Purchases and Sales Made in Q4 2021 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q4 2021. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
209KNew |
$1.78M - $2.04M
|
209K
$1.52M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
173K+ 283.11% |
$1.47M - $1.69M
|
234K
$1.7M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
110K+ 35.74% |
$940K - $1.08M
|
420K
$3.05M
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
82K+ 441.68% |
$698K - $802K
|
101K
$730K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
29K+ 30.64% |
$247K - $283K
|
124K
$897K
|
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
23.2K+ 6.78% |
$197K - $226K
|
365K
$2.65M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
22.5KNew |
$191K - $220K
|
22.5K
$163K
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
17.5K+ 23.39% |
$149K - $171K
|
92.4K
$671K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
12KNew |
$102K - $117K
|
12K
$87K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.1KNew |
$94.8K - $109K
|
11.1K
$80.9K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
10.8KNew |
$91.9K - $106K
|
10.8K
$78.4K
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
10.3KNew |
$87.2K - $100K
|
10.3K
$74.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
7.76K+ 1.13% |
$66K - $75.9K
|
695K
$5.05M
|
|
|
Feb 15, 2022
Q4 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
7.37K+ 10.47% |
$62.7K - $72.1K
|
77.8K
$565K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4KNew |
$34K - $39.1K
|
4K
$29K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
978New |
$8.32K - $9.56K
|
978
$7.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
552+ 1.32% |
$4.7K - $5.4K
|
42.3K
$307K
|
|
|
Feb 09, 2022
Q4 2021
|
Retirement Group, LLC
|
BUY
|
- |
87+ 2.0% |
$740 - $851
|
4.43K
$32.2K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
24+ 2.39% |
$204 - $235
|
1.03K
$7.46K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.16K- 4.23% |
$18.4K - $21.2K
|
49K
$356K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-3.1K- 20.22% |
$26.4K - $30.3K
|
12.2K
$88.8K
|
|
|
Mar 11, 2022
Q4 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-3.92K- 5.2% |
$33.4K - $38.4K
|
71.5K
$519K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-4.95K- 31.6% |
$42.1K - $48.4K
|
10.7K
$77.8K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-6K- 16.9% |
$51.1K - $58.7K
|
29.5K
$214K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.81K- 3.87% |
$66.5K - $76.4K
|
194K
$1.41M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10.2KClosed |
$87.1K - $100K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-11.8KClosed |
$101K - $116K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-11.9K- 53.46% |
$101K - $116K
|
10.3K
$75.1K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-13.2KClosed |
$112K - $129K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-50.2K- 41.99% |
$427K - $491K
|
69.3K
$503K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-68.2KClosed |
$581K - $667K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-629KClosed |
$5.35M - $6.15M
|
0
$0
|