Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
128+ 2.98% |
$2.08K - $2.44K
|
4.42K
$82K
|
|
|
Jul 11, 2025
Q2 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
40+ 1.0% |
$650 - $764
|
4.04K
$74.9K
|
|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-54- 0.16% |
$877 - $1.03K
|
32.8K
$608K
|
|
|
Jul 10, 2025
Q2 2025
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
3.85K+ 4.42% |
$62.5K - $73.6K
|
90.9K
$1.69M
|
|
|
Jul 10, 2025
Q2 2025
|
Security National Bank
|
BUY
|
- |
245+ 6.12% |
$3.98K - $4.68K
|
4.25K
$78.8K
|
|
|
Jul 10, 2025
Q2 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
63+ 2.24% |
$1.02K - $1.2K
|
2.88K
$53.4K
|
|
|
Jul 10, 2025
Q2 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
28.4MNew |
$462M - $543M
|
28.4M
$527M
|
|
|
Jul 09, 2025
Q2 2025
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
1.71K+ 0.3% |
$27.7K - $32.6K
|
570K
$10.6M
|
|
|
Jul 09, 2025
Q2 2025
|
Bank Of New Hampshire
|
BUY
|
- |
600New |
$9.74K - $11.5K
|
600
$11.1K
|
|
|
Jul 09, 2025
Q2 2025
|
Mirador Capital Partners LP
|
BUY
|
- |
1.92K+ 4.39% |
$31.1K - $36.6K
|
45.6K
$846K
|
|
|
Jul 08, 2025
Q2 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
39+ 2.24% |
$633 - $745
|
1.78K
$33K
|
|
|
Jul 08, 2025
Q2 2025
|
Rmr Wealth Builders
|
BUY
|
- |
423+ 2.2% |
$6.87K - $8.08K
|
19.7K
$365K
|
|
|
Jul 07, 2025
Q2 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-29- 0.2% |
$471 - $554
|
14.7K
$273K
|
|
|
Jul 07, 2025
Q2 2025
|
Delphi Management Inc /Ma/
Boston, MA |
BUY
|
- |
3.89K+ 5.35% |
$63.1K - $74.2K
|
76.5K
$1.42M
|
|
|
Jul 07, 2025
Q2 2025
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-746- 51.59% |
$12.1K - $14.2K
|
700
$13K
|
|
|
Jul 01, 2025
Q2 2025
|
Confluence Investment Management LLC
|
BUY
|
- |
1.15K+ 0.3% |
$18.7K - $21.9K
|
384K
$7.12M
|
|
| Q1 2025 | |||||||
|
Jun 03, 2025
Q1 2025
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-1.19K- 5.33% |
$21.5K - $26.2K
|
21.2K
$393K
|
|
|
May 30, 2025
Q1 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-1- 0.01% |
$18 - $22
|
14.5K
$270K
|
|
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
3.71K+ 301.14% |
$66.9K - $81.7K
|
4.95K
$91.8K
|
|
|
May 27, 2025
Q1 2025
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-5.03K- 0.49% |
$90.6K - $111K
|
1.01M
$18.8M
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.3K- 31.7% |
$41.4K - $50.6K
|
4.96K
$92K
|
|
|
May 16, 2025
Q1 2025
|
Empowered Funds, LLC
|
BUY
|
- |
10.6K+ 85.88% |
$190K - $232K
|
22.9K
$424K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.39K- 2.63% |
$61.1K - $74.6K
|
126K
$2.33M
|
|
|
May 15, 2025
Q1 2025
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
52.3KNew |
$942K - $1.15M
|
52.3K
$971K
|
|
|
May 15, 2025
Q1 2025
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
62.7K+ 127.76% |
$1.13M - $1.38M
|
112K
$2.07M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-569- 3.79% |
$10.2K - $12.5K
|
14.5K
$268K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.7K+ 1.99% |
$283K - $346K
|
804K
$14.9M
|
|
|
May 15, 2025
Q1 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
31.6K+ 26.34% |
$568K - $694K
|
151K
$2.81M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
295K+ 23.04% |
$5.31M - $6.49M
|
1.57M
$29.2M
|
|
|
May 15, 2025
Q1 2025
|
Barclays PLC
London, X0 |
BUY
|
- |
666+ 0.94% |
$12K - $14.7K
|
71.7K
$1.33M
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-2.36K- 28.87% |
$42.5K - $51.9K
|
5.82K
$108K
|
|
|
May 15, 2025
Q1 2025
|
Tfg Advisers LLC
|
BUY
|
- |
9.92K+ 19.73% |
$179K - $218K
|
60.2K
$1.12M
|
|
|
May 15, 2025
Q1 2025
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-44.2K- 13.71% |
$795K - $971K
|
278K
$5.16M
|
|
|
May 15, 2025
Q1 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
1.69K+ 2.83% |
$30.3K - $37.1K
|
61.3K
$1.14M
|
|
|
May 15, 2025
Q1 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-12.7K- 12.22% |
$228K - $279K
|
91K
$1.69M
|
|
|
May 15, 2025
Q1 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
959+ 5.89% |
$17.3K - $21.1K
|
17.2K
$320K
|
|
|
May 15, 2025
Q1 2025
|
Van Eck Associates Corp
|
SELL
|
- |
-75K- 2.18% |
$1.35M - $1.65M
|
3.36M
$62.4M
|
|
|
May 15, 2025
Q1 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
34.5K+ 228.35% |
$622K - $760K
|
49.7K
$922K
|
|
|
May 15, 2025
Q1 2025
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
6.96K+ 22.24% |
$125K - $153K
|
38.3K
$710K
|
|
|
May 15, 2025
Q1 2025
|
Axa S.A.
Paris, I0 |
BUY
|
- |
218+ 1.83% |
$3.93K - $4.8K
|
12.1K
$225K
|
|
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.42K+ 7613.79% |
$79.5K - $97.2K
|
4.47K
$83K
|
|
|
May 15, 2025
Q1 2025
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
2.31K+ 3.42% |
$41.5K - $50.8K
|
69.7K
$1.29M
|
|
|
May 15, 2025
Q1 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
48.9KNew |
$882K - $1.08M
|
48.9K
$908K
|
|
|
May 15, 2025
Q1 2025
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-25.5K- 30.94% |
$459K - $561K
|
56.9K
$1.06M
|
|
|
May 15, 2025
Q1 2025
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-712K- 96.13% |
$12.8M - $15.7M
|
28.6K
$531K
|
|
|
May 15, 2025
Q1 2025
|
Nebula Research & Development LLC
New York, NY |
BUY
|
- |
10.8KNew |
$195K - $239K
|
10.8K
$201K
|
|
|
May 15, 2025
Q1 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
110KNew |
$1.99M - $2.43M
|
110K
$2.05M
|
|
|
May 15, 2025
Q1 2025
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
42.9KNew |
$773K - $944K
|
42.9K
$796K
|
|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
1.23K+ 6.99% |
$22.2K - $27.1K
|
18.9K
$350K
|
|
|
May 15, 2025
Q1 2025
|
Fieldview Capital Management, LLC
Niles, MI |
BUY
|
- |
19KNew |
$343K - $419K
|
19K
$353K
|
|