Latest Institutional Sells of Highland Global Allocation Fund (HGLB)
This list provides information on the latest institutional transactions involving Highland Global Allocation Fund (HGLB) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-46.5K- 5.32% |
$348K - $366K
|
827K
$6.23M
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-45.8K- 23.66% |
$344K - $361K
|
148K
$1.12M
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-35.1K- 18.18% |
$263K - $277K
|
158K
$1.19M
|
|
|
Nov 13, 2024
Q3 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-33.4K- 14.18% |
$250K - $263K
|
202K
$1.52M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-31.2K- 8.38% |
$234K - $246K
|
341K
$2.57M
|
|
|
Oct 07, 2024
Q3 2024
|
Eagle Rock Investment Company, LLC
Atlanta, GA |
SELL
|
- |
-15K- 60.0% |
$113K - $118K
|
10K
$75.4K
|
|
|
Oct 08, 2024
Q3 2024
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-13.3K- 9.43% |
$99.5K - $105K
|
127K
$960K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.8K- 34.01% |
$81K - $85.1K
|
21K
$158K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-9.29K- 3.56% |
$69.7K - $73.2K
|
252K
$1.9M
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-2.67K- 17.06% |
$20K - $21K
|
13K
$97.9K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-980- 1.47% |
$7.35K - $7.72K
|
65.8K
$496K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-476- 36.25% |
$3.29K - $3.61K
|
837
$6.31K
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-60- 0.47% |
$415 - $455
|
12.7K
$95.9K
|
|
| Q1 2024 | |||||||
|
Apr 19, 2024
Q1 2024
|
Advisor Resource Council
|
SELL
|
- |
-233K- 92.95% |
$1.75M - $1.93M
|
17.7K
$133K
|
|
| Q4 2023 | |||||||
|
Feb 06, 2024
Q4 2023
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-115- 44.92% |
$754 - $963
|
141
$1.06K
|
|
| Q2 2023 | |||||||
|
Jul 31, 2023
Q2 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-442- 90.02% |
$3.65K - $4.15K
|
49
$369
|
|
|
Aug 14, 2023
Q2 2023
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-349- 0.4% |
$2.88K - $3.28K
|
86.2K
$650K
|
|
| Q1 2023 | |||||||
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-11.8K- 15.83% |
$104K - $121K
|
62.9K
$474K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-2.34K- 3.01% |
$20.6K - $23.5K
|
75.5K
$569K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-592- 24.42% |
$5.2K - $5.94K
|
1.83K
$13.8K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-63.1K- 43.27% |
$545K - $673K
|
82.7K
$624K
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-1.24K- 7.24% |
$10.7K - $13.3K
|
15.9K
$120K
|
|
| Q2 2022 | |||||||
|
Aug 09, 2022
Q2 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-11.7KClosed |
$108K - $126K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.3KClosed |
$12.1K - $14K
|
0
$0
|
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
SELL
|
- |
-970- 72.01% |
$8.99K - $10.4K
|
377
$2.84K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-86Closed |
$797 - $925
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-50Closed |
$464 - $538
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-22.5KClosed |
$203K - $226K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-13.2KClosed |
$112K - $129K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-3.82KClosed |
$34.5K - $38.1K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Jul 30, 2021
Q2 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-33.2KClosed |
$255K - $313K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-6.39KClosed |
$49.1K - $60.1K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Allworth Financial LP
|
SELL
|
- |
-1.65KClosed |
$12.6K - $15.5K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-1KClosed |
$7.68K - $9.41K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-982Closed |
$7.54K - $9.24K
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
SELL
|
- |
-721Closed |
$5.54K - $6.78K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-566KClosed |
$3.65M - $4.38M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-30.9KClosed |
$199K - $239K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Ccg Wealth Management, LLC
|
SELL
|
- |
-21.1KClosed |
$136K - $163K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-58.9KClosed |
$296K - $400K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-24KClosed |
$120K - $163K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-13.9KClosed |
$69.7K - $94.1K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-3.06KClosed |
$15.4K - $20.8K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-518Closed |
$2.61K - $3.52K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Oct 23, 2020
Q3 2020
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-1.7KClosed |
$10.3K - $11.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-8Closed |
$48.6 - $53.6
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-262KClosed |
$1.1M - $1.84M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-441Closed |
$1.85K - $3.1K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-318Closed |
$1.33K - $2.24K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 05, 2020
Q1 2020
|
Round Table Services, LLC
|
SELL
|
- |
-19.9KClosed |
$78.2K - $189K
|
0
$0
|
|