Purchases and Sales Made in Q1 2025 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2025. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 06, 2025
Q1 2025
|
Universal Beteiligungs Und Servicegesellschaft Mb H
Frankfurt Am Main, 2M |
BUY
|
- |
250+ 2.27% |
$4.5K - $5.5K
|
11.3K
$209K
|
|
|
May 15, 2025
Q1 2025
|
Axa S.A.
Paris, I0 |
BUY
|
- |
218+ 1.83% |
$3.93K - $4.8K
|
12.1K
$225K
|
|
|
May 07, 2025
Q1 2025
|
Prossimo Advisors, LLC
San Luis Obispo, CA |
BUY
|
- |
155+ 0.9% |
$2.79K - $3.41K
|
17.5K
$324K
|
|
|
May 01, 2025
Q1 2025
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
150New |
$2.7K - $3.3K
|
150
$2.78K
|
|
|
Apr 16, 2025
Q1 2025
|
Rmr Wealth Builders
|
BUY
|
- |
148+ 0.78% |
$2.67K - $3.26K
|
19.2K
$357K
|
|
|
Apr 30, 2025
Q1 2025
|
Allworth Financial LP
|
BUY
|
- |
148+ 14.99% |
$2.67K - $3.26K
|
1.14K
$21.1K
|
|
|
Apr 25, 2025
Q1 2025
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
76+ 2.13% |
$1.37K - $1.67K
|
3.65K
$67.7K
|
|
|
May 09, 2025
Q1 2025
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
70+ 2.26% |
$1.26K - $1.54K
|
3.17K
$58.8K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
BUY
|
- |
63+ 0.15% |
$1.13K - $1.39K
|
42.7K
$792K
|
|
|
Apr 15, 2025
Q1 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
58+ 2.1% |
$1.04K - $1.28K
|
2.81K
$52.2K
|
|
|
May 02, 2025
Q1 2025
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
55+ 2.11% |
$991 - $1.21K
|
2.66K
$49.4K
|
|
|
May 08, 2025
Q1 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
54New |
$973 - $1.19K
|
54
$1K
|
|
|
May 14, 2025
Q1 2025
|
Estabrook Capital Management
New York, NY |
BUY
|
- |
40+ 2.13% |
$720 - $880
|
1.92K
$35.6K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
38+ 0.35% |
$684 - $836
|
10.9K
$202K
|
|
|
Apr 09, 2025
Q1 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
36+ 2.11% |
$648 - $792
|
1.74K
$32.3K
|
|
|
Apr 16, 2025
Q1 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
20+ 0.5% |
$360 - $440
|
4K
$74.2K
|
|
|
Apr 10, 2025
Q1 2025
|
Diligent Investors, LLC
|
BUY
|
- |
20+ 0.08% |
$360 - $440
|
24.5K
$454K
|
|
|
Apr 21, 2025
Q1 2025
|
Beacon Capital Management, LLC
|
BUY
|
- |
19+ 2.39% |
$342 - $418
|
814
$15.1K
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
16+ 0.02% |
$288 - $352
|
88.5K
$1.64M
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
10+ 1.32% |
$180 - $220
|
769
$14.3K
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10+ 0.07% |
$180 - $220
|
13.5K
$251K
|
|
|
Apr 22, 2025
Q1 2025
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
5+ 2.15% |
$90.1 - $110
|
238
$4.42K
|
|
|
Apr 23, 2025
Q1 2025
|
Spire Wealth Management
|
BUY
|
- |
4+ 0.3% |
$72 - $88
|
1.36K
$25.2K
|
|
|
May 05, 2025
Q1 2025
|
Archer Investment Corp
|
BUY
|
- |
3+ 0.13% |
$54 - $66
|
2.33K
$43.2K
|
|
|
May 14, 2025
Q1 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
2+ 0.01% |
$36 - $44
|
14K
$259K
|
|
|
May 02, 2025
Q1 2025
|
Hager Investment Management Services, LLC
New London, NH |
BUY
|
- |
1+ 2.08% |
$18 - $22
|
49
$909
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1+ 3.33% |
$18 - $22
|
31
$575
|
|
|
Apr 09, 2025
Q1 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
1+ 2.0% |
$18 - $22
|
51
$947
|
|
|
May 30, 2025
Q1 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-1- 0.01% |
$18 - $22
|
14.5K
$270K
|
|
|
May 09, 2025
Q1 2025
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-77- 3.29% |
$1.39K - $1.69K
|
2.26K
$42K
|
|
|
May 01, 2025
Q1 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-78- 1.18% |
$1.4K - $1.72K
|
6.56K
$122K
|
|
|
Apr 22, 2025
Q1 2025
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-80- 0.52% |
$1.44K - $1.76K
|
15.3K
$284K
|
|
|
Apr 28, 2025
Q1 2025
|
Horizon Financial Services, LLC
|
SELL
|
- |
-82Closed |
$1.48K - $1.8K
|
0
$0
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-100- 0.72% |
$1.8K - $2.2K
|
13.8K
$256K
|
|
|
Apr 16, 2025
Q1 2025
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-100- 6.47% |
$1.8K - $2.2K
|
1.45K
$26.8K
|
|
|
May 07, 2025
Q1 2025
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-141- 0.67% |
$2.54K - $3.1K
|
20.9K
$388K
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-181- 26.58% |
$3.26K - $3.98K
|
500
$9.28K
|
|
|
May 14, 2025
Q1 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-217- 0.68% |
$3.91K - $4.77K
|
31.5K
$584K
|
|
|
Apr 25, 2025
Q1 2025
|
Essex Financial Services, Inc.
|
SELL
|
- |
-219- 0.36% |
$3.94K - $4.82K
|
60.7K
$1.13M
|
|
|
May 09, 2025
Q1 2025
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-281- 1.78% |
$5.06K - $6.18K
|
15.5K
$288K
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-429- 1.42% |
$7.73K - $9.44K
|
29.7K
$551K
|
|
|
Apr 21, 2025
Q1 2025
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-464- 0.41% |
$8.36K - $10.2K
|
112K
$2.08M
|
|
|
May 07, 2025
Q1 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-496- 3.27% |
$8.93K - $10.9K
|
14.7K
$273K
|
|
|
Apr 09, 2025
Q1 2025
|
Fulton Bank, N.A.
|
SELL
|
- |
-500- 3.75% |
$9.01K - $11K
|
12.8K
$238K
|
|
|
May 13, 2025
Q1 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-568- 69.61% |
$10.2K - $12.5K
|
248
$4.6K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-569- 3.79% |
$10.2K - $12.5K
|
14.5K
$268K
|
|
|
May 14, 2025
Q1 2025
|
Napa Wealth Management
Napa, CA |
SELL
|
- |
-585- 0.47% |
$10.5K - $12.9K
|
124K
$2.29M
|
|
|
Apr 07, 2025
Q1 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-644- 4.18% |
$11.6K - $14.2K
|
14.8K
$274K
|
|
|
May 14, 2025
Q1 2025
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-660- 5.2% |
$11.9K - $14.5K
|
12K
$223K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-676- 0.59% |
$12.2K - $14.9K
|
114K
$2.12M
|