Purchases and Sales Made in Q1 2023 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q1 2023. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
132K+ 318.66% |
$1.17M - $1.35M
|
174K
$1.26M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
20K+ 2.4% |
$176K - $204K
|
853K
$6.19M
|
|
|
Apr 25, 2023
Q1 2023
|
Advisor Resource Council
|
BUY
|
- |
16.5KNew |
$145K - $169K
|
16.5K
$120K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.3K+ 3.99% |
$117K - $136K
|
347K
$2.52M
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.8KNew |
$113K - $131K
|
12.8K
$92.7K
|
|
|
Apr 27, 2023
Q1 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
11.7KNew |
$103K - $120K
|
11.7K
$85.2K
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
8.95K+ 33.4% |
$78.8K - $91.5K
|
35.8K
$260K
|
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
BUY
|
- |
8.23K+ 26.31% |
$72.5K - $84.1K
|
39.5K
$287K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
7.37KNew |
$65K - $75.4K
|
7.37K
$53.5K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.09K+ 4.05% |
$62.4K - $72.4K
|
182K
$1.32M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6.03K+ 36.68% |
$53.1K - $61.6K
|
22.5K
$163K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
3.78KNew |
$33.3K - $38.6K
|
3.78K
$27.4K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3K+ 6.45% |
$26.4K - $30.7K
|
49.5K
$359K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.5KNew |
$22K - $25.6K
|
2.5K
$18.2K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.04K+ 1.41% |
$9.18K - $10.6K
|
75.1K
$545K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
942New |
$8.3K - $9.63K
|
942
$6.84K
|
|
|
May 12, 2023
Q1 2023
|
Retirement Group, LLC
|
BUY
|
- |
750+ 123.97% |
$6.61K - $7.67K
|
1.36K
$9.84K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
512New |
$4.51K - $5.23K
|
512
$3.72K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
491New |
$4.33K - $5.02K
|
491
$3.56K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
370+ 123.33% |
$3.26K - $3.78K
|
670
$4.86K
|
|
|
May 15, 2023
Q1 2023
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
BUY
|
- |
349+ 0.4% |
$3.07K - $3.57K
|
86.6K
$629K
|
|
|
May 04, 2023
Q1 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
340+ 0.29% |
$3K - $3.47K
|
117K
$851K
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
296+ 2.56% |
$2.61K - $3.03K
|
11.9K
$86K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
136+ 1.05% |
$1.2K - $1.39K
|
13.1K
$95.4K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-686- 1.91% |
$6.04K - $7.01K
|
35.1K
$255K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-839- 2.15% |
$7.39K - $8.57K
|
38.3K
$278K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.98K- 2.45% |
$35.1K - $40.7K
|
159K
$1.15M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-11.8K- 15.83% |
$104K - $121K
|
62.9K
$456K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-12.6K- 9.98% |
$111K - $129K
|
114K
$825K
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-16.4K- 1.25% |
$145K - $168K
|
1.3M
$9.44M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-18.7K- 17.06% |
$165K - $191K
|
91K
$660K
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-33.8K- 10.38% |
$298K - $346K
|
292K
$2.12M
|
|
|
May 12, 2023
Q1 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-58.2K- 26.63% |
$513K - $595K
|
160K
$1.17M
|