Purchases and Sales Made in Q4 2022 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q4 2022. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
1.32MNew |
$11.6M - $13.2M
|
1.32M
$9.56M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
175KNew |
$1.54M - $1.76M
|
175K
$1.27M
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
53.1K+ 19.5% |
$467K - $533K
|
326K
$2.36M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
16.4KNew |
$144K - $165K
|
16.4K
$119K
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$87.9K - $100K
|
10K
$72.6K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.65K+ 2.66% |
$76K - $86.7K
|
334K
$2.42M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.12K+ 0.98% |
$71.4K - $81.4K
|
833K
$6.05M
|
|
|
Feb 13, 2023
Q4 2022
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
7.17K+ 6.54% |
$63.1K - $71.9K
|
117K
$848K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
5.55KNew |
$48.8K - $55.7K
|
5.55K
$40.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
5.39KNew |
$47.3K - $54K
|
5.39K
$39.1K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.26K+ 4.04% |
$37.4K - $42.7K
|
110K
$796K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4K+ 9.41% |
$35.2K - $40.1K
|
46.5K
$338K
|
|
|
Jan 20, 2023
Q4 2022
|
Matisse Capital
|
BUY
|
- |
3.87K+ 14.11% |
$34K - $38.8K
|
31.3K
$227K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.55K+ 2.23% |
$31.2K - $35.6K
|
163K
$1.18M
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.41KNew |
$12.4K - $14.1K
|
1.41K
$10.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.04K+ 2.98% |
$9.12K - $10.4K
|
35.8K
$260K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
571New |
$5.02K - $5.73K
|
571
$4.15K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
477+ 1.33% |
$4.19K - $4.78K
|
36.4K
$264K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
340New |
$2.99K - $3.41K
|
340
$2.47K
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
290+ 2.57% |
$2.55K - $2.91K
|
11.6K
$83.9K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
263+ 2.06% |
$2.31K - $2.64K
|
13K
$94.5K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
237+ 0.4% |
$2.08K - $2.38K
|
59.7K
$434K
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
200+ 0.75% |
$1.76K - $2.01K
|
26.8K
$195K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
10+ 3.45% |
$87.9 - $100
|
300
$2.18K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
9+ 5.08% |
$79.1 - $90.3
|
186
$1.35K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-440- 0.62% |
$3.87K - $4.41K
|
70.6K
$512K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-592- 24.42% |
$5.2K - $5.94K
|
1.83K
$13.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.08K- 1.43% |
$9.49K - $10.8K
|
74.7K
$542K
|
|
|
Feb 14, 2023
Q4 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-2.34K- 3.01% |
$20.6K - $23.5K
|
75.5K
$548K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.78K- 3.61% |
$24.4K - $27.8K
|
74K
$537K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-3.81K- 8.87% |
$33.4K - $38.2K
|
39.1K
$284K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.7K- 5.04% |
$58.9K - $67.2K
|
126K
$917K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.41K- 15.14% |
$65.2K - $74.3K
|
41.6K
$302K
|
|
|
Feb 14, 2023
Q4 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-31.4K- 12.54% |
$276K - $315K
|
219K
$1.59M
|