Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Granite Investment Partners, LLC
|
SELL
|
- |
-17.7K- 2.14% |
$205K - $265K
|
811K
$15.1M
|
|
|
Feb 10, 2023
Q4 2022
|
Comerica Securities,Inc.
|
BUY
|
- |
1.44KNew |
$16.6K - $21.4K
|
1.44K
$26.7K
|
|
|
Feb 10, 2023
Q4 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-16.1K- 57.66% |
$187K - $241K
|
11.9K
$220K
|
|
|
Feb 10, 2023
Q4 2022
|
Victory Capital Management Inc
|
BUY
|
- |
129+ 0.91% |
$1.5K - $1.93K
|
14.3K
$265K
|
|
|
Feb 10, 2023
Q4 2022
|
Sandy Spring Bank
|
BUY
|
- |
450New |
$5.22K - $6.72K
|
450
$8.35K
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-14.5K- 44.46% |
$167K - $216K
|
18.1K
$335K
|
|
|
Feb 10, 2023
Q4 2022
|
Ing Groep Nv
|
BUY
|
- |
58.4KNew |
$677K - $872K
|
58.4K
$1.08M
|
|
|
Feb 08, 2023
Q4 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-2.5K- 2.03% |
$29K - $37.3K
|
121K
$2.24M
|
|
|
Feb 06, 2023
Q4 2022
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
3.5K+ 5.74% |
$40.6K - $52.3K
|
64.5K
$1.2M
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
2.52KNew |
$29.2K - $37.7K
|
2.52K
$46.8K
|
|
|
Feb 02, 2023
Q4 2022
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
38.8KNew |
$450K - $580K
|
38.8K
$721K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
2.2KNew |
$25.5K - $32.8K
|
2.2K
$40.8K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-726- 1.53% |
$8.41K - $10.8K
|
46.6K
$865K
|
|
|
Jan 18, 2023
Q4 2022
|
Johnson & White Wealth Management, LLC
York, PA |
BUY
|
- |
16.9KNew |
$196K - $252K
|
16.9K
$313K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
200New |
$2.32K - $2.99K
|
200
$3.71K
|
|
|
Jan 11, 2023
Q4 2022
|
Jenkins Wealth
Englewood, CO |
BUY
|
- |
79.2KNew |
$918K - $1.18M
|
79.2K
$1.47M
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
1.2KNew |
$13.9K - $17.9K
|
1.2K
$22.3K
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
123New |
$1.43K - $1.84K
|
123
$2.28K
|
|
| Q3 2022 | |||||||
|
Aug 16, 2024
Q3 2022
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-1.49KClosed |
$17K - $37.9K
|
0
$0
|
|
|
Nov 30, 2023
Q3 2022
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
413New |
$4.73K - $10.5K
|
413
$7.67K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-2.12K- 6.57% |
$24.3K - $53.9K
|
30.1K
$559K
|
|
|
Nov 14, 2022
Q3 2022
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
12.9KNew |
$148K - $329K
|
12.9K
$239K
|
|
|
Nov 14, 2022
Q3 2022
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
318+ 2.3% |
$3.64K - $8.1K
|
14.1K
$262K
|
|
|
Nov 14, 2022
Q3 2022
|
Empyrean Capital Partners, LP
Los Angeles, CA |
BUY
|
PUT |
500KNew |
$5.73M - $12.7M
|
500K
$9.28M
|
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
5.81KNew |
$66.5K - $148K
|
5.81K
$108K
|
|
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.25M
|
|
|
Nov 10, 2022
Q3 2022
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-8.38K- 46.18% |
$95.9K - $213K
|
9.76K
$181K
|
|
|
Nov 10, 2022
Q3 2022
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.25M
|
|
|
Nov 08, 2022
Q3 2022
|
Wms Partners, LLC
|
BUY
|
- |
632+ 4.21% |
$7.24K - $16.1K
|
15.6K
$290K
|
|
|
Nov 08, 2022
Q3 2022
|
New York State Common Retirement Fund
|
BUY
|
- |
59.1KNew |
$677K - $1.51M
|
59.1K
$1.1M
|
|
|
Oct 27, 2022
Q3 2022
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-1.63K- 12.35% |
$18.7K - $41.6K
|
11.6K
$215K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
1.92KNew |
$22K - $48.9K
|
1.92K
$35.6K
|
|
|
Oct 13, 2022
Q3 2022
|
Activest Wealth Management
|
SELL
|
- |
-765Closed |
$8.76K - $19.5K
|
0
$0
|
|
|
Oct 12, 2022
Q3 2022
|
City Holding CO
|
BUY
|
- |
651New |
$7.45K - $16.6K
|
651
$12.1K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-5.66KClosed |
$72.5K - $107K
|
0
$0
|
|
|
Aug 16, 2022
Q2 2022
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-1.23KClosed |
$15.7K - $23.2K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Creative Planning
Overland Park, KS |
BUY
|
CALL |
1.4KNew |
$17.9K - $26.5K
|
1.4K
$26K
|
|
|
Aug 15, 2022
Q2 2022
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-143K- 8.04% |
$1.84M - $2.71M
|
1.64M
$30.4M
|
|
|
Aug 15, 2022
Q2 2022
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
BUY
|
- |
22.5K+ 8.06% |
$288K - $425K
|
302K
$5.6M
|
|
|
Aug 15, 2022
Q2 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
BUY
|
- |
31.1KNew |
$399K - $588K
|
31.1K
$577K
|
|
|
Aug 15, 2022
Q2 2022
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-535Closed |
$6.86K - $10.1K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-47.5KClosed |
$610K - $899K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-588KClosed |
$7.53M - $11.1M
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Tcwp LLC
Tampa, FL |
SELL
|
- |
-5.2KClosed |
$66.6K - $98.2K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.16K- 8.14% |
$14.8K - $21.8K
|
13K
$242K
|
|
|
Aug 15, 2022
Q2 2022
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-903Closed |
$11.6K - $17.1K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
13.9K+ 8992.26% |
$179K - $264K
|
14.1K
$262K
|
|
|
Aug 12, 2022
Q2 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
18.8KNew |
$241K - $356K
|
18.8K
$349K
|
|
|
Aug 12, 2022
Q2 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-6.94K- 20.87% |
$89K - $131K
|
26.3K
$488K
|
|
|
Aug 12, 2022
Q2 2022
|
Dodge & Cox
San Francisco, CA |
BUY
|
- |
20KNew |
$256K - $378K
|
20K
$371K
|
|