Purchases and Sales Made in Q1 2024 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q1 2024. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
727K+ 66.83% |
$5.45M - $6.04M
|
1.81M
$13.2M
|
|
|
Apr 30, 2024
Q1 2024
|
Matisse Capital
|
BUY
|
- |
51K+ 17.65% |
$383K - $424K
|
340K
$2.47M
|
|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
32.1KNew |
$241K - $267K
|
32.1K
$233K
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
31.1K+ 7.31% |
$233K - $258K
|
456K
$3.31M
|
|
|
Apr 15, 2024
Q1 2024
|
Eagle Rock Investment Company, LLC
Atlanta, GA |
BUY
|
- |
30KNew |
$225K - $249K
|
30K
$218K
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
24.2KNew |
$181K - $201K
|
24.2K
$175K
|
|
|
May 14, 2024
Q1 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
23.4K+ 12.22% |
$175K - $194K
|
215K
$1.56M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.5K+ 5.15% |
$139K - $154K
|
378K
$2.74M
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
15.2KNew |
$114K - $126K
|
15.2K
$110K
|
|
|
Apr 15, 2024
Q1 2024
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
9.66K+ 6.23% |
$72.4K - $80.3K
|
165K
$1.2M
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.94K+ 10.36% |
$29.5K - $32.7K
|
41.9K
$304K
|
|
|
May 10, 2024
Q1 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
3.94K+ 11.52% |
$29.5K - $32.7K
|
38.1K
$277K
|
|
|
May 15, 2024
Q1 2024
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
3.03K+ 3.81% |
$22.8K - $25.2K
|
82.8K
$601K
|
|
|
Apr 15, 2024
Q1 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
2K+ 3.63% |
$15K - $16.6K
|
57.2K
$415K
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
BUY
|
- |
1.04K+ 6.99% |
$7.8K - $8.64K
|
15.9K
$115K
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
850+ 2.68% |
$6.38K - $7.06K
|
32.6K
$237K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
660+ 5.45% |
$4.95K - $5.48K
|
12.8K
$92.8K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
587+ 0.52% |
$4.4K - $4.88K
|
113K
$822K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
500+ 2.29% |
$3.75K - $4.16K
|
22.3K
$162K
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
464+ 54.65% |
$3.48K - $3.86K
|
1.31K
$9.53K
|
|
|
Apr 30, 2024
Q1 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
372+ 2.51% |
$2.79K - $3.09K
|
15.2K
$110K
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
344+ 0.13% |
$2.58K - $2.86K
|
267K
$1.94M
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
207+ 3.84% |
$1.55K - $1.72K
|
5.59K
$40.6K
|
|
|
Apr 30, 2024
Q1 2024
|
Retirement Group, LLC
|
BUY
|
- |
175+ 2.81% |
$1.31K - $1.45K
|
6.4K
$46.4K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2024
Q1 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-14- 3.81% |
$105 - $116
|
353
$2.56K
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.25K- 1.83% |
$9.41K - $10.4K
|
67.2K
$488K
|
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.72K- 17.14% |
$20.4K - $22.6K
|
13.1K
$95.3K
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.86K- 78.87% |
$28.9K - $32K
|
1.03K
$7.5K
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.6K- 0.68% |
$42K - $46.6K
|
821K
$5.96M
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.6K- 0.68% |
$42K - $46.6K
|
821K
$5.96M
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
SELL
|
- |
-6.38K- 8.36% |
$47.8K - $53K
|
69.9K
$508K
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-15.5K- 33.77% |
$116K - $129K
|
30.4K
$221K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.3K- 6.21% |
$152K - $169K
|
307K
$2.23M
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-52.2K- 5.97% |
$391K - $433K
|
821K
$5.96M
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-56.7K- 22.51% |
$426K - $471K
|
195K
$1.42M
|
|
|
Apr 19, 2024
Q1 2024
|
Advisor Resource Council
|
SELL
|
- |
-233K- 92.95% |
$1.75M - $1.93M
|
17.7K
$128K
|