Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 25, 2024
Q3 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
18.8KNew |
$333K - $408K
|
18.8K
$361K
|
|
|
Nov 20, 2024
Q3 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
9.52K+ 97.53% |
$169K - $206K
|
19.3K
$370K
|
|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-3.63K- 20.02% |
$64.3K - $78.7K
|
14.5K
$279K
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.85K+ 7.5% |
$32.8K - $40.1K
|
26.5K
$509K
|
|
|
Nov 15, 2024
Q3 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
5+ 2.24% |
$88.6 - $108
|
228
$4.38K
|
|
|
Nov 15, 2024
Q3 2024
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.28K+ 45.56% |
$22.7K - $27.7K
|
4.09K
$78.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-128K- 21.91% |
$2.27M - $2.78M
|
458K
$8.79M
|
|
|
Nov 14, 2024
Q3 2024
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
19.6K+ 45.0% |
$347K - $425K
|
63.2K
$1.21M
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
4.85K+ 13.32% |
$85.9K - $105K
|
41.3K
$793K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.81K+ 21.33% |
$49.7K - $60.8K
|
16K
$307K
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-10.9K- 32.88% |
$192K - $235K
|
22.2K
$426K
|
|
|
Nov 14, 2024
Q3 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
3.31K+ 15.15% |
$58.7K - $71.8K
|
25.2K
$484K
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.34K+ 347.99% |
$76.8K - $94K
|
5.58K
$107K
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-376K- 44.99% |
$6.67M - $8.16M
|
460K
$8.84M
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-89.8K- 23.21% |
$1.59M - $1.95M
|
297K
$5.71M
|
|
|
Nov 14, 2024
Q3 2024
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
37.4K+ 148.55% |
$662K - $810K
|
62.5K
$1.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17K- 4.37% |
$302K - $369K
|
373K
$7.16M
|
|
|
Nov 14, 2024
Q3 2024
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
12.2KNew |
$217K - $265K
|
12.2K
$235K
|
|
|
Nov 14, 2024
Q3 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-8.37K- 11.06% |
$148K - $181K
|
67.3K
$1.29M
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.49K- 6.71% |
$79.5K - $97.3K
|
62.4K
$1.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.94K+ 12.09% |
$158K - $194K
|
82.8K
$1.59M
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
7.18K+ 57.66% |
$127K - $156K
|
19.6K
$377K
|
|
|
Nov 14, 2024
Q3 2024
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-1.25K- 1.53% |
$22.1K - $27.1K
|
80.4K
$1.54M
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-62.1K- 97.81% |
$1.1M - $1.35M
|
1.39K
$26.7K
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
CALL |
-98K- 82.84% |
$1.74M - $2.12M
|
20.3K
$390K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
51.2K+ 20.4% |
$907K - $1.11M
|
302K
$5.81M
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.24K+ 2.41% |
$57.4K - $70.2K
|
138K
$2.65M
|
|
|
Nov 14, 2024
Q3 2024
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
2.79K+ 4.72% |
$49.4K - $60.4K
|
61.9K
$1.19M
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-82.9K- 6.61% |
$1.47M - $1.8M
|
1.17M
$22.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-16.3K- 10.84% |
$289K - $354K
|
134K
$2.58M
|
|
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-114K- 49.67% |
$2.02M - $2.48M
|
116K
$2.22M
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
500+ 12.48% |
$8.86K - $10.8K
|
4.51K
$86.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-86K- 78.78% |
$1.52M - $1.86M
|
23.2K
$445K
|
|
|
Nov 14, 2024
Q3 2024
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
55.3K+ 38.64% |
$979K - $1.2M
|
198K
$3.81M
|
|
|
Nov 14, 2024
Q3 2024
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
2.02KNew |
$35.8K - $43.8K
|
2.02K
$38.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
15.1KNew |
$267K - $326K
|
15.1K
$289K
|
|
|
Nov 14, 2024
Q3 2024
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-9.17K- 18.5% |
$162K - $199K
|
40.4K
$776K
|
|
|
Nov 14, 2024
Q3 2024
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
10.6KNew |
$188K - $231K
|
10.6K
$204K
|
|
|
Nov 14, 2024
Q3 2024
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-144- 10.33% |
$2.55K - $3.12K
|
1.25K
$24K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
257K+ 188.65% |
$4.55M - $5.57M
|
393K
$7.55M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
71.4K+ 58.57% |
$1.26M - $1.55M
|
193K
$3.71M
|
|
|
Nov 14, 2024
Q3 2024
|
Twinbeech Capital LP
Purchase, NY |
BUY
|
- |
19.9KNew |
$353K - $432K
|
19.9K
$383K
|
|
|
Nov 14, 2024
Q3 2024
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
5.7K+ 8.08% |
$101K - $124K
|
76.3K
$1.46M
|
|
|
Nov 14, 2024
Q3 2024
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
763+ 3.73% |
$13.5K - $16.5K
|
21.2K
$408K
|
|
|
Nov 14, 2024
Q3 2024
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
86+ 5.39% |
$1.52K - $1.86K
|
1.68K
$32.3K
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
37.5K+ 187.33% |
$664K - $812K
|
57.5K
$1.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
PUT |
100KNew |
$1.77M - $2.17M
|
100K
$1.92M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
178K+ 55.38% |
$3.14M - $3.85M
|
498K
$9.57M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
32.9KNew |
$583K - $713K
|
32.9K
$632K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-148K- 54.39% |
$2.63M - $3.22M
|
124K
$2.39M
|