Purchases and Sales Made in Q2 2022 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q2 2022. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 27, 2022
Q2 2022
|
Advisor Resource Council
|
BUY
|
- |
230KNew |
$2.13M - $2.47M
|
230K
$1.67M
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
40.7K+ 46.49% |
$377K - $437K
|
128K
$931K
|
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
30.3K+ 10.8% |
$281K - $326K
|
311K
$2.26M
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
26.7KNew |
$247K - $287K
|
26.7K
$194K
|
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
21.2K+ 37.41% |
$196K - $228K
|
77.8K
$565K
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
16.5K+ 2.28% |
$153K - $177K
|
738K
$5.36M
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
16.5K+ 2.28% |
$153K - $177K
|
738K
$5.36M
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
10.5K+ 28.55% |
$97K - $112K
|
47.1K
$342K
|
|
|
Aug 15, 2022
Q2 2022
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
9.01K+ 9.81% |
$83.5K - $96.8K
|
101K
$732K
|
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
7.58KNew |
$70.2K - $81.4K
|
7.58K
$55K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
3.2KNew |
$29.7K - $34.4K
|
3.2K
$23.3K
|
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2.42KNew |
$22.5K - $26.1K
|
2.42K
$17.6K
|
|
|
Jul 21, 2022
Q2 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1.54K+ 14.02% |
$14.2K - $16.5K
|
12.5K
$90.7K
|
|
|
Aug 08, 2022
Q2 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1K+ 2.82% |
$9.27K - $10.8K
|
36.5K
$265K
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1KNew |
$9.27K - $10.8K
|
1K
$7.26K
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
210+ 6.0% |
$1.95K - $2.26K
|
3.71K
$26.9K
|
|
|
Aug 15, 2022
Q2 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
4+ 2.31% |
$37.1 - $43
|
177
$1.29K
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-50Closed |
$464 - $538
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-86Closed |
$797 - $925
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-128- 0.18% |
$1.19K - $1.38K
|
72.1K
$523K
|
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-166- 35.39% |
$1.54K - $1.78K
|
303
$2.2K
|
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-326- 0.41% |
$3.02K - $3.5K
|
78.5K
$570K
|
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
SELL
|
- |
-970- 72.01% |
$8.99K - $10.4K
|
377
$2.74K
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.05KClosed |
$9.76K - $11.3K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.3KClosed |
$12.1K - $14K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.42KClosed |
$22.5K - $26.1K
|
0
$0
|
|
|
Jul 06, 2022
Q2 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.5K- 8.59% |
$23.2K - $26.9K
|
26.6K
$193K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-2.87KClosed |
$26.6K - $30.9K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Truist Financial Corp
|
SELL
|
- |
-3.23K- 6.95% |
$29.9K - $34.7K
|
43.2K
$313K
|
|
|
Jul 15, 2022
Q2 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-3.3K- 5.11% |
$30.5K - $35.4K
|
61.2K
$444K
|
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-6.78K- 12.83% |
$62.9K - $72.9K
|
46.1K
$335K
|
|
|
Aug 09, 2022
Q2 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-11.7KClosed |
$108K - $126K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-12.6K- 42.4% |
$117K - $136K
|
17.2K
$125K
|
|
|
Aug 01, 2022
Q2 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-18.5K- 4.54% |
$171K - $199K
|
389K
$2.82M
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-20.6K- 11.13% |
$191K - $222K
|
165K
$1.2M
|
|
|
Aug 08, 2022
Q2 2022
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-25.4K- 71.56% |
$236K - $273K
|
10.1K
$73.3K
|
|
|
Aug 05, 2022
Q2 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-30.5K- 71.77% |
$283K - $328K
|
12K
$87.2K
|
|
|
Aug 16, 2022
Q2 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-38.1K- 32.89% |
$353K - $410K
|
77.8K
$565K
|
|
|
Aug 12, 2022
Q2 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-49K- 14.68% |
$454K - $527K
|
285K
$2.07M
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-390K- 81.45% |
$3.61M - $4.19M
|
88.7K
$644K
|