Purchases and Sales Made in Q4 2023 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q4 2023. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
624K+ 134.63% |
$4.09M - $5.22M
|
1.09M
$8.2M
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
250KNew |
$1.64M - $2.1M
|
250K
$1.89M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
183K+ 264.0% |
$1.2M - $1.53M
|
252K
$1.9M
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
119K+ 70.0% |
$781K - $996K
|
289K
$2.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
87.2K+ 48.63% |
$572K - $730K
|
266K
$2.01M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
34.2KNew |
$224K - $286K
|
34.2K
$258K
|
|
|
Feb 13, 2024
Q4 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
24.5K+ 14.69% |
$161K - $205K
|
191K
$1.44M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
22.1K+ 5.48% |
$145K - $185K
|
425K
$3.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
17.3K+ 29.32% |
$113K - $145K
|
76.3K
$575K
|
|
|
Feb 06, 2024
Q4 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
15.8K+ 11.35% |
$104K - $132K
|
155K
$1.17M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.1KNew |
$79.5K - $101K
|
12.1K
$91.4K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
10.4KNew |
$68.4K - $87.2K
|
10.4K
$78.6K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
7K+ 6.62% |
$45.9K - $58.6K
|
113K
$849K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
6.49KNew |
$42.6K - $54.3K
|
6.49K
$48.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.19K+ 1.75% |
$40.6K - $51.8K
|
359K
$2.71M
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
6.16KNew |
$40.4K - $51.6K
|
6.16K
$46.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.45K+ 13.28% |
$29.2K - $37.3K
|
38K
$286K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.79K+ 343.65% |
$24.8K - $31.7K
|
4.89K
$36.9K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.99K+ 15.86% |
$19.6K - $25K
|
21.8K
$164K
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
2.5K+ 4.75% |
$16.4K - $20.9K
|
55.2K
$416K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.4K+ 5.52% |
$15.7K - $20.1K
|
45.9K
$346K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.84K+ 0.22% |
$12.1K - $15.4K
|
826K
$6.23M
|
|
|
Jan 29, 2024
Q4 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
383+ 2.65% |
$2.51K - $3.21K
|
14.8K
$112K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
12+ 1.43% |
$78.7 - $100
|
849
$6.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-115- 44.92% |
$754 - $963
|
141
$1.06K
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-201- 35.39% |
$1.32K - $1.68K
|
367
$2.77K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.64K- 9.95% |
$10.8K - $13.8K
|
14.9K
$112K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.73K- 3.83% |
$17.9K - $22.8K
|
68.5K
$517K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.78K- 7.86% |
$18.2K - $23.3K
|
32.6K
$246K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-9.12K- 36.53% |
$59.8K - $76.3K
|
15.8K
$119K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-46.6K- 5.33% |
$305K - $390K
|
826K
$6.23M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-335K- 50.62% |
$2.2M - $2.81M
|
327K
$2.47M
|