Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 16, 2018
Q1 2018
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-10.1KClosed |
$120K - $133K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-245Closed |
$2.91K - $3.25K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.8KClosed |
$140K - $156K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-13.4KClosed |
$167K - $187K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-13.6KClosed |
$170K - $190K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-20.2KClosed |
$252K - $282K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Cardinal Capital Management LLC
Greenwich, CT |
SELL
|
- |
-260KClosed |
$3.23M - $3.62M
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-20KClosed |
$249K - $279K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-1.09KClosed |
$13.6K - $15.2K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Nj State Employees Deferred Compensation Plan
|
SELL
|
- |
-40KClosed |
$498K - $558K
|
0
$0
|
|
|
Jan 19, 2018
Q4 2017
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-784Closed |
$9.75K - $10.9K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 15, 2017
Q3 2017
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
3.53KNew |
$42.5K - $47.3K
|
3.53K
$68K
|
|
|
Nov 08, 2017
Q3 2017
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-83.9KClosed |
$1.01M - $1.12M
|
0
$0
|
|
|
Oct 23, 2017
Q3 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-21.7KClosed |
$261K - $291K
|
0
$0
|
|
|
Oct 18, 2017
Q3 2017
|
Shell Asset Management CO
The Hague, P7 |
BUY
|
- |
92.9KNew |
$1.12M - $1.25M
|
92.9K
$1.79M
|
|