Purchases and Sales Made in Q3 2021 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q3 2021. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
687KNew |
$6.2M - $6.85M
|
687K
$4.99M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
267K+ 632.06% |
$2.41M - $2.66M
|
309K
$2.24M
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
133K+ 1327.71% |
$1.2M - $1.32M
|
143K
$1.04M
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
75.4KNew |
$681K - $751K
|
75.4K
$548K
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
42.5K+ 81.58% |
$383K - $423K
|
94.6K
$687K
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
32.3K+ 10.44% |
$291K - $321K
|
341K
$2.48M
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
22.2KNew |
$201K - $221K
|
22.2K
$161K
|
|
Nov 12, 2021
Q3 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
21.7K+ 44.39% |
$195K - $216K
|
70.4K
$511K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
15K+ 4893.16% |
$135K - $150K
|
15.3K
$111K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.2KNew |
$92.3K - $102K
|
10.2K
$74.3K
|
|
Nov 15, 2021
Q3 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
9.2K+ 14.01% |
$83K - $91.6K
|
74.9K
$544K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
7.23K+ 121.11% |
$65.2K - $72K
|
13.2K
$95.8K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.83K+ 3.7% |
$16.5K - $18.2K
|
51.2K
$372K
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.33K+ 9.29% |
$12K - $13.3K
|
15.7K
$114K
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1KNew |
$9.06K - $10K
|
1K
$7.29K
|
|
Nov 16, 2021
Q3 2021
|
Retirement Group, LLC
|
BUY
|
- |
688+ 18.82% |
$6.21K - $6.85K
|
4.34K
$31.5K
|
|
Oct 21, 2021
Q3 2021
|
Lake Point Wealth Management
|
BUY
|
- |
200New |
$1.8K - $1.99K
|
200
$1.45K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
65+ 0.02% |
$586 - $647
|
267K
$1.94M
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-600Closed |
$5.41K - $5.98K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-797- 0.39% |
$7.19K - $7.94K
|
202K
$1.47M
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.27K- 9.67% |
$11.4K - $12.6K
|
11.8K
$86K
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.9K- 2.71% |
$17.2K - $19K
|
68.2K
$495K
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-3.82KClosed |
$34.5K - $38.1K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.9K- 3.16% |
$35.2K - $38.9K
|
120K
$868K
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-5.94K- 12.45% |
$53.6K - $59.1K
|
41.8K
$303K
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-14.1KClosed |
$127K - $141K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-23.3KClosed |
$210K - $232K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-58.7K- 75.96% |
$529K - $585K
|
18.6K
$135K
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-60K- 8.71% |
$541K - $597K
|
629K
$4.57M
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-133K- 93.0% |
$1.2M - $1.32M
|
10K
$72.6K
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-190K- 75.64% |
$1.71M - $1.89M
|
61.1K
$444K
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-191KClosed |
$1.73M - $1.91M
|
0
$0
|