Purchases and Sales Made in Q4 2022 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q4 2022. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
1.03MNew |
$10.2M - $11.9M
|
1.03M
$5.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
BUY
|
- |
394K+ 117.97% |
$3.88M - $4.55M
|
728K
$3.8M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
236K+ 36.51% |
$2.32M - $2.72M
|
882K
$4.6M
|
|
|
Jan 17, 2023
Q4 2022
|
Lvz, Inc.
|
BUY
|
- |
137KNew |
$1.35M - $1.58M
|
137K
$713K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
105K+ 49.11% |
$1.03M - $1.21M
|
319K
$1.66M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
89KNew |
$877K - $1.03M
|
89K
$465K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
80.8K+ 1.78% |
$796K - $932K
|
4.61M
$24.1M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
BUY
|
- |
75.7K+ 42.8% |
$746K - $874K
|
253K
$1.32M
|
|
|
Feb 13, 2023
Q4 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
67.5K+ 9.87% |
$665K - $779K
|
752K
$3.92M
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
65.9K+ 2.75% |
$649K - $760K
|
2.46M
$12.8M
|
|
|
Jan 25, 2023
Q4 2022
|
Camelot Portfolios, LLC
|
BUY
|
- |
47.8K+ 10.65% |
$470K - $551K
|
496K
$2.59M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
41.9K+ 12.44% |
$413K - $484K
|
379K
$1.98M
|
|
|
Feb 09, 2023
Q4 2022
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
41.2KNew |
$406K - $476K
|
41.2K
$215K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
40.4K+ 12.48% |
$398K - $467K
|
364K
$1.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
37KNew |
$365K - $428K
|
37K
$193K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
31.9K+ 3.22% |
$315K - $369K
|
1.02M
$5.34M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
30.9K+ 28.07% |
$305K - $357K
|
141K
$737K
|
|
|
Jan 31, 2023
Q4 2022
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
30.8KNew |
$304K - $356K
|
30.8K
$161K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
26.5KNew |
$261K - $306K
|
26.5K
$138K
|
|
|
Jan 24, 2023
Q4 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
18.9KNew |
$186K - $218K
|
18.9K
$98.7K
|
|
|
Feb 13, 2023
Q4 2022
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
17.2K+ 9.08% |
$170K - $199K
|
207K
$1.08M
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
16.1K+ 133.55% |
$159K - $186K
|
28.2K
$147K
|
|
|
Feb 10, 2023
Q4 2022
|
Jackson Wealth Management, LLC
|
BUY
|
- |
13.2KNew |
$130K - $153K
|
13.2K
$69.1K
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
BUY
|
- |
12.8K+ 69.45% |
$126K - $148K
|
31.3K
$163K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.3K+ 85.29% |
$111K - $130K
|
24.4K
$128K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
10.5K+ 28.0% |
$103K - $121K
|
48K
$251K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
8.73K+ 1151.98% |
$86K - $101K
|
9.49K
$49.5K
|
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
8.2K+ 70.09% |
$80.8K - $94.6K
|
19.9K
$104K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7.76K+ 0.59% |
$76.4K - $89.6K
|
1.33M
$6.96M
|
|
|
Feb 14, 2023
Q4 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
7.54K+ 1.61% |
$74.3K - $87K
|
474K
$2.48M
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
6.74K+ 10.41% |
$66.4K - $77.8K
|
71.5K
$373K
|
|
|
Feb 06, 2023
Q4 2022
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
5.14K+ 4.39% |
$50.6K - $59.3K
|
122K
$638K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
4.06KNew |
$40K - $46.9K
|
4.06K
$21.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.51K+ 6.73% |
$34.6K - $40.5K
|
55.7K
$291K
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
2.65K+ 18.79% |
$26.1K - $30.6K
|
16.7K
$87.4K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.42K+ 0.46% |
$23.8K - $27.9K
|
526K
$2.75M
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.91KNew |
$18.8K - $22K
|
1.91K
$9.95K
|
|
|
Feb 14, 2023
Q4 2022
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
1.89K+ 2.12% |
$18.6K - $21.8K
|
90.8K
$474K
|
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.8K+ 2.06% |
$17.8K - $20.8K
|
89.3K
$466K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.18K+ 2.52% |
$11.6K - $13.6K
|
48K
$251K
|
|
|
Jan 20, 2023
Q4 2022
|
Beacon Financial Advisory LLC
|
BUY
|
- |
1.14K+ 8.57% |
$11.2K - $13.2K
|
14.5K
$75.5K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.12K+ 11.76% |
$11K - $12.9K
|
10.7K
$55.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
907+ 1.46% |
$8.93K - $10.5K
|
63.1K
$329K
|
|
|
Feb 09, 2023
Q4 2022
|
Scotia Capital Inc.
|
BUY
|
- |
900+ 4.14% |
$8.87K - $10.4K
|
22.6K
$118K
|
|
|
Feb 07, 2023
Q4 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
850New |
$8.37K - $9.81K
|
850
$4.44K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
717New |
$7.06K - $8.27K
|
717
$3.74K
|
|
|
Feb 01, 2023
Q4 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
528+ 1.15% |
$5.2K - $6.09K
|
46.3K
$241K
|
|
|
Jan 27, 2023
Q4 2022
|
Concord Wealth Partners
|
BUY
|
- |
492New |
$4.85K - $5.68K
|
492
$2.57K
|
|
|
Feb 09, 2023
Q4 2022
|
Keystone Wealth Services, LLC
|
BUY
|
- |
332+ 2.12% |
$3.27K - $3.83K
|
16K
$83.4K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
306+ 23.04% |
$3.01K - $3.53K
|
1.63K
$8.53K
|