.6K
|
|
|
Oct 28, 2021
Q3 2021
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-17K- 38.37% |
$173K - $188K
|
27.3K
$148K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-25.8KClosed |
$263K - $286K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Aegon Usa Investment Management, LLC
|
SELL
|
- |
-69.2KClosed |
$706K - $766K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-81.5KClosed |
$832K - $903K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-97.6K- 62.94% |
$996K - $1.08M
|
57.5K
$312K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-97.9K- 7.46% |
$998K - $1.08M
|
1.21M
$6.6M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-100KClosed |
$1.02M - $1.11M
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-144K- 10.46% |
$1.47M - $1.59M
|
1.23M
$6.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Antara Capital LP
New York, NY |
SELL
|
- |
-518K- 47.37% |
$5.28M - $5.73M
|
575K
$3.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-731K- 43.88% |
$7.46M - $8.1M
|
935K
$5.08M
|