Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 18, 2025
Q2 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-57.4K- 56.83% |
$932K - $1.1M
|
43.6K
$839K
|
|
|
Aug 18, 2025
Q2 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-29.7K- 69.99% |
$482K - $567K
|
12.7K
$245K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.52K+ 30.68% |
$24.7K - $29K
|
6.48K
$125K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-145K- 9.2% |
$2.35M - $2.77M
|
1.43M
$27.5M
|
|
|
Aug 15, 2025
Q2 2025
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.58K- 6.74% |
$25.7K - $30.2K
|
21.9K
$421K
|
|
|
Aug 15, 2025
Q2 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
29.3K+ 112.89% |
$476K - $560K
|
55.3K
$1.06M
|
|
|
Aug 15, 2025
Q2 2025
|
Wealth Collab, LLC
Bellevue, WA |
BUY
|
- |
195+ 30.42% |
$3.17K - $3.72K
|
836
$16.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
153KNew |
$2.49M - $2.92M
|
153K
$2.95M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-49.9K- 20.31% |
$810K - $953K
|
196K
$3.77M
|
|
|
Aug 14, 2025
Q2 2025
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
BUY
|
- |
2.35K+ 17.85% |
$38.1K - $44.8K
|
15.5K
$298K
|
|
|
Aug 14, 2025
Q2 2025
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
11.1K+ 15.97% |
$181K - $213K
|
80.8K
$1.55M
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.76K- 0.84% |
$44.9K - $52.8K
|
327K
$6.29M
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
PUT |
50.1K+ 51.76% |
$814K - $957K
|
147K
$2.83M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
90.3K+ 18.86% |
$1.47M - $1.72M
|
569K
$11M
|
|
|
Aug 14, 2025
Q2 2025
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-2.26K- 2.85% |
$36.7K - $43.2K
|
77.2K
$1.48M
|
|
|
Aug 14, 2025
Q2 2025
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
34.3K+ 80.03% |
$558K - $656K
|
77.2K
$1.49M
|
|
|
Aug 14, 2025
Q2 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
347K+ 971.53% |
$5.64M - $6.63M
|
383K
$7.37M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-29K- 23.08% |
$471K - $554K
|
96.6K
$1.86M
|
|
|
Aug 14, 2025
Q2 2025
|
Sciencast Management LP
|
BUY
|
- |
15.4KNew |
$251K - $295K
|
15.4K
$297K
|
|
|
Aug 14, 2025
Q2 2025
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
56.6K+ 60.33% |
$919K - $1.08M
|
150K
$2.89M
|
|
|
Aug 14, 2025
Q2 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
2.03K+ 11.76% |
$33K - $38.8K
|
19.3K
$371K
|
|
|
Aug 14, 2025
Q2 2025
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-300- 2.1% |
$4.87K - $5.73K
|
14K
$270K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
55.2K+ 4.37% |
$897K - $1.05M
|
1.32M
$25.4M
|
|
|
Aug 14, 2025
Q2 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
2.87K+ 16.62% |
$46.5K - $54.7K
|
20.1K
$387K
|
|
|
Aug 14, 2025
Q2 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
119K+ 243.97% |
$1.94M - $2.28M
|
168K
$3.24M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-777- 2.54% |
$12.6K - $14.8K
|
29.9K
$574K
|
|
|
Aug 14, 2025
Q2 2025
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-256- 0.67% |
$4.16K - $4.89K
|
38K
$731K
|
|
|
Aug 14, 2025
Q2 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
470K+ 425.62% |
$7.63M - $8.98M
|
580K
$11.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
342K+ 42.16% |
$5.55M - $6.53M
|
1.15M
$22.2M
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.41K+ 16.69% |
$39.2K - $46.1K
|
16.9K
$325K
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
28+ 0.13% |
$455 - $535
|
20.9K
$403K
|
|
|
Aug 14, 2025
Q2 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
62K+ 3.07% |
$1.01M - $1.18M
|
2.08M
$40M
|
|
|
Aug 14, 2025
Q2 2025
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
129K+ 115.67% |
$2.1M - $2.47M
|
241K
$4.64M
|
|
|
Aug 14, 2025
Q2 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-3.13K- 5.98% |
$50.8K - $59.7K
|
49.2K
$946K
|
|
|
Aug 14, 2025
Q2 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-821- 5.64% |
$13.3K - $15.7K
|
13.7K
$264K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.64K- 0.61% |
$75.3K - $88.6K
|
754K
$14.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-1.55K- 0.83% |
$25.2K - $29.7K
|
187K
$3.59M
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
3.43K+ 12.09% |
$55.7K - $65.5K
|
31.8K
$611K
|
|
|
Aug 14, 2025
Q2 2025
|
Van Eck Associates Corp
|
BUY
|
- |
255K+ 7.58% |
$4.14M - $4.87M
|
3.62M
$69.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
280K+ 100.86% |
$4.55M - $5.35M
|
558K
$10.7M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-10.7K- 47.6% |
$175K - $205K
|
11.8K
$228K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
67.3KNew |
$1.09M - $1.29M
|
67.3K
$1.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
PUT |
12.9KNew |
$209K - $246K
|
12.9K
$248K
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-10- 0.07% |
$162 - $191
|
13.5K
$260K
|
|
|
Aug 14, 2025
Q2 2025
|
Swan Capital LLC
Pensacola, FL |
BUY
|
- |
253New |
$4.11K - $4.83K
|
253
$4.87K
|
|
|
Aug 14, 2025
Q2 2025
|
Skopos Labs, Inc.
Riverhead, NY |
BUY
|
- |
1.2KNew |
$19.5K - $22.9K
|
1.2K
$23.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Napa Wealth Management
Napa, CA |
SELL
|
- |
-14.6K- 11.8% |
$237K - $278K
|
109K
$2.1M
|
|
|
Aug 14, 2025
Q2 2025
|
Diversify Advisory Services, LLC
Sandy, UT |
BUY
|
- |
22.3KNew |
$363K - $427K
|
22.3K
$430K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-10.5K- 1.63% |
$170K - $200K
|
634K
$12.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.12K+ 15.52% |
$83.2K - $97.8K
|
38.1K
$733K
|