Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-16KClosed |
$258K - $289K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-15.6KClosed |
$251K - $281K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
12KNew |
$194K - $217K
|
12K
$223K
|
|
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
18.2KNew |
$294K - $329K
|
18.2K
$338K
|
|
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-6.05KClosed |
$97.6K - $109K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
1.76KNew |
$28.5K - $31.9K
|
1.76K
$32.7K
|
|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-500Closed |
$8.07K - $9.04K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Mv Capital Management, Inc.
|
SELL
|
- |
-1.1KClosed |
$17.8K - $19.9K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Busey Wealth Management
|
SELL
|
- |
-14.5KClosed |
$233K - $261K
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-28.5KClosed |
$459K - $514K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$40.4K - $45.2K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
PUT |
10KNew |
$165K - $176K
|
10K
$186K
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
32.6KNew |
$538K - $573K
|
32.6K
$605K
|
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-12.9KClosed |
$212K - $226K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-23.5KClosed |
$388K - $413K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
370New |
$6.11K - $6.5K
|
370
$6.87K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-209Closed |
$3.45K - $3.67K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-752KClosed |
$12.4M - $13.2M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-13.6KClosed |
$224K - $239K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
1.67KNew |
$27.6K - $29.3K
|
1.67K
$31K
|
|
|
Nov 10, 2021
Q3 2021
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-120KClosed |
$1.97M - $2.1M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-19KClosed |
$313K - $333K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Boston Trust Walden Corp
|
BUY
|
- |
11.4KNew |
$188K - $200K
|
11.4K
$212K
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
1.38KNew |
$22.8K - $24.3K
|
1.38K
$25.6K
|
|
|
Oct 18, 2021
Q3 2021
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-1.35K- 55.44% |
$22.2K - $23.6K
|
1.08K
$20.1K
|
|
| Q2 2021 | |||||||
|
Aug 19, 2021
Q2 2021
|
True Link Financial Advisors, LLC
|
SELL
|
- |
-33.3KClosed |
$531K - $587K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
11KNew |
$176K - $194K
|
11K
$204K
|
|
|
Aug 16, 2021
Q2 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-12.9KClosed |
$207K - $228K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Ascendant Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-27.5KClosed |
$439K - $486K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
350KNew |
$5.59M - $6.18M
|
350K
$6.5M
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-232KClosed |
$3.7M - $4.09M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-6.88KClosed |
$110K - $121K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-80K- 88.89% |
$1.28M - $1.41M
|
10K
$186K
|
|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-70Closed |
$1.12K - $1.24K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Lake Point Wealth Management
|
SELL
|
- |
-100- 5.41% |
$1.6K - $1.77K
|
1.75K
$32.5K
|
|
|
Aug 03, 2021
Q2 2021
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-11.6KClosed |
$185K - $204K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-4.01KClosed |
$64K - $70.7K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Centric Wealth Management
|
SELL
|
- |
-24KClosed |
$384K - $424K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Manchester Financial Inc
|
SELL
|
- |
-200Closed |
$3.2K - $3.53K
|
0
$0
|
|
|
Jul 16, 2021
Q2 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-33.3KClosed |
$531K - $587K
|
0
$0
|
|
|
Jul 15, 2021
Q2 2021
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-72.3KClosed |
$1.15M - $1.28M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 26, 2021
Q1 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-25Closed |
$355 - $415
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-33KClosed |
$469K - $548K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Steelhead Partners LLC
Seattle, WA |
SELL
|
- |
-35.7KClosed |
$507K - $593K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-17.9KClosed |
$254K - $297K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
First National Trust CO
|
BUY
|
- |
7K+ 55.42% |
$99.5K - $116K
|
19.6K
$364K
|
|
|
Apr 30, 2021
Q1 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-955Closed |
$13.6K - $15.9K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Washington Trust CO
|
SELL
|
- |
-226Closed |
$3.21K - $3.75K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Whittier Trust CO
|
BUY
|
- |
250New |
$3.55K - $4.15K
|
250
$4.64K
|
|
|
Apr 20, 2021
Q1 2021
|
Private Ocean, LLC
|
BUY
|
- |
2.47K+ 49.12% |
$35.1K - $41K
|
7.51K
$139K
|
|