Purchases and Sales Made in Q3 2022 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q3 2022. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
86.9K+ 11.77% |
$751K - $926K
|
825K
$5.99M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
35.9KNew |
$310K - $383K
|
35.9K
$261K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
27.4KNew |
$237K - $292K
|
27.4K
$199K
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
17.1K+ 142.5% |
$148K - $182K
|
29.1K
$211K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
16.7K+ 18.83% |
$144K - $178K
|
105K
$765K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.7K+ 4.72% |
$127K - $156K
|
325K
$2.36M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.7KNew |
$118K - $146K
|
13.7K
$99.3K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
11.3KNew |
$97.3K - $120K
|
11.3K
$81.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
8.91K+ 8.84% |
$77K - $94.9K
|
110K
$796K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6K+ 16.44% |
$51.8K - $64K
|
42.5K
$309K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
4.77K+ 3.72% |
$41.2K - $50.8K
|
133K
$965K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
3.2KNew |
$27.7K - $34.1K
|
3.2K
$23.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.89K+ 6.26% |
$24.9K - $30.8K
|
49K
$355K
|
|
|
Nov 14, 2022
Q3 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
1.24K+ 12.32% |
$10.7K - $13.3K
|
11.3K
$82.3K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
256+ 2.05% |
$2.21K - $2.73K
|
12.7K
$92.5K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2022
Q3 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-13- 4.29% |
$112 - $139
|
290
$2.11K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-270- 0.63% |
$2.33K - $2.88K
|
42.9K
$311K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-510- 13.75% |
$4.41K - $5.44K
|
3.2K
$23.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-1.04K- 1.45% |
$9K - $11.1K
|
71K
$516K
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-1.24K- 7.24% |
$10.7K - $13.3K
|
15.9K
$116K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.71K- 2.79% |
$14.7K - $18.2K
|
59.5K
$432K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.71K- 2.18% |
$14.8K - $18.2K
|
76.8K
$558K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-2.01K- 2.58% |
$17.4K - $21.4K
|
75.8K
$550K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.39K- 3.27% |
$46.6K - $57.5K
|
159K
$1.16M
|
|
|
Nov 14, 2022
Q3 2022
|
Retirement Group, LLC
|
SELL
|
- |
-7.78K- 92.78% |
$67.2K - $82.9K
|
605
$4.39K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-12.3K- 26.16% |
$107K - $131K
|
34.8K
$253K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-14.3K- 53.75% |
$124K - $153K
|
12.3K
$89.5K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-34.9K- 12.25% |
$302K - $372K
|
250K
$1.82M
|
|
|
Nov 14, 2022
Q3 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-63.1K- 43.27% |
$545K - $673K
|
82.7K
$601K
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-116K- 29.88% |
$1M - $1.24M
|
272K
$1.98M
|