Purchases and Sales Made in Q2 2023 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q2 2023. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
176K+ 100.92% |
$1.45M - $1.65M
|
350K
$2.54M
|
|
|
Aug 02, 2023
Q2 2023
|
Matisse Capital
|
BUY
|
- |
110K+ 279.55% |
$911K - $1.04M
|
150K
$1.09M
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
103K+ 35.35% |
$851K - $969K
|
395K
$2.87M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
45.4K+ 615.67% |
$374K - $427K
|
52.8K
$383K
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
35.9KNew |
$296K - $337K
|
35.9K
$261K
|
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
25.8K+ 201.6% |
$212K - $242K
|
38.5K
$280K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
24.5KNew |
$202K - $230K
|
24.5K
$178K
|
|
|
Jul 31, 2023
Q2 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
20.1K+ 17.13% |
$166K - $189K
|
137K
$997K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19.7KNew |
$163K - $186K
|
19.7K
$143K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
14.3KNew |
$118K - $135K
|
14.3K
$104K
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
9.4K+ 26.29% |
$77.6K - $88.4K
|
45.2K
$328K
|
|
|
Aug 15, 2023
Q2 2023
|
Retirement Group, LLC
|
BUY
|
- |
4.27K+ 314.76% |
$35.2K - $40.1K
|
5.62K
$40.8K
|
|
|
Aug 11, 2023
Q2 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
3.44K+ 29.32% |
$28.4K - $32.3K
|
15.2K
$110K
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
3.02K+ 22.97% |
$24.9K - $28.4K
|
16.2K
$117K
|
|
|
Aug 21, 2023
Q2 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
2.92K+ 4.13% |
$24K - $27.4K
|
73.5K
$534K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.27K+ 10.1% |
$18.7K - $21.3K
|
24.7K
$179K
|
|
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.42KNew |
$11.7K - $13.4K
|
1.42K
$10.3K
|
|
|
Aug 04, 2023
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.42KNew |
$11.7K - $13.4K
|
1.42K
$10.3K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-20- 0.02% |
$165 - $188
|
91K
$660K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-105- 11.15% |
$866 - $987
|
837
$6.08K
|
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-169- 25.22% |
$1.39K - $1.59K
|
501
$3.64K
|
|
|
Aug 14, 2023
Q2 2023
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-349- 0.4% |
$2.88K - $3.28K
|
86.2K
$626K
|
|
|
Jul 31, 2023
Q2 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-442- 90.02% |
$3.65K - $4.15K
|
49
$356
|
|
|
Aug 11, 2023
Q2 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-1.2K- 0.75% |
$9.9K - $11.3K
|
159K
$1.16M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.13K- 6.06% |
$17.6K - $20K
|
33K
$240K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.29K- 2.7% |
$35.4K - $40.3K
|
155K
$1.12M
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.11K- 6.81% |
$42.2K - $48K
|
70K
$508K
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-7K- 14.14% |
$57.8K - $65.8K
|
42.5K
$309K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-7K- 6.16% |
$57.8K - $65.8K
|
107K
$774K
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
SELL
|
- |
-9.88K- 25.82% |
$81.5K - $92.8K
|
28.4K
$206K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16.9K- 4.85% |
$139K - $158K
|
330K
$2.4M
|
|
|
Aug 08, 2023
Q2 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-52.5K- 4.04% |
$433K - $494K
|
1.25M
$9.06M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-69.5K- 8.15% |
$573K - $653K
|
783K
$5.69M
|